Securities Registration: Employee Benefit Plan (s-8)
November 04 2016 - 5:02PM
Edgar (US Regulatory)
As filed with the Securities and Exchange
Commission on November 4, 2016
Registration No. 333-______________
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
KAYA HOLDINGS, INC.
(Exact name of registrant as specified in its
charter)
Delaware
(State or other jurisdiction of incorporation or organization)
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51-0347728
(I.R.S. Employer Identification No.)
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305
S. Andrews Avenue, Suite 209
Fort
Lauderdale, Florida
(Addresses
of Principal Executive Offices)
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33301
(Zip Code)
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2011 Stock Incentive Plan
(Full title of the plan)
Craig Frank
Chairman, President and Chief Executive
Officer
305 S. Andrews Avenue, Suite 209
Fort Lauderdale, Florida 33301
(Name and address of agent for service)
(954) 534-7985
(Telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant
is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions
of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule
12b-2 of the Exchange Act:
Large
accelerated filer: [ ]
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Accelerated
filer: [ ]
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Non-accelerated
filer: [ ] (Do not check if a smaller reporting company)
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Smaller
reporting company: [x]
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Calculation of Registration Fee
Title
of securities
to be registered
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Amount
to be
registered
(1)
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Proposed
maximum offering
price per share
(2)
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Proposed
maximum
aggregate offering
price
(2)
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Amount
of
registration fee
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Common
Stock, par value $0.001
per
share
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10,000,000
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$0.10
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$1,000,000
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$115.90
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(1)
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In
addition, pursuant to Rule 416 under the Securities Act of 1933 (the “
Securities Act
”), this Registration
Statement also covers an indeterminate amount of shares of common stock to be offered or sold pursuant to the anti-dilution
provisions contained in the employee benefit plan described herein.
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(2)
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The
proposed maximum offering price per share and the proposed maximum aggregate offering price are estimated for the purpose
of calculating the amount of the registration fee in accordance with Rule 457 under the Securities Act.
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EXPLANATORY NOTE
This Registration Statement
covers an additional 10,000,000 shares of common stock, par value $0.001 per share of Kaya Holdings, Inc. (the “
Company
”),
which may be offered pursuant to the Company’s 2011 Stock Incentive Plan (the “
Plan
”), as amended on
November 24, 2014 and September 22, 2016. The earlier Registration Statements on Form S-8 filed by the Company with the Securities
and Exchange Commission on July 31, 2015 (File No. 333-205982) and February 11, 2013 (File No. 333-186566) and with respect to
the Plan are hereby incorporated by reference to the Registration Statement. The incorporation by reference is made under General
Instruction E to Form S-8 in respect of the registration of additional securities of the same class as other securities for which
there has been filed a Registration Statement on Form S-8 relating to the same employee benefit plan.
PART I
INFORMATION REQUIRED IN THE SECTION 10(A)
PROSPECTUS
The information specified
in Items 1 and 2 of Part I of the Registration Statement is omitted from this filing in accordance with the provisions of Rule
428 under the Securities Act of 1933, as amended (the “
Securities Act
”) and the introductory note to Part I
of Form S-8. The documents containing the information specified in Part I of Form S-8 will be delivered to the participants
in the Plan covered by the Registration Statement as required by Rule 428 under the Securities Act.
PART II
INFORMATION REQUIRED IN THE REGISTRATION
STATEMENT
Item 3. Incorporation of Documents by
Reference
The following documents
filed by the Company with the Securities Exchange Commission are incorporated by reference in the Registration Statement (excluding
any portions of such documents that have been “furnished” but not “filed” for purposes of the Securities
Exchange Act of 1934, as amended (the “
Exchange Act
”)):
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•
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The
Company’s Annual Report on Form 10-K for the year ended December 31, 2015;
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•
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The
Company’s other reports filed pursuant to Sections 13(a) or 15(d) of the Exchange Act since the end of the fiscal year
covered by the document listed in the first bullet above;
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•
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The
description of the Company’s common stock contained in the Company’s final prospectus dated February 7, 2012,
filed pursuant to Rule 424(b)(3) under the Securities Act in connection with the Company’s Registration Statement on
Form S-1, File No. 333-177532); and
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•
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All
other documents filed by the Company under Sections 13(a), 13(c), 14 or 15(d) of the Exchange Act after the date of this
Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement indicating that
all securities offered have been sold or which deregisters all securities then remaining unsold.
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Any
statement contained in the Reg
istration Statement or a document incorporated or deemed to be incorporated by reference
in the Registration Statement will be deemed to be modified or superseded for purposes of the Registration Statement to the extent
that a statement contained in the Registration Statement or in any other subsequently filed document that is deemed to be incorporated
by reference in the Registration Statement modifies or supersedes the statement. Any statement so modified or superseded
will not be deemed, except as so modified or superseded, to constitute a part of the Registration Statement.
Item 5. Interests of Named Experts and
Counsel
The validity of the common
stock being registered in the Registration Statement has been passed upon by Gutierrez Bergman Boulris, P.L.L.C., Coral Gables,
Florida. The firm beneficially owns 31,772 shares of the Company’s common stock of record and a member of the firm beneficially
owns 31,772 shares of the Company’s common stock, including those shares of common stock beneficially owned by the firm.
_______________
*
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Filed
as an Exhibit of the same number to the Company’s Registration Statement Form S-1 (File No. 333-177532), and incorporated
herein by reference.
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**
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Filed
herewith.
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SIGNATURES
Pursuant to the requirements
of the Securities Act of 1933, Kaya Holdings, Inc. certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned,
thereunto duly authorized, in Fort Lauderdale, Florida on November 4, 2016.
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KAYA
HOLDINGS, INC.
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By:
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/s/
Craig Frank
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Craig
Frank, Chairman of the Board, President, Chief Executive Officer, Acting Chief Financial Officer and Director
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(Principal
Executive, Financial and Accounting Officer)
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POWER OF ATTORNEY
KNOW ALL MEN BY THESE
PRESENTS
, that each person whose name appears below hereby constitutes and appoints Craig Frank his or her true and lawful
attorney-in-fact and agent, with full power of substitution and re-substitution, for him or her and in his or her name, place
and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to the Registration
Statement, and to file the same, with exhibits thereto, and other documents in connection therewith, with the Securities and Exchange
Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing
requisite and necessary to be done, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying
and confirming to all that said attorney-in-fact and agent or his substitute or substitutes, may lawfully do or cause to be done
by virtue hereof.
Pursuant to the requirements
of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities
and on the dates indicated below.
Name
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Title
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Date
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/s/
Craig Frank
Craig
Frank
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Chairman
of the Board, President, Chief Executive Officer, Acting Chief Financial Officer and Director (Principal Executive, Financial
and Accounting Officer)
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November
4, 2016
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/s/
Carrie Schwarz
Carrie
Schwarz
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Director
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November
4, 2016
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/s/
Jodi Armani
Jodi
Armani
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Director
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November
4. 2016
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