Current Report Filing (8-k)
December 06 2016 - 04:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 5, 2016
FULTON FINANCIAL CORPORATION
(Exact name of Registrant as specified in its Charter)
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Pennsylvania
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0-10587
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23-2195389
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification Number)
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One Penn Square
Lancaster, Pennsylvania
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17604
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: 717-291-2411
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.
On December 5, 2016, Patrick S. Barrett, Senior Executive Vice President and Chief
Financial Officer of Fulton Financial Corporation (Fulton), submitted his resignation, effective January 4, 2017, to accept an executive position with another financial institution located outside of Fultons market area.
During the period from December 6, 2016 through January 4, 2017, Mr. Barrett will continue as a non-executive employee of Fulton.
Fulton
announced that Philmer H. Rohrbaugh, Senior Executive Vice President and Chief Operating Officer of Fulton, has been appointed interim Chief Financial Officer, effective immediately, to serve in that capacity until a new Chief Financial Officer is
appointed by Fulton.
Mr. Rohrbaugh, age 64, joined Fulton in 2012, as Fultons Senior Executive Vice President and Chief Risk Officer. In 2016,
he was appointed to serve as Fultons Senior Executive Vice President and Chief Operating Officer. Mr. Rohrbaugh previously entered into an employment agreement with Fulton dated as of November 1, 2012, that is still in effect and
which has not been amended in connection with his appointment as interim Chief Financial Officer. His employment agreement was filed as Exhibit 10.1 to Fultons Current Report on Form 8-K dated October 22, 2012, which is incorporated
herein by reference.
Prior to joining Fulton, Mr. Rohrbaugh was a managing partner of KPMG, LLPs Chicago office from 2009 to 2012; and Vice
Chairman Industries and member of the U.S. Management Committee of KPMG from 2006 to 2009. He has more than 35 years of experience in public accounting with substantial audit experience serving public and private companies, including financial
institutions, and advising companies on accounting, financial reporting matters, equity and debt offerings, and merger and acquisition transactions.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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Date: December 6, 2016
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FULTON FINANCIAL CORPORATION
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By:
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/s/ Daniel R. Stolzer
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Daniel R. Stolzer
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Executive Vice President and General Counsel
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