Statement of Changes in Beneficial Ownership (4)
September 07 2016 - 4:55PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Cama Domenick A
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2. Issuer Name
and
Ticker or Trading Symbol
Investors Bancorp, Inc.
[
ISBC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Sr Exec VP & COO
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(Last)
(First)
(Middle)
101 JFK PARKWAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
9/2/2016
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(Street)
SHORT HILLS, NJ 07078
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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9/2/2016
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M
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1020000
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A
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$5.99
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2246027
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D
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Common Stock
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9/2/2016
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S
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316145
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D
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$12.18
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1929882
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D
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Common Stock
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9/2/2016
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S
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880
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D
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$12.1815
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1929002
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D
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Common Stock
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9/2/2016
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S
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5500
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D
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$12.1825
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1923502
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D
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Common Stock
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9/2/2016
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S
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63946
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D
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$12.185
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1859556
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D
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Common Stock
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9/2/2016
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S
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70771
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D
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$12.19
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1788785
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D
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Common Stock
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9/2/2016
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S
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800
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D
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$12.193
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1787985
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D
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Common Stock
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9/2/2016
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S
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81578
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D
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$12.20
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1706407
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D
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Common Stock
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9/2/2016
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S
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52144
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D
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$12.21
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1654263
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D
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Common Stock
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9/2/2016
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S
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26936
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D
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$12.22
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1627327
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D
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Common Stock
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9/2/2016
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S
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100
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D
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$12.2215
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1627227
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D
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Common Stock
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9/2/2016
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S
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900
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D
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$12.2225
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1626327
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D
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Common Stock
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9/2/2016
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S
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30300
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D
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$12.225
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1596027
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D
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Common Stock
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9/6/2016
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S
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125840
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D
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$11.95
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1470187
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D
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Common Stock
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9/6/2016
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S
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200
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D
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$11.9525
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1469987
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D
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Common Stock
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9/6/2016
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S
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8534
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D
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$11.955
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1461453
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D
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Common Stock
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9/6/2016
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S
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400
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D
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$11.97
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1461053
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D
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Common Stock
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9/6/2016
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S
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34765
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D
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$11.98
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1426288
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D
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Common Stock
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9/6/2016
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S
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84431
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D
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$11.985
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1341857
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D
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Common Stock
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9/6/2016
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S
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3230
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D
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$12
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1338627
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D
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Common Stock
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9/6/2016
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S
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800
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D
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$12.01
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1337827
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D
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Common Stock
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9/6/2016
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S
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2100
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D
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$12.02
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1335727
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D
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Common Stock
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9/6/2016
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S
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1500
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D
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$12.03
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1334227
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D
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Common Stock
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9/6/2016
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S
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700
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D
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$12.035
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1333527
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D
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Common Stock
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9/6/2016
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S
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4100
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D
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$12.05
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1329427
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D
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Common Stock
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9/6/2016
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S
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200
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D
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$12.0525
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1329227
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D
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Common Stock
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9/6/2016
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S
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3200
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D
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$12.06
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1326027
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D
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Common Stock
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72391
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I
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By Trust
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Common Stock
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34014
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I
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By ESOP
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Common Stock
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12888
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I
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By 401K
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Options
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$5.99
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9/2/2016
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M
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1020000
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11/20/2007
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11/20/2016
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Common Stock
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1020000.0
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$0
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0
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D
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Explanation of Responses:
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Cama Domenick A
101 JFK PARKWAY
SHORT HILLS, NJ 07078
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X
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Sr Exec VP & COO
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Signatures
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Kelly Pecoraro, pursuant to power of attorney
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9/7/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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