Report of Foreign Issuer (6-k)
September 14 2016 - 5:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
OF THE SECURITIES EXCHANGE ACT OF 1934
For the Month of September, 2016
Commission File Number: 001-35892
GW
PHARMACEUTICALS PLC
(Translation of registrant’s name
into English)
Sovereign House
Vision Park
Histon
Cambridge CB24 9BZ
United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant
files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F
x
Form 40-F
¨
Indicate by check mark if the registrant
is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Yes
¨
No
¨
Indicate by check mark if the registrant
is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Yes
¨
No
¨
Other Events
On September 14, 2016, GW Pharmaceuticals plc (the “Company”)
issued a regulatory news service (“RNS”) announcement with details of the exercise by Dr Stephen Wright of options
to acquire 198,288 0.1 pence ordinary shares of the Company for an average exercise price of 28.15 pence per share. These shares
were immediately converted into 16,524 American Depositary Shares (“ADSs”) and sold on the Nasdaq Global Market for
an average price of $98.75 per ADS. The sale represents less than 0.1% of the Company’s shares in issue. The RNS is attached
as Exhibit 99.1 hereto and is incorporated by reference herein. The information contained in the RNS shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated
by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, unless expressly set forth by specific
reference in such a filing.
Exhibits
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99.1
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Regulatory new service announcement dated September 14, 2016
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
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GW Pharmaceuticals plc
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By:
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/s/ Adam George
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Name:
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Adam George
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Title:
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Chief Financial Officer
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Date: September 14, 2016
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