Current Report Filing (8-k)
December 14 2016 - 5:21PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event
reported): December 14, 2016
________________________
Neuralstem, Inc.
(Exact name of registrant as specified
in Charter)
Delaware
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000-1357459
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52-2007292
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(State or other jurisdiction of
incorporation or organization)
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(Commission File No.)
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(IRS Employee Identification No.)
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20271 Goldenrod Lane, 2
nd
Floor, Germantown, Maryland 20876
(Address of Principal Executive Offices)
(301) 366-4960
(Issuer Telephone number)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
On November 8, 2016, Neuralstem, Inc. (the
“Company”) filed its quarterly report for the three and nine month periods ended September 30, 2016. As disclosed in
the quarterly report, as of September 30, 2016, the Company’s total stockholders' (deficit) equity was ($3,784,951). On December
12, 2016, the Company announced the closing of the strategic investment by Tianjin Pharmaceuticals Group International Holdings
Co., LTD. which resulted in gross proceeds to the Company of approximately $20,000,000. Based upon completion of the strategic
investment, as of the date of this filing, the Company believes it now has stockholders' equity in excess of $2.5 million, which
is the minimum required equity standard for continued listing on The Nasdaq Capital Market as provided for in Nasdaq Listing Rule
5550(b)(1).
The information contained in this Item
7.01 to this Current Report on Form 8-K shall not be deemed to be “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor
shall such information or such exhibits be deemed incorporated by reference in any filing under the Securities Act of 1933, as
amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. The information set
forth in this Form 8-K relating to this item 7.01 shall not be deemed an admission as to the materiality of any information in
this report that is required to be disclosed solely to satisfy the requirements of Regulation FD.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this Report on Form 8-K to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: December 14, 2016
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Neuralstem, Inc.
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/s/ Richard Daly
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By: Richard Daly
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Chief Executive Officer
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