UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 27, 2016

 


 

XENCOR, INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

001-36182

 

20-1622502

(State of incorporation)

 

(Commission File No.)

 

(IRS Employer Identification No.)

 

111 West Lemon Avenue

Monrovia, California 91016

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (626) 305-5900

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 8.01                                            Other Events.

 

On September 27, 2016, the complaint previously filed against certain current and former directors of Xencor, Inc. (the “Company”) in the Court of Chancery of the State of Delaware captioned DePinto v. John S. Stafford, et al., C.A. No. 10742, was settled without any admission of liability by any party to the lawsuit, subject to future approval by the court. Under the terms of the settlement, no payments shall be made to the plaintiffs by the Company or any of the defendants in the lawsuit other than payments covered by insurance. The Company currently expects that the court will approve the settlement in the first quarter of 2017.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date: September 30, 2016

XENCOR, INC.

 

 

 

By:

/s/ Lloyd A. Rowland

 

 

Lloyd A. Rowland
Senior Vice President and General Counsel

 

3


Xencor (NASDAQ:XNCR)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Xencor Charts.
Xencor (NASDAQ:XNCR)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Xencor Charts.