CUSIP
No. 18451N204
1.
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Name
of Reporting Persons: Jianhua Wu
|
|
I.R.S.
Identification No. of Above Persons (entities only) NA
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
(a) ☐
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|
(b) ☐
|
|
|
3.
|
SEC
Use Only
|
|
|
4.
|
Source
of Funds (See Instructions)
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|
OO
|
|
|
5.
|
Check
if Disclosure of Legal Proceedings is Required Pursuant To Items 2(d) or 2(e) ☐
|
|
|
6.
|
Citizenship
or Place of Organization
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|
People’s
Republic of China
|
Number
of shares beneficially owned by each reporting person with:
7.
|
Sole
Voting Power
|
1,105,184
|
|
|
|
8.
|
Shared
Voting Power
|
0
|
|
|
|
9.
|
Sole
Dispositive Power
|
1,105,184
|
|
|
|
10.
|
Shared
Dispositive Power
|
0
|
|
|
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
|
1,105,184
|
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares
|
☒
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13.
|
Percent
of Class Represented by Amount in Row (11)
|
19.5%
|
|
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14.
|
Type
of Reporting Person
|
IN
|
CUSIP
No. 18451N204
1.
|
Name
of Reporting Persons: Lihua Tang
|
|
I.R.S.
Identification No. of Above Persons (entities only) NA
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
(a) ☐
|
|
(b) ☐
|
|
|
3.
|
SEC
Use Only
|
|
|
4
|
Source
of Funds (See Instructions)
|
|
OO
|
|
|
5.
|
Check
if Disclosure of Legal Proceedings is Required Pursuant To Items 2(d) or 2(e) ☐
|
|
|
6.
|
Citizenship
or Place of Organization
|
|
Peoples’
Republic of China
|
Number
of shares beneficially owned by each reporting person with:
7.
|
Sole
Voting Power
|
232,475
|
|
|
|
8.
|
Shared
Voting Power
|
0
|
|
|
|
9.
|
Sole
Dispositive Power
|
232,475
|
|
|
|
10.
|
Shared
Dispositive Power
|
0
|
|
|
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
|
232,475
|
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares
|
☒
|
|
|
|
13.
|
Percent
of Class Represented by Amount in Row (11)
|
4.1%
|
|
|
|
14.
|
Type
of Reporting Person
|
IN
|
CUSIP
No. 18451N204
1.
|
Name
of Reporting Persons: Maxworthy International Limited
|
|
I.R.S.
Identification No. of Above Persons (entities only) NA
|
|
|
2.
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
|
|
(a) ☐
|
|
(b) ☐
|
|
|
3.
|
SEC
Use Only
|
|
|
4
|
Source
of Funds (See Instructions)
|
|
OO
|
|
|
5.
|
Check
if Disclosure of Legal Proceedings is Required Pursuant To Items 2(d) or 2(e) ☐
|
|
|
6.
|
Citizenship
or Place of Organization
|
|
British
Virgin Islands
|
Number
of shares beneficially owned by each reporting person with:
7.
|
Sole
Voting Power
|
544,267
|
|
|
|
8.
|
Shared
Voting Power
|
0
|
|
|
|
9.
|
Sole
Dispositive Power
|
544,267
|
|
|
|
10.
|
Shared
Dispositive Power
|
0
|
|
|
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
|
544,267
|
|
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares
|
☐
|
|
|
|
13.
|
Percent
of Class Represented by Amount in Row (11)
|
9.2%
|
|
|
|
14.
|
Type
of Reporting Person
|
CO
|
Item
1. Security and Issuer
This
Statement on Schedule 13D relates to the common stock, par value $0.001 per share, of Cleantech Solutions International,
Inc., a Nevada corporation (the “Issuer”). The address of the Issuer’s principal office is No. 9 Yanyu Middle
Road, Qianzhou Village, Huishan District, Wuxi City, Jiangsu Province, People’s Republic of China 214181.
Item
2. Identity and Background
(a) This
Schedule 13D is being filed on behalf of Jianhua Wu, Lihua Tang and Maxworthy International Limited (“Maxworthy”).
Some of Maxworthy’s shares of common stock are registered under the name Maxworthy Limited. Mr. Wu, Ms. Tang and Maxworthy
are collectively referred to as the “Reporting Persons” and each as a “Reporting Person.” Mr. Wu and Ms.
Tang are shareholders of Maxworthy and Mr. Wu is the managing director of Maxworthy and has the authority to vote and dispose
of the shares owned by Maxworthy.
(b) Mr.
Wu and Ms. Tang are husband and wife. Their address is No. 9 Yanyu Middle Road, Qianzhou Village, Huishan District, Wuxi City,
Jiangsu Province, People’s Republic of China 214181.
Maxworthy
is a British Virgin Islands corporation. Its address is P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British
Virgin Islands.
(c) Mr.
Wu’s principal occupation is as the chief executive officer of the Issuer.
(d) No
Reporting Person has, during the past five years, been convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors).
(e) No
Reporting Person has, during the past five years, been a party to a civil proceeding of a judicial or administrative body of competent
jurisdiction and, as a result of such proceeding, subject to a judgment, decree or final order enjoining future violations of,
or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such
laws.
(f) Mr.
Wu and Ms. Tang are citizens of the People’s Republic of China. Maxworthy is incorporated under the laws of the British
Virgin Islands.
Item
3. Source and Amount of Funds or Other Consideration
On
January 9, 2017, the Issuer awarded to Mr. Wu, 200,000 shares of common stock pursuant to the Issuer’s 2016 Long-Term Incentive
Plan. The plan was approved by the stockholders at the 2016 annual meeting of stockholders, and is administered by the compensation
committee of the board of directors, which is comprised of three independent directors.
As
a result of the forgoing issuances, as of the date of this Schedule, Mr. Wu owned 560,917 shares of common stock, representing
9.9% of the outstanding common stock, Ms. Tang owned 232,475 shares of common stock, representing 4.11% of the outstanding common
stock and Maxworthy owned 544,267 shares of common stock, representing 9.6% of the outstanding common stock,. Because Mr. Wu has
the power to vote and dispose of the shares owned by Maxworthy, Mr. Wu and his wife, Ms. Tang, beneficially own 1,227,659 shares
of common stock, representing 23.6% of the outstanding common stock.
Item
4. Purpose of Transaction
Mr.
Wu is the Issuer’s chief executive officer and a director and the issuance of the shares was an award under the 2016 Long-Term
Incentive Plan. He has no specific plan or purpose which relates to, or could result in, any of the matters referred to in paragraphs
(a) through (j), inclusive, of Item 4 of Schedule 13D. Mr. Wu and the other Reporting Persons may from time to time make additional
purchases of the Issuer’s common stock or dispose of some or all of the shares of the Issuer’s common stock presently
owned by them.
Item
5. Interest in Securities of the Issuer
(a) As
of the date hereof:
(i) Mr. Wu and Ms. Tang may be deemed the beneficial
owners of 1,337,659 shares of common stock, representing 23.6% of the Issuer’s outstanding common stock, based on 5,656,486
shares of common stock outstanding on January 9, 2017, of which Mr. Wu owns individually 560,917 shares (9.9%), Maxworthy owns
544,267 shares (9.2%), Ms. Tang owns 232,475 (4.1%). Mr. Wu disclaims beneficial ownership of the shares owned by Ms. Tang, and
Ms. Tang disclaims beneficial ownership of the shares owned by Mr. Wu.
(ii) Because he has the power to vote and
dispose of the shares owned by Maxworthy, Mr. Wu may be deemed the beneficial owner of the shares owned by Maxworthy.
(iii) Maxworthy is the beneficial owner of the
shares owned by it.
(b) Mr.
Wu has the power to vote and dispose of the shares of common stock owned by him and by Maxworthy. Ms. Tang has the power to vote
and dispose of the shares of common stock owned by her.
(c) Other
than as reported in this Schedule 13D, none of the Reporting Persons has not effected any transactions involving the common
stock in the 60 days prior to filing this Schedule 13D.
(d) No
other persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of,
the shares owned by the Reporting Persons.
(e) Not
applicable.
Item 6. Contract, Arrangements, Understandings, or Relationships
with respect to Securities of the Issuer
None.
Item 7. Material to be Filed as Exhibits
Joint filing agreement dated December 5, 2007,
which was filed as Exhibit A to the Schedule 13D filed with the Commission on December 6, 2007.
Signatures
After
reasonable inquiry, and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Dated:
January 18, 2017
|
/s/
Jianhua Wu
|
|
Jianhua
Wu
|
|
|
Dated:
January 18, 2017
|
/s/
Lihua Tang
|
|
Lihua
Tang
|
|
|
Dated:
January 18, 2017
|
MAXWORTHY
LIMITED
|
|
|
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/s/
Jianhua Wu
|
|
Jianhua
Wu
|
7