Current Report Filing (8-k)
November 09 2016 - 9:31AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 9, 2016
NEONODE
INC.
(Exact
name of issuer of securities held pursuant to the plan)
Commission
File Number 1-35526
Delaware
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94-1517641
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(State
or other jurisdiction
of
incorporation)
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(I.R.S.
Employer
Identification
No.)
|
Storgatan
23C, 114 55 Stockholm, Sweden
(Address
of Principal Executive Office, including Zip Code)
+46
(0) 8 667 17 17
Registrant’s
telephone number, including area code:
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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TABLE
OF CONTENTS
Item 2.02
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Results
of Operations and Financial Condition.
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3
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Item
9.01
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Financial
Statements and Exhibits.
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3
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Signatures
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4
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Exhibit
Index
Ex-99.1
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Press
Release of the Company dated November 9, 2016
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Item 2.02.
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Results
of Operations and Financial Condition.
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On
November 9, 2016, Neonode Inc. (the “Company”) reported its earnings for the three and nine months September 30,
2016. A copy of the Company’s press release containing this information is furnished as Exhibit 99.1 to this report
on Form 8-K and is incorporated herein by reference.
The
information furnished pursuant to this Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities under that Section, or incorporated by reference in any filing under the Securities Act of 1933, as
amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01.
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Financial
Statements and Exhibits.
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(d) Exhibits
Exhibit No.
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Description
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Exhibit 99.1
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Press
Release of the Company dated November 9, 2016 containing financial information for the three and nine months ended September 30, 2016.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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NEONODE INC.
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By:
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/s/
Lars Lindqvist
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Name:
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Lars
Lindqvist
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Title:
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Chief
Financial Officer
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Date:
November 9, 2016
4
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