Current Report Filing (8-k)
August 26 2016 - 8:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 25, 2016
DOCUMENT
SECURITY SYSTEMS, INC.
(Exact
name of registrant as specified in its charter)
New
York
|
|
001-32146
|
|
16-1229730
|
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
200
Canal View Boulevard
Suite
300
Rochester,
NY
|
|
14623
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
Registrant’s
telephone number, including area code:
(585) 325-3610
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
[ ]
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item
5.03 Amendments to Articles of Incorporation or Bylaws; Change to Fiscal Year
On
August 25, 2016, Document Security Systems, Inc. (the “Company”) amended the Certificate of Incorporation of the Company
under Section 805 of the New York Business Corporation Law pursuant to a Certificate of Amendment (the “Amendment”)
filed with the Secretary of State of the State of New York. The Amendment, which, as previously reported, was approved by the
stockholders at the Company’s Annual Meeting on July 19, 2016, affected a 1-for-4 reverse stock split of the Company’s
common stock, effective at the close of business (Eastern Time) on August 25, 2016 (the “Effective Time”). No fractional
shares of the Company’s common stock will be issued as a result of the reverse stock split. Instead, stockholders of record
who otherwise would be entitled to receive fractional shares will be entitled to a rounding up of their fractional share to the
nearest whole share, except in the case of any stockholder that owns less than four shares of the Company’s common stock
immediately preceding the Effective Time of the reverse stock split. In such case, such stockholder will receive cash for such
fractional share in an amount equal to the product obtained by multiplying: (x) the closing sale price of the common stock on
August 25, 2016 as reported on the NYSE MKT, by (y) the amount of the fractional share.
The
forgoing description is a summary only, does not purport to set forth the complete terms of the Amendment, and is qualified in
its entirety by reference to the Amendment filed as Exhibit 3.1 to this Current Report on Form 8-K.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
3.1
|
Certificate
of Amendment of the Certificate of Incorporation of Document Security Systems, Inc. effective
August 25, 2016.
|
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
DOCUMENT
SECURITY SYSTEMS, INC.
|
|
|
|
Dated:
August 26, 2016
|
By:
|
/s/
Jeffrey Ronaldi
|
|
|
Jeffrey
Ronaldi
|
|
|
Chief
Executive Officer
|
DSS (AMEX:DSS)
Historical Stock Chart
From Mar 2024 to Apr 2024
DSS (AMEX:DSS)
Historical Stock Chart
From Apr 2023 to Apr 2024