UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-K/A

Amendment No. 1

 

   X . ANNUAL REPORT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


For the fiscal year ended March 31, 2016


Commission file number 333-175146

  

NEXGEN APPLIED SOLUTIONS INC.

(Exact name of registrant as specified in its charter)

 

NEVADA

 

98-0492900

(State or Other Jurisdiction of Incorporation of Organization)

 

(I.R.S. Employer Identification No.)

 

311 Division Street

Carson City, NV 89703

(Address of principal executive offices)

 

888-648-0488

(Registrant’s telephone number, including area code)

 

Securities registered under Section 12(b) of the Exchange Act: None


Securities registered under Section 12(g) of the Exchange Act: Common Stock


Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.  Yes       . No  X .


Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes       . No  X .


Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes  X . No       .


Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§ 229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.       .


Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definition of “large accelerated filer and “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.  (Check one):


Large accelerated filer         .    Accelerated filer         .    Non-accelerated filer         .    Smaller reporting company  X .


Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).  Yes       . No  X .


Aggregate market value of the voting and non-voting stock of the registrant held by non-affiliates of the registrant as of August 31, 2016 : $244,525


As of August 31, 2016, the registrant’s outstanding stock consisted of 52,633,027 common shares.



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EXPLANATORY NOTE


The purpose of this Amendment No. 1 is to file the current articles of incorporation and revise the exhibit index as needed to indicate where the articles are filed.


This Amendment No. 1 should be read in conjunction with the Company’s Form 10-K filed on August 25, 2016.






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Table of Contents to Annual Report on Form 10-K/A, Amendment No. 1

For the Fiscal Year Ended March 31, 2016

 

 

 

 

 

 

Page Number

 

 

 

 

PART IV

 

 

 

 

ITEM 15.

EXHIBITS

4

 

 

 

 

 

 





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PART IV

 

ITEM 15 - EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

 

Exhibit

Number

Description

 

 

3.1

Amended and Restated Articles of Incorporation (filed herewith)

 

 

3.2

Bylaws (incorporated by reference to Form SB-1 filed December 19, 2006)

 

 

10.1

Share Exchange Agreement dated June 30, 2014 between Ricardo Esparza and Indie Growers Association (incorporated by reference to Form 8-K filed July 2, 2014)

 

 

10.2

Lease Agreement dated May 1, 2015 between Ricardo Esparza, Lismar Properties LLC and River Ridge Sunshine Farms LLC (incorporated by reference to Form 10-K/A filed November 16, 2015)

 

 

10.3

Sublease Agreement dated May 1, 2015 between River Ridge Sunshine Farms LLC and Fourdub LLC with Addendum (incorporated by reference to Form 10-K/A filed November 16, 2015)

 

 

10.4

Addendum No 2. to Sublease Agreement dated May 1, 2016 (incorporated by reference to Form 10-K filed August 25, 2016)

 

 

21.1

Subsidiaries of the Registrant (incorporated by reference to Form 10-K filed August 25, 2016)

 

 

31

Sec. 302 Certification of Chief Executive Officer and Chief Financial Officer (filed herewith)

 

 

32

Sec. 906 Certification of Chief Executive Officer and Chief Financial Officer (filed herewith)

 


SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this Annual Report on Form 10-K, Amendment No. 1, to be signed on its behalf by the undersigned, thereunto duly authorized.


 

 

 

 

NEXGEN APPLIED SOLUTIONS INC.

 

 

 

Date:  September 2, 2016

 

/s/ Robert Coleridge

 

 

Robert Coleridge

 

 

President and Principal Financial Officer

 

 

 





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