Amended Statement of Ownership (sc 13g/a)
January 06 2017 - 08:24AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under the Securities Exchange
Act of 1934
(Amendment No. 29)*
RICHARDSON ELECTRONICS, LTD.
|
(Name of Issuer)
Common
Stock, par value $.05 per share
|
(Title
of Class of Securities)
(Cusip
Number)
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐
|
Rule
13d-1(b)
|
|
|
☐
|
Rule
13d-1(c)
|
|
|
☒
|
Rule
13d-1(d)
|
*
|
The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures
provided in a prior cover page.
|
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
(1)
|
Name
of reporting person
S.S.
or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Edward
J. Richardson
|
(2)
|
Check
the appropriate box if a member of a group
NA
|
(3)
|
SEC
use only
|
(4)
|
Citizenship
or place of organization
U.
S. A.
|
Number of
shares
beneficially
owned by
each
reporting
person
with
|
(5)
|
Sole
voting power
2,108,966
|
(6)
|
Shared
voting power
0
|
(7)
|
Sole
dispositive power
2,108,966
|
(8)
|
Shared
dispositive power
0
|
(9)
|
Aggregate
amount beneficially owned by each reporting person
2,108,966
|
(10)
|
Check
box if the aggregate amount in Row (9) excludes certain shares
|
(11)
|
Percent
of class represented by amount in Row 9
16.4%
|
(12)
|
Type
of reporting person
IN
|
|
|
|
|
This
Amendment Number 29 amends the Schedule 13G dated August 29, 2016, filed by the undersigned in connection with his beneficial
ownership of Common Stock, $.05 par value, of Richardson Electronics, Ltd. (the “Company”) as follows:
Item 4.
Ownership
Item 4
is hereby amended by deleting the same in its entirety and substituting the following in lieu thereof:
(a)
Includes
2,108,966 shares of Common Stock which would be issued upon conversion of Mr. Richardson’s Class B Common Stock and
50,000 shares of Common Stock to which Mr. Richardson holds stock options.
(b)
Percent
of Class
16.4%
(c)
Number
of shares as to which such person has:
(i)
sole
power to vote or to direct the vote
2,108,966
(ii)
sole
power to dispose or to direct the disposition of
2,108,966
(iii)
shared
power to dispose or to direct the disposition of
0
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
|
|
|
January
6, 2017
|
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Signature
|
/s/
Edward J. Richardson
|
|
|
Name
|
Edward
J. Richardson
|
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