Securities Registration (section 12(b)) (8-a12b)
December 19 2016 - 6:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
RXi
Pharmaceuticals Corporation
(Exact name of registrant as specified in its charter)
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Delaware
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45-3215903
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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257 Simarano Drive, Suite 101, Marlborough, Massachusetts 01752
(Address of Principal Executive Offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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Common Stock Warrants (expiring December 21, 2021)
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The NASDAQ Stock Market LLC
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), please check the following box. ☒
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number file number to which this form relates:
333-214199
(if applicable)
Securities to be registered pursuant to Section 12(g) of the Act:
None
Item 1. Description of Registrants Securities to be Registered.
RXi Pharmaceuticals Corporation (the Registrant) hereby incorporates by reference the description of its common stock warrants to
be registered hereunder, contained under the heading Description of Securities Description of Warrants Included in the Units in the prospectus included in the Registrants Registration Statement on Form S-1 (File
No. 333-214199), as originally filed with the Securities and Exchange Commission (the Commission) on October 21, 2016 (the Registration Statement), and in the prospectus subsequently filed by the Registrant with the
Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, which prospectus shall be deemed to be incorporated by reference herein.
Item 2. Exhibits.
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Incorporated by Reference Herein
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Exhibit
Number
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Description
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Form
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Date
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1.1
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Form of Underwriting Agreement
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Amendment No. 3 to the Registration Statement on Form S-1 (File No. 333-214199)
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December 14,
2016
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3.1
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Amended and Restated Certificate of Incorporation of RXi Pharmaceuticals Corporation.
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Amendment No. 4 to the Registration Statement on Form S-1 (File No. 333-177498)
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February 7,
2012
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3.2
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Certificate of Amendment to the Amended and Restated Certificate of Incorporation of RXi Pharmaceuticals Corporation.
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Current Report on Form 8-K (File No. 000-54910)
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July 22, 2013
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3.3
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Certificate of Amendment to the Amended and Restated Certificate of Incorporation of RXi Pharmaceuticals Corporation.
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Registration Statement on Form S-1 (File No. 333-203389)
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April 13,
2015
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3.4
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Certificate of Amendment to the Amended and Restated Certificate of Incorporation of RXi Pharmaceuticals Corporation.
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Current Report on Form 8-K (File No. 000-54910)
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April 14,
2016
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3.5
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Amended and Restated Bylaws of RXi Pharmaceuticals Corporation.
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Quarterly Report on Form 10-Q (File No. 333-177498)
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May 14, 2012
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3.6
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Form of Certificate of Designation of the Series B Convertible Preferred Stock
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Amendment No. 3 to the Registration Statement on Form S-1 (File No. 333-214199)
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December 14,
2016
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4.1
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Form of Warrant
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Amendment No. 3 to the Registration Statement on Form S-1 (File No. 333-214199)
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December 14,
2016
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SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereto duly authorized.
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RXi Pharmaceuticals Corporation
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Date: December 16, 2016
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By:
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/s/ Geert Cauwenbergh
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Geert Cauwenbergh, Dr. Med. Sc.
Chief
Executive Officer
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