Initial Statement of Beneficial Ownership (3)
January 03 2017 - 6:25PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
McAllister Michael Gerard
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2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2017
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3. Issuer Name
and
Ticker or Trading Symbol
ENCANA CORP [ECA]
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(Last)
(First)
(Middle)
C/O 500 CENTRE STREET SE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
EVP and COO /
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(Street)
CALGARY, A0 T2P2S5
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Shares
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17022
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Options (Tandem Stock Appreciation)
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(1)
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3/3/2023
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Common Shares
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488764
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$4.15
(9)
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D
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Options (Tandem Stock Appreciation)
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(2)
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3/13/2022
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Common Shares
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232451
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$11.20
(9)
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D
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Options (Tandem Stock Appreciation)
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(3)
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2/18/2019
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Common Shares
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174669
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$18.58
(9)
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D
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Options (Tandem Stock Appreciation)
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(4)
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2/19/2018
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Common Shares
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155731
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$17.85
(9)
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D
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Options (Tandem Stock Appreciation)
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(5)
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2/22/2017
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Common Shares
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32381
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$21.10
(9)
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D
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Rights (Restricted Share Units)
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3/3/2019
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(6)
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Common Shares
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135665
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$4.15
(9)
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D
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Rights (Restricted Share Units)
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3/13/2018
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(6)
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Common Shares
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54630
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$11.20
(9)
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D
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Rights (Restricted Share Units)
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2/18/2017
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(6)
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Common Shares
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39060
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$18.58
(9)
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D
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Rights (Performance Share Units)
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3/3/2019
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(7)
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Common Shares
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271331
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$4.15
(9)
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D
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Rights (Performance Share Units)
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3/13/2018
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(7)
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Common Shares
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109260
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$11.20
(9)
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D
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Rights (Performance Share Units)
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2/18/2017
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(7)
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Common Shares
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78120
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$18.58
(9)
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D
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Rights (Deferred Share Units)
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(8)
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(8)
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Common Shares
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23048
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(8)
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D
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Explanation of Responses:
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(
1)
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1/3 will vest on March 3, 2017; 1/3 will vest on March 3, 2018; 1/3 will vest on March 3, 2019.
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(
2)
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1/3 vested on March 13, 2016; 1/3 will vest on March 13, 2017; 1/3 will vest on March 13, 2018.
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(
3)
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1/3 vested on February 18, 2015; 1/3 vested on February 18, 2016; 1/3 will vest on February 18, 2017.
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(
4)
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1/3 vested on February 19, 2014; 1/3 vested on February 19, 2015; 1/3 vested on February 19, 2016.
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(
5)
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1/3 vested on February 22, 2013; 1/3 vested on February 22, 2014; 1/3 vested on February 22, 2015.
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(
6)
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Each Restricted Share Unit (each, a "RSU") is the economic equivalent of one common share of Encana Corporation. RSUs are subject to the officer's active employment on the vesting date.
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(
7)
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Each Performance Share Unit (each, a "PSU") is the economic equivalent of one common share of Encana Corporation. PSUs are subject to achievement of performance criteria on the vesting date.
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(
8)
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Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one common share of Encana Corporation. DSUs are held until termination of employment.
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(
9)
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Grants were issued in Canadian dollars. The price has been converted to US dollars using the Bank of Canada exchange rate on the grant date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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McAllister Michael Gerard
C/O 500 CENTRE STREET SE
CALGARY, A0 T2P2S5
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EVP and COO
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Signatures
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/s/Dawna Gibb by Power of Attorney
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1/3/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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