Current Report Filing (8-k)
November 08 2016 - 4:34PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO
SECTION 13 OR 15(d)
OF THE SECURITIES
EXCHANGE ACT OF 1934
Date of Report
(Date of Earliest Event Reported): November 8, 2016
REAL GOODS SOLAR,
INC.
(Exact Name
of Registrant as Specified in its Charter)
Colorado
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001-34044
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26-1851813
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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833 W. South
Boulder Road, Louisville, CO 80027-2452
(Address of
Principal Executive Offices, Including Zip Code)
Registrant’s
telephone number, including area code: (303) 222-8300
Not Applicable
(Former Name
or Former Address, if Changed Since Last Report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02.
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Results of Operations and Financial Condition.
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On November 8, 2016,
Real Goods Solar, Inc. (the “Company”) issued a press release announcing results for its third quarter ended September
30, 2016. A copy of the press release is attached as Exhibit 99.1. The disclosure under Item 7.01 below is incorporated
by reference herein.
Item 7.01.
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Regulation FD Disclosure
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Attached as Exhibit
99.2 to this Current Report on Form 8-K and incorporated by reference herein is an updated investor presentation, which describes
the Company’s business turnaround strategy and will be made available in the investor relations section of the Company’s
website at
https://investors.rgsenergy.com/presentations/
. The investor presentation contains, among other things,
information about the Company’s results for its third quarter ended September 30, 2016 derived from the Company’s
Quarterly Report on Form 10-Q for the third quarter ended September 30, 2016, which the Company expects to file today.
This Current Report
on Form 8-K, including Exhibits 99.1 and 99.2, are being furnished by the Company pursuant to Item 2.02 “Results of
Operations and Financial Condition” and Item 7.01 “Regulation FD Disclosure.” In accordance with General
Instruction B.2 of Form 8-K, the information contained in this Current Report on Form 8-K, including Exhibits 99.1
and 99.2, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, or otherwise subject to the liability of that section. In addition, this information shall not be deemed incorporated
by reference into any of the Company’s filings with the Securities and Exchange Commission, except as shall be expressly
set forth by specific reference in any such filing.
Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits
Exhibit
No.
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Description
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99.1
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Press Release issued by Real Goods Solar, Inc. on August 22, 2016
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99.2
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Real
Goods Solar, Inc. Investor Presentation
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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By:
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/s/ Alan Fine
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Alan Fine
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Principal Financial Officer and Treasurer
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Date: November 8, 2016
EXHIBIT INDEX
Exhibit
No.
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Description
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99.1
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Press
Release issued by Real Goods Solar, Inc. on November 8, 2016
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99.2
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Real
Goods Solar, Inc. Investor Presentation
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