PERNIX GROUP, INC. 2012 INCENTIVE STOCK OPTION PLAN
PERNIX GROUP, INC. 2013 INCENTIVE STOCK OPTION PLAN
PERNIX GROUP, INC. 2013 LONG TERM INCENTIVE PLAN
Nidal Z. Zayed
President and Chief Executive Officer
Pernix Group, Inc.
151 E. 22
nd
Street
Lombard, Illinois 60148
Telephone: (630) 620-4787
Facsimile: (630) 620-4753
(Name, address and telephone numbers,
including area code, of agent for service)
Copy to:
David J. Kaufman, Esq.
Thompson Coburn LLP
55 East Monroe Street
Chicago, Illinois 60603
Telephone: (312) 580-2342
Facsimile: (312) 580-2201
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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Smaller Reporting Company
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____________________
TERMINATION OF REGISTRATION
This Post-Effective Amendment (this “
Post-Effective Amendment
”) relates to the following Registration Statement of Pernix Group, Inc., a Delaware corporation (the “
Registrant
”), on Form S-8 (the “
Registration Statement
”):
Registration Statement No. 333-196460, filed with the Securities and Exchange Commission (the “
SEC
”) on June 2, 2014, registering the offer and sale of an aggregate of 2,285,000 shares of the Registrant’s common stock, $.01 par value (“
Common Stock
”), for sale to participants under the Pernix Group, Inc. 2012 Incentive Stock Option Plan, the Pernix Group, Inc. 2013 Incentive Stock Option Plan, the Pernix Group, Inc. 2013 Long Term Incentive Plan, and the Pernix Group, Inc. Employee Incentive Plan.
The Registrant is in the process of terminating its reporting obligation under the Securities Exchange Act of 1934. As a result, the offering under the Registration Statement has been terminated. In accordance with the undertakings made by the Registrant to remove from registration, by means of a post-effective amendment, any of the securities under any of the Registration Statements which remain unsold at the termination of the offering, the Registrant hereby removes from registration all securities registered under the Registration Statements which remained unsold as of the Effective Time, if any.
SIGNATURES
The Registrant.
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Lombard, State of Illinois, on October 13, 2016.
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PERNIX GROUP, INC.
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By:
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/s/
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Nidal Z. Zayed
President and Chief Executive Officer
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No other person is required to sign this Post−Effective Amendment in reliance upon Rule 478 under the Securities Act of 1933, as amended.