Current Report Filing (8-k)
November 02 2016 - 01:53PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 2, 2016
CombiMatrix
Corporation
(Exact
name of registrant as specified in its charter)
Delaware
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001-33523
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47-0899439
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(I.R.S.
Employer
Identification
Number)
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310
Goddard, Suite 150
Irvine, CA 92618
(Address
of principal executive offices, including zip code)
(949)
753-0624
(Registrant’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2 below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.24d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.23e-4(c))
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Item
2.02. Results of Operations and Financial Condition.
On
November 2, 2016, CombiMatrix Corporation (the “Company”) issued a press release announcing its financial results
for the three and nine months ended September 30, 2016. A copy of that release is furnished as Exhibit 99.1 to this report.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
99.1
Press Release dated November 2, 2016 of the Registrant (furnished herewith but not filed pursuant to Item 2.02).
The
information in Items 2.02 and 7.01 of this Current Report on Form 8-K and in Exhibit 99.1 is being furnished and shall not be
deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liabilities of that Section. Such information shall not be incorporated by reference
into any registration statement or other document or filing pursuant to the Exchange Act or the Securities Act of 1933, as amended,
except as shall be expressly set forth by specific reference in such filing.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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COMBIMATRIX
CORPORATION
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Dated:
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November
2, 2016
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By:
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/s/
SCOTT R. BURELL
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Scott
R. Burell, Chief Financial Officer
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Exhibit
Index
Exhibit
Number
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Description
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99.1
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Press
Release dated November 2, 2016 of the Registrant (furnished herewith but not filed pursuant to Item 2.02).
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