Initial Statement of Beneficial Ownership (3)
January 04 2017 - 5:21PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Kessinger Wilbur G JR
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2017
|
3. Issuer Name
and
Ticker or Trading Symbol
KAPSTONE PAPER & PACKAGING CORP [KS]
|
(Last)
(First)
(Middle)
C/O KAPSTONE PAPER AND PACKAGING CORP., 1101 SKOKIE BLVD., STE. 300
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
VP and General Manager /
|
(Street)
NORTHBROOK, IL 60062
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Stock
|
9585
(1)
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Option (Right to Buy)
(2)
|
(3)
|
3/12/2024
|
Common Stock
|
3134
|
$30.41
|
D
|
|
Stock Option (Right to Buy)
(4)
|
(5)
|
3/26/2025
|
Common Stock
|
4216
|
$31.89
|
D
|
|
Stock Option (Right to Buy)
(4)
|
(6)
|
3/18/2026
|
Common Stock
|
9116
|
$12.72
|
D
|
|
Explanation of Responses:
|
(
1)
|
This includes 4,350 shares of fully vested common stock and 5,235 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of KapStone common stock. The restricted stock units vest in their entirety on the third anniversary of the grant date. Of the restricted stock units, 1,069 were granted on 3/12/2014, 1,333 were granted on 3/26/2015, and 2,833 were granted on 3/18/2016.
|
(
2)
|
Represents options granted pursuant to the Amended and Restated KapStone Paper and Packaging 2006 Incentive Plan.
|
(
3)
|
The options vested 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. They were granted on 3/12/2014.
|
(
4)
|
Represents options granted pursuant to the KapStone Paper and Packaging 2014 Incentive Plan.
|
(
5)
|
The options vest 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on 3/26/2015.
|
(
6)
|
The options vest 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on 3/18/2016.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Kessinger Wilbur G JR
C/O KAPSTONE PAPER AND PACKAGING CORP.
1101 SKOKIE BLVD., STE. 300
NORTHBROOK, IL 60062
|
|
|
VP and General Manager
|
|
Signatures
|
/s/ Timothy W. Schmidt, Attorney-in-Fact
|
|
1/4/2017
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Kapstone Paper And Packaging Corp. (NYSE:KS)
Historical Stock Chart
From Mar 2024 to Apr 2024
Kapstone Paper And Packaging Corp. (NYSE:KS)
Historical Stock Chart
From Apr 2023 to Apr 2024