UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report  (Date of earliest event reported)

September 6, 2016

 

TWO RIVERS WATER & FARMING COMPANY

(Exact name of registrant as specified in charter)

Colorado

(State or other jurisdiction of incorporation)

000-51139

 

13-4228144

(Commission File Number)

 

(IRS Employee Identification No.)

 

2000 South Colorado Blvd., Tower 1 Suite 3100, Denver, Colorado

 

80222

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code

(303) 222-1000

Not Applicable

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


/__/ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

/__/Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

/__/Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)

/__/Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





SECTION 7–REGULATION FD DISCLOSURE


ITEM 7.01  Regulation FD Disclosure


Press Release


The information in this Item 7.01 of this Current Report is furnished pursuant to Item 7.01 and shall not be deemed "filed" for any purpose, including for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that Section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act regardless of any general incorporation language in such filing.


Two Rivers Water and Farming Company (OTCQB: TURV), announced today through a press release and through an investor updatethat its emails are being spoofed.

The text of the press release is attached herewith as Exhibit 99.1.  The text of the investor update is attached as Exhibit 99.2.


SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS

Item 9.01 Financial Statements and Exhibits

(d)  Exhibits.The following is a complete list of exhibits filed as part of this Report.  Exhibit numbers correspond to the numbers in the exhibit table of Item 601 of Regulation S-K.


Exhibit No.

Description

99.1

Press release dated September 6, 2016*

99.2

Investor Update dated September 6, 2016*

____________________

*Filed herewith


SIGNATURE


     Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


 

TWO RIVERS WATER & FARMING COMPANY

(Registrant)

Dated: September 7, 2016



By:   /s/ Wayne Harding_____________          

Wayne Harding, Chief Executive Officer

 

 








EXHIBIT INDEX


 

Exhibit Number

 

 

Description

 

 

 

99.1

 

Press Release Issued by Two Rivers Water & Farming Company on

September 6, 2016


99.2

 

Investor Update Issued by Two Rivers Water & Farming Company and GrowCo on September 6, 2016








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