Current Report Filing (8-k)
December 01 2016 - 4:46PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): December 1, 2016
AQUA
METALS, INC.
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
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001-37515
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47-1169572
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(State
or Other Jurisdiction of Incorporation)
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(Commission
File Number)
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(I.R.S.
Employer Identification Number)
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1010
Atlantic Avenue
Alameda,
California 94501
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(Address
of principal executive offices)
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(510)
479-7635
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(Registrant’s
telephone number, including area code)
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(Former
name or former address, if changed since last report)
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant
under any of the following provisions.
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☒
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14d-2(b)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
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Item
8.01 Other Events.
On
December 1, 2016, Aqua Metals, Inc. issued a press release
announcing that Mark Stevenson has been
nominated to join its Board of Directors.
The press release is attached hereto as Exhibit 99.1.
Additional
Information
Aqua
Metals will hold its annual meeting of stockholders on December 21, 2016, at which Mr. Stevenson’s nomination will be put
before the stockholders of the Company for approval.
Aqua
Metals has filed with the Securities and Exchange Commission on November 25, 2016 a proxy statement
in connection with its annual meeting of stockholders to be held on December 21, 2016, and other relevant documents in connection
with the nomination of Mark Stevenson to the Board of Directors of Aqua Metals. The proxy statement and other documents are expected
to be mailed on or about December 1, 2016 to holders of record as of November 23, 2016. Investors and security holders are advised
to read the proxy statement regarding the nomination of Mark Stevenson because it contains important information. Investors and
security holders may obtain a free copy of the proxy statement and other documents filed by Aqua Metals at the Securities and
Exchange Commission’s web site at www.sec.gov. The proxy statement and such other documents may also be obtained from Aqua
Metals by directing such request to Aqua Metals, Inc., 1010 Atlantic Avenue Alameda, California 94501, Attention: Corporate Secretary.
Aqua Metals and its executive officers and directors may be deemed to be participants in the solicitation of proxies from stockholders
of Aqua Metals with respect to the nomination of Mark Stevenson. A description of any interests that Aqua Metals or its directors
and executive officers have in the nomination of Mark Stevenson is available in the proxy statement. Information regarding Aqua
Metals’ officers and directors is included in the proxy statement and the Company’s Annual Report on Form 10-K filed
with the Securities and Exchange Commission on March 28, 2016. These materials are available free of charge at the Securities
and Exchange Commission’s web site at http://www.sec.gov and from Aqua Metals.
Item
9.01 Financial Statements and Exhibits
(d)
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Exhibits
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Method Filing
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The
following exhibit is filed with this report:
99.1
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Press
release dated December 1, 2016, regarding the nomination of
Mark Stevenson
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Filed
electronically herewith
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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AQUA
METALS, INC.
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Dated:
December 1, 2016
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/s/
Stephen R. Clarke
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Stephen
R. Clarke
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Chief
Executive Officer
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