Termination of Registration of a Class of Security Under Section 12(b) (15-12b)
November 08 2016 - 5:30PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number 001-13783
IES Holdings,
Inc.
(Exact name of registrant as specified in its charter)
5433 Westheimer Road, Suite 500
Houston, Texas 77056
(713) 860-1500
(Address,
including zip code, and telephone number, including area code, of registrants principal executive offices)
Rights to Purchase
Preferred Stock (1)
(Title of each class of securities covered by this Form)
Common Stock, par value $0.01 per share
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)
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☒
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Rule 12g-4(a)(2)
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☐
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Rule 12h-3(b)(1)(i)
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☒
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Rule 12h-3(b)(1)(ii)
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☐
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Rule 15d-6
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☐
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Approximate number of holders of record as of the certification or notice date: 0
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this certification/notice to be signed on its
behalf by the undersigned duly authorized person.
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Date: November 8, 2016
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IES HOLDINGS, INC.
(Registrant)
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By:
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/s/ Gail Makode
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Gail Makode,
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Senior Vice President and General Counsel
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(1)
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The Rights to Purchase Preferred Stock have expired pursuant to the terms of that certain Tax Benefit Protection Plan Agreement, dated as of January 28, 2013 (the Plan), by and between the Company and
American Stock Transfer & Trust Company, LLC, as rights agent. A copy of the Plan was filed as Exhibit 4.1 to the Companys Current Report on Form 8-K filed with the Securities and Exchange Commission on January 28, 2013.
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