Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
November 15 2016 - 6:25AM
Edgar (US Regulatory)
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SEC
FILE NUMBER 001-36318
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CUSIP
NUMBER 04964A103
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
(Check
One):
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[ ]
Form
10-K
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[ ]
Form
20-F
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[ ]
Form 11-K
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[X]
Form 10-Q
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[ ]
Form
10D
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[ ]
Form
N-SAR
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[ ]
Form
N-CSR
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For Period
Ended:
September 30, 2016
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[ ]
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Transition
Report on Form 10-K
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[ ]
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Transition
Report on Form 20-F
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[ ]
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Transition
Report on Form 11-K
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[ ]
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Transition
Report on Form 10-Q
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[ ]
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Transition
Report on Form N-SAR
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For the
Transition Period Ended: ___________________
Read
Instruction (on back page) Before Preparing Form. Please Print or Type
.
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Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
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If the notification
relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART
I
REGISTRANT
INFORMATION
ATRM
Holdings, Inc.
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Full
Name of Registrant
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Former
Name if Applicable
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3050
Echo Lake Avenue, Suite 300
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Address
of Principal Executive Office (
Street and Number
)
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Mahtomedi,
Minnesota 55115
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City,
State and Zip Code
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PART
II
RULES
12b-25(b) AND (c)
If the subject
report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate.)
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(a)
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The
reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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[X]
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(b)
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The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR,
or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject
quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be
filed on or before the fifth calendar day following the prescribed due date; and
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(c)
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The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART
III
NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof,
could not be filed within the prescribed time period.
The
Registrant was unable to file its Form 10-Q for the fiscal quarter ended September 30, 2016 (the “Report”) without
unreasonable effort or expense due to delays in obtaining and compiling information for inclusion in the Report. The Registrant
expects to be able to file the Report no later than five calendar days after its original prescribed due date.
PART
IV
OTHER
INFORMATION
(1)
Name and telephone number of person to contact in regard to this notification
Stephen
A. Clark
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651
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704-1800
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(Name)
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(Area
Code)
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(Telephone
Number)
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(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). [X] Yes [ ] No
(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X]Yes [ ] No
If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
The
Registrant expects that its results of continuing operations to be included in the Report will reflect a significant change from
the corresponding period for the last fiscal year due to a one-time goodwill impairment charge taken in September 2016, among
other things. No such charge was recorded in the prior-year period.
ATRM
Holdings, Inc.
(Name of
Registrant as Specified in Charter)
has caused
this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date
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November 15, 2016
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By
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/s/
Stephen A. Clark
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Name:
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Stephen A. Clark
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Title:
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Chief Financial
Officer
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