If the filing
person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box.
¨
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See
Rule 13d-7
for other parties to whom copies are to be sent.
The information required on the remainder of this cover page
shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP No. 892231-10-1
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
The Madison Square Garden Company
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a)
¨
(b)
x
|
3
|
|
SEC USE ONLY
|
4
|
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC (See Item 3)
|
5
|
|
CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
United States (Delaware)
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
|
|
SOLE VOTING POWER
0
|
|
8
|
|
SHARED VOTING POWER
3,208,139
|
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|
10
|
|
SHARED DISPOSITIVE POWER
3,208,139
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,208,139
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨
|
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
23.4% (1)
|
14
|
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
CO
|
(1)
|
This calculation is based on 10,477,551 shares of Class A common stock, par value $0.01 per share (the
Class A Common Stock
) of Townsquare Media, Inc., a Delaware corporation (the
Issuer
) outstanding as of August 3, 2016, as described in the Quarterly Report on Form 10-Q of the Issuer filed with the Securities and Exchange Commission (the
Commission
) on August 4, 2016, plus the
3,208,139 shares of Class A Common Stock purchased by Madison Square Garden Investments, LLC (
MSG Investments
).
|
CUSIP No. 892231-10-1
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
MSG Sports & Entertainment, LLC
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a)
¨
(b)
x
|
3
|
|
SEC USE ONLY
|
4
|
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC (See Item 3)
|
5
|
|
CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
United States (Delaware)
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
|
|
SOLE VOTING POWER
0
|
|
8
|
|
SHARED VOTING POWER
3,208,139
|
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|
10
|
|
SHARED DISPOSITIVE POWER
3,208,139
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,208,139
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨
|
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
23.4% (1)
|
14
|
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
OO
|
(1)
|
This calculation is based on 10,477,551 shares of Class A Common Stock of the Issuer outstanding as of August 3, 2016, as described in the Quarterly Report on Form 10-Q of the Issuer filed with the Commission
on August 4, 2016, plus the 3,208,139 shares of Class A Common Stock purchased by MSG Investments.
|
CUSIP No. 892231-10-1
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
MSG Entertainment Holdings, LLC
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a)
¨
(b)
x
|
3
|
|
SEC USE ONLY
|
4
|
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC (See Item 3)
|
5
|
|
CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
United States (Delaware)
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
|
|
SOLE VOTING POWER
0
|
|
8
|
|
SHARED VOTING POWER
3,208,139
|
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|
10
|
|
SHARED DISPOSITIVE POWER
3,208,139
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,208,139
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨
|
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
23.4% (1)
|
14
|
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
OO
|
(1)
|
This calculation is based on 10,477,551 shares of Class A Common Stock of the Issuer outstanding as of August 3, 2016, as described in the Quarterly Report on Form 10-Q of the Issuer filed with the Commission
on August 4, 2016, plus the 3,208,139 shares of Class A Common Stock purchased by MSG Investments.
|
CUSIP No. 892231-10-1
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
MSG Ventures Holdings, LLC
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a)
¨
(b)
x
|
3
|
|
SEC USE ONLY
|
4
|
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC (See Item 3)
|
5
|
|
CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
United States (Delaware)
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
|
|
SOLE VOTING POWER
0
|
|
8
|
|
SHARED VOTING POWER
3,208,139
|
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|
10
|
|
SHARED DISPOSITIVE POWER
3,208,139
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,208,139
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨
|
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
23.4% (1)
|
14
|
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
OO
|
(1) This calculation is based on 10,477,551 shares of Class A Common Stock of the Issuer outstanding as of August 3,
2016, as described in the Quarterly Report on Form 10-Q of the Issuer filed with the Commission on August 4, 2016, plus the 3,208,139 shares of Class A Common Stock purchased by MSG Investments.
CUSIP No. 892231-10-1
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
Madison Square Garden Investments, LLC
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (SEE INSTRUCTIONS)
(a)
¨
(b)
x
|
3
|
|
SEC USE ONLY
|
4
|
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC (See Item 3)
|
5
|
|
CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
6
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
United States (Delaware)
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
|
|
SOLE VOTING POWER
0
|
|
8
|
|
SHARED VOTING POWER
3,208,139
|
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|
10
|
|
SHARED DISPOSITIVE POWER
3,208,139
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,208,139
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨
|
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
23.4% (1)
|
14
|
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
OO
|
(1)
|
This calculation is based on 10,477,551 shares of Class A Common Stock of the Issuer outstanding as of August 3, 2016, as described in the Quarterly Report on Form 10-Q of the Issuer filed with the Commission
on August 4, 2016, plus the 3,208,139 shares of Class A Common Stock purchased by MSG Investments.
|
Item 1.
|
Security and Issuer.
|
The title and class of equity security to which this statement on
Schedule 13D (
Schedule 13D
) relates is the Class A Common Stock, par value $0.01 per share (
Class A Common Stock
), of Townsquare Media, Inc. (the
Issuer
). The principal executive
office of the Issuer is located at 240 Greenwich Ave., Greenwich, CT 06830.
Item 2.
|
Identity and Background.
|
This Schedule 13D is filed jointly by (i) The Madison
Square Garden Company, a Delaware corporation (
MSG
), (ii) MSG Sports & Entertainment, LLC, a Delaware limited liability company, (iii) MSG Entertainment Holdings, LLC, a Delaware limited liability company,
(iv) MSG Ventures Holdings, LLC, a Delaware limited liability company, and (v) Madison Square Garden Investments, LLC, a Delaware limited liability company (
MSG Investments
). Each of the entities described in clauses
(i) through (v) of the foregoing sentence may be referred to herein as a
Reporting Person
and collectively as the
Reporting Persons
. MSG Investments is a direct wholly-owned subsidiary of MSG Ventures
Holdings, LLC. MSG Ventures Holdings, LLC is a direct wholly-owned subsidiary of MSG Entertainment Holdings, LLC. MSG Entertainment Holdings, LLC is a direct wholly-owned subsidiary of MSG Sports & Entertainment, LLC. MSG Sports &
Entertainment, LLC is a direct wholly-owned subsidiary of MSG. The Reporting Persons have entered into a joint filing agreement with respect to the filing of this Schedule 13D, dated August 25, 2016, a copy of which is attached as Exhibit 1
hereto.
The address of the principal executive offices of the Reporting Persons is Two Pennsylvania Plaza, New York, New York
10121. MSG is a live sports and entertainment business. The Company classifies its business interests into two reportable segments: MSG Entertainment and MSG Sports. MSG Entertainment presents or hosts live entertainment events and productions,
such as concerts, family shows, performing arts and special events, in the Companys diverse collection of venues. MSG Sports owns and operates professional sports franchises, including, among others, the New York Knicks of the National
Basketball Association and the New York Rangers of the National Hockey League, and also promotes, produces and/or presents a broad array of other live sporting events. MSG conducts its business through its subsidiaries, including each of the other
Reporting Persons.
As of August 25, 2016, the name, business address, and present principal occupation or employment of each
director, executive officer and controlling stockholder, as applicable, of each of the Reporting Persons (each, a
Covered Person
and collectively, the
Covered Persons
) and are set forth on Schedule A attached
hereto and incorporated herein by reference. Each of the Covered Persons that is a natural person is a citizen of the United States.
None
of the Reporting Persons, nor, to the Reporting Persons knowledge, any of the Covered Persons, has during the last five years been (i) convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors) or
(ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
This Schedule 13D
is being filed while the Reporting Persons are in the process of verifying information required herein from their respective Covered Persons. If the Reporting Persons obtain information concerning such individuals which would cause a material
change in the disclosure contained herein, an amendment to this statement will be filed that will disclose such change.
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
On August 16, 2016, MSG
Investments entered into a Stock Purchase Agreement (the
Stock Purchase Agreement
) with GE Capital Equity Holdings, LLC, GE Business Financial Services Inc. and AN Capital Corporation (collectively, the
GE
Parties
), pursuant to which MSG Investments purchased an aggregate of 3,208,139 shares of Class C Common Stock from the GE Parties for $7.20 per share, or an aggregate of $23,098,600.80, in cash using cash on hand of MSG that was
contributed to MSG Investments. Specifically, MSG Investments purchased 2,946,283 shares of Class C Common Stock for $21,213,237.60 from GE Capital Equity Holdings, LLC; 144,284 shares of Class C Common Stock for $1,038,844.80 from GE Business
Financial Services Inc.; and 117,572 shares of Class C Common Stock for $846,518.40 from AN Capital Corporation. Upon consummation of the transaction, all of the shares of Class C Common Stock purchased by MSG Investments automatically converted
into an equal number of shares of Class A Common Stock pursuant to the Issuers certificate of incorporation.
The foregoing
description of the Stock Purchase Agreement is not, and does not purport to be, complete and is qualified in its entirety by reference to the copy of the Stock Purchase Agreement filed as Exhibit 2 hereto and incorporated herein by reference.
Item 4.
|
Purpose of Transaction.
|
Item 3 of this Schedule 13D is incorporated herein by
reference.
The Reporting Persons intend to discuss matters relating to the business and affairs of the Issuer with members of the
Issuers management and board of directors, and potentially other stockholders. MSG and the Issuer plan to utilize their shared experience in music and live events to explore bookings, sponsorship and marketing opportunities, as well as the
potential expansion of the Issuers live offerings. The Reporting Persons investment in the Issuer will also provide MSG with additional insight into the festival business, which MSG is exploring for purposes of expanding its MSG
Entertainment business.
The Reporting Persons intend to review their investment in the Issuer on a continuing basis. Depending on various
factors, including, without limitation, the business relationships described above, the Issuers financial position and strategic direction, price levels of shares of the Class A Common Stock, other investment opportunities available to
the Reporting Persons, conditions in the securities market and general economic and industry conditions, the Reporting Persons may take such actions with respect to their investment in the Issuer as they deem appropriate, including, without
limitation, (i) purchasing additional shares of the Class A Common Stock or other financial instruments related to the Issuer, (ii) selling some or all of their shares of the Class A Common Stock, or (iii) pursuing other
plans or proposals that relate to, or would result in, any of the matters referred to in
subparagraphs (a)-(j),
inclusive, of Item 4 of Schedule 13D.
Pursuant to Article V, Section 11 of the Issuers certificate of Incorporation, the Issuer may place certain restrictions on the
transfer of, and take certain other actions with respect to, the Class A Common Stock held by the Reporting Persons to the extent necessary to avoid a violation of the Communications Act of 1934, as amended, or the rules, regulations and
policies promulgated by the Federal Communications Commission and in effect from time to time. Such restrictions may impact the ability of the Reporting Persons to engage in the aforementioned activities. The Issuers certificate of
incorporation is filed as Exhibit 3 hereto.
Item 5.
|
Interest in Securities of the Issuer.
|
(a)
|
The responses of the Reporting Persons to Rows (11) through (13) of the cover pages of this Schedule 13D are incorporated herein by reference. As of August 25, 2016, each of the Reporting Persons is the
beneficial owner, and MSG Investments is the direct owner, of 3,208,139 shares of Class A Common Stock, which represents 23.4% of the number of shares of Class A Common Stock outstanding based on 10,477,551 shares of Class A Common
Stock outstanding as of August 3, 2016 (as described in the Quarterly Report on Form 10-Q of the Issuer filed with Commission on August 4, 2016) plus the 3,208,139 shares of Class A Common Stock purchased by MSG Investments.
|
To the Reporting Persons knowledge, none of the Covered Persons directly owns any shares of Class A Common Stock
as of August 25, 2016;
provided
,
however
, that because of each Covered Persons status as a controlling stockholder, director or executive officer of a Reporting Person, a Covered Person may be deemed to be the beneficial
owner of the shares of Class A Common Stock beneficially owned by such Reporting Person. Each of the Covered Persons disclaims beneficial ownership of the shares of the Class A Common Stock reported herein pursuant to Rule 13d-4 of the
Securities Exchange Act of 1934, as amended, and the filing of this Schedule 13D shall not be construed as an admission that any such Covered Person is the beneficial owner of any securities covered by this Schedule 13D.
(b)
|
The responses of the Reporting Persons to (i) Rows (7) through (10) of the cover pages of this Schedule 13D and (ii) Item 5(a) of this Item 5 are incorporated herein by reference. Each of
the Reporting Persons has shared power to vote, or direct the vote, and shared power to dispose, or to direct the disposition, with respect to the shares of Class A Common Stock reported for such Reporting Person.
|
(c)
|
Except for the transaction described in Item 3 of this Schedule 13D, which is incorporated herein by reference, none of the Reporting Persons nor, to their knowledge, any of the Covered Persons, has effected any
transactions in Class A Common Stock of the Issuer during the past 60 days.
|
(d)
|
No other person is known to the Reporting Persons to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of the Class A Common Stock covered
by this statement on Schedule 13D.
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
|
A copy of the Joint Filing Agreement among the Reporting Persons is attached as Exhibit 1 hereto. The information set forth in Items 2 and 5 of
this Schedule 13D are incorporated herein by reference.
On August 16, 2016, MSG Investments and the Issuer entered into a
Registration Agreement (the
Registration Agreement
). Pursuant to the Registration Agreement, MSG Investments is entitled, subject to certain conditions, to (i) require that the Issuer register the shares of Class A
Common Stock held by MSG Investments on up to two occasions in the aggregate, and (ii) participate in certain registered offerings by the Issuer of its Class A Common Stock. A copy of the Registration Agreement is filed as Exhibit 4 hereto
and incorporated herein by reference.
On August 16, 2016, MSG Investments and the Issuer entered into a Letter Agreement (the
Board Observer Letter
), pursuant to which MSG is entitled, subject to certain conditions, to send one representative reasonably acceptable to the Issuer to observe meetings of the Issuers board of directors, and any
committees thereof, for so long as MSG Investments and its affiliates collectively hold at least 75% of the shares of the Issuers equity securities held by them as of August 16, 2016. A copy of the Board Observer Letter is filed as
Exhibit 5 hereto and incorporated herein by reference.
The foregoing descriptions of the Registration Agreement and the Board Observer
Letter are not, and do not purport to be, complete and are qualified in their entirety by reference to the copies filed as Exhibits and incorporated herein by reference.
Item 7.
|
Material to be Filed as Exhibits.
|
|
|
|
Exhibit No.
|
|
Exhibit Description
|
|
|
1
|
|
Joint Filing Agreement, by and among the Reporting Persons, dated August 25, 2016.*
|
|
|
2
|
|
Stock Purchase Agreement*
|
|
|
3
|
|
Certificate of Incorporation of the Issuer (Exhibit 3.1 to Amendment No. 2 to the Issuers Registration Statement on Form S-1 filed with the Commission on July 14, 2014 (Registration No. 333-197002)).
|
|
|
4
|
|
Registration Agreement*
|
|
|
5
|
|
Board Observer Letter*
|
|
Incorporated herein by reference.
|
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: August 25, 2016
|
|
|
|
|
THE MADISON SQUARE GARDEN COMPANY
|
|
|
By:
|
|
/s/ Donna Coleman
|
|
|
Name:
|
|
Donna Coleman
|
|
|
Title:
|
|
EVP and Chief Financial Officer
|
|
MSG SPORTS & ENTERTAINMENT, LLC
|
|
|
By:
|
|
/s/ Donna Coleman
|
|
|
Name:
|
|
Donna Coleman
|
|
|
Title:
|
|
EVP and Chief Financial Officer
|
|
MSG ENTERTAINMENT HOLDINGS, LLC
|
|
|
By:
|
|
/s/ Donna Coleman
|
|
|
Name:
|
|
Donna Coleman
|
|
|
Title:
|
|
EVP and Chief Financial Officer
|
|
MSG VENTURES HOLDINGS, LLC
|
|
|
By:
|
|
/s/ Donna Coleman
|
|
|
Name:
|
|
Donna Coleman
|
|
|
Title:
|
|
EVP and Chief Financial Officer
|
|
MADISON SQUARE GARDEN INVESTMENTS, LLC
|
|
|
By:
|
|
/s/ Donna Coleman
|
|
|
Name:
|
|
Donna Coleman
|
|
|
Title:
|
|
EVP and Chief Financial Officer
|
SCHEDULE A
THE MADISON SQUARE GARDEN COMPANY
Directors
|
|
|
|
|
Name
|
|
Present Principal Occupation
|
|
Present Business Address
|
|
|
|
James L. Dolan
|
|
Executive Chairman, MSG;
|
|
The Madison Square Garden Company
Two
Pennsylvania Plaza
New York, New York 10121
|
|
|
|
|
|
Executive Chairman, MSG Networks Inc.
|
|
MSG Networks Inc.
Eleven Pennsylvania Plaza
New York, New York 10001
|
|
|
|
Charles F. Dolan
|
|
Executive Chairman, AMC Networks Inc.
|
|
c/o Dolan Family Office
340 Crossways Park
Drive
Woodbury, New York 11797
|
|
|
|
Charles P. Dolan
|
|
Employee, Knickerbocker Group LLC
|
|
c/o Knickerbocker Group LLC
Two Pennsylvania
Plaza
New York, New York 10121
|
|
|
|
Kristin A. Dolan
|
|
Chief Executive Officer,
DataCo Ventures
LLC
|
|
c/o Knickerbocker Group LLC
Two Pennsylvania
Plaza
New York, New York 10121
|
|
|
|
Thomas C. Dolan
|
|
Director, MSG; Director, AMC
Networks Inc.;
Director, MSG
Networks Inc.
|
|
c/o Dolan Family Office
340 Crossways Park
Drive
Woodbury, New York 11797
|
|
|
|
Brian G. Sweeney
|
|
Director, MSG; Director, AMC
Networks Inc.;
Director, MSG
Networks Inc.
|
|
c/o Dolan Family Office
20 Audrey Avenue, 1
st
Floor
Oyster Bay, New York 11771
|
|
|
|
Wilt Hildenbrand
|
|
Director, MSG; Director, MSG Networks Inc.
|
|
The Madison Square Garden Company
Two
Pennsylvania Plaza
New York, New York 10121
|
|
|
|
Alan D. Schwartz
|
|
Executive Chairman, Guggenheim Partners, LLC
|
|
Guggenheim Partners, LLC
330 Madison Avenue, 15
th
Floor
New York, New York 10017
|
|
|
|
Vincent Tese
|
|
Executive Chairman, Florida Community Bank
|
|
c/o Kramer Levin Naftalis & Frankel LLP
1177 Avenue of the Americas, 26
th
Floor
New York, New York 10036
|
|
|
|
Richard D. Parsons
|
|
Senior Advisor, Providence Equity Partners LLC
|
|
Providence Equity Partners LLC
9 West 57
th
Street, Suite 4700
New York, New York 10019
|
|
|
|
Nelson Peltz
|
|
Chief Executive Officer and Partner, Trian Fund Management, L.P.
|
|
Trian Fund Management, L.P.
280 Park Avenue, 41
st
Floor
New York, New York 10017
|
|
|
|
Scott M. Sperling
|
|
Co-President, Thomas H. Lee Partners, L.P.
|
|
Thomas H. Lee Partners, L.P.
100 Federal
Street, 35
th
Floor
Boston, Massachusetts 02110
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Officers
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Name
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Present Principal Occupation
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Present Business Address
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James L. Dolan
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Executive Chairman, MSG;
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The Madison Square Garden Company
Two
Pennsylvania Plaza
New York, New York 10121
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Executive Chairman, MSG Networks Inc.
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MSG Networks Inc.
Eleven Pennsylvania
Plaza
New York, New York 10001
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David OConnor
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President and Chief Executive Officer
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The Madison Square Garden Company
Two
Pennsylvania Plaza
New York, New York 10121
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Donna Coleman
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Executive Vice President and Chief Financial Officer
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The Madison Square Garden Company
Two
Pennsylvania Plaza
New York, New York 10121
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Lawrence J. Burian
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Executive Vice President, General Counsel and Secretary, MSG;
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The Madison Square Garden Company
Two
Pennsylvania Plaza
New York, New York 10121
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Executive Vice President, General Counsel and Secretary, MSG Networks Inc.
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MSG Networks Inc.
Eleven Pennsylvania
Plaza
New York, New York 10001
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Joseph F. Yospe
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Senior Vice President and Controller
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The Madison Square Garden Company
Two
Pennsylvania Plaza
New York, New York 10121
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Robert J. Lynn
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Senior Vice President and Treasurer
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The Madison Square Garden Company
Two
Pennsylvania Plaza
New York, New York 10121
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Controlling Stockholders
Charles F. Dolan, members of his family and related family entities (the
Dolan Family Group
), by virtue of their ownership
of the Class B common stock of MSG, are able collectively to control stockholder decisions on matters on which holders of Class A common stock and Class B common stock of MSG vote together as a single class, and to elect up to 75% of MSGs
board of directors. The members of the Dolan Family Group are parties to a stockholders agreement which has the effect of causing the voting power of the Class B stockholders to be cast as a block on all matters to be voted on by holders of Class B
common stock. For further information, please see the Schedule 13D in respect of MSG filed by the Dolan Family Group with the Commission on October 9, 2015.
The Dolan Family Group includes each of the following members: Charles F. Dolan, individually and as Trustee of the Charles F. Dolan 2009
Revocable Trust (the CFD 2009 Trust); Helen A. Dolan, individually and as Trustee of the Helen A. Dolan 2009 Revocable Trust (the HAD 2009 Trust); James L. Dolan; Thomas C. Dolan; Patrick F. Dolan; Kathleen M. Dolan,
individually and as a Trustee of the Charles F. Dolan Children Trust FBO Kathleen M. Dolan, the Charles F. Dolan Children Trust FBO Deborah Dolan-Sweeney, the Charles F. Dolan Children Trust FBO Marianne Dolan Weber, the Charles F. Dolan Children
Trust FBO Patrick F. Dolan, the Charles F. Dolan Children Trust FBO Thomas C. Dolan and the Charles F. Dolan Children Trust FBO James L. Dolan (hereinafter collectively referred to as the Dolan Children Trusts and individually, a
Dolan Children Trust), and as sole Trustee of the Ryan Dolan 1989 Trust and the Tara Dolan 1989 Trust; Marianne E. Dolan Weber; Deborah A. Dolan-Sweeney; Dolan Children Trust FBO Kathleen M. Dolan; Dolan Children Trust FBO Marianne Dolan
Weber; Dolan Children Trust FBO Deborah Dolan-Sweeney; Dolan Children Trust FBO James L. Dolan; Dolan Children Trust FBO Thomas C. Dolan; Dolan Children Trust FBO Patrick F. Dolan; the Charles F. Dolan 2009 Family Trust FBO James L. Dolan; the
Charles F. Dolan 2009 Family Trust FBO Thomas C. Dolan; the Charles F. Dolan 2009 Family Trust FBO Patrick F. Dolan; the Charles F. Dolan 2009 Family Trust FBO Kathleen M. Dolan; the Charles F. Dolan 2009 Family Trust FBO Marianne E. Dolan
Weber; the Charles F. Dolan 2009 Family Trust FBO Deborah A. Dolan-Sweeney; Ryan Dolan 1989 Trust; and Tara Dolan 1989 Trust. The reporting persons under the Dolan Family Group Schedule 13D also include the following trustees of Dolan Family Group
members (Other Reporting Trustees): David M. Dolan, as a Trustee of the Charles F. Dolan 2009 Family Trust FBO Patrick F. Dolan, the Charles F. Dolan 2009 Family Trust FBO Thomas C. Dolan, the Charles F. Dolan 2009 Family Trust FBO
James L. Dolan, the Charles F. Dolan 2009 Family Trust FBO Marianne E. Dolan Weber, the Charles F. Dolan 2009 Family Trust FBO Kathleen M. Dolan and the Charles F. Dolan 2009 Family Trust FBO Deborah A. Dolan-Sweeney (collectively, the 2009
Family Trusts and individually, a 2009 Family Trust); and Mary S. Dolan, as a Trustee of the Dolan Children Trusts FBO Deborah Dolan-Sweeney and Patrick F. Dolan, and each of the 2009 Family Trusts.
The business address of each member of the Dolan Family Group and each Other Reporting Trustee
is
:
Each of:
Charles F. Dolan;
Helen A. Dolan;
Thomas C. Dolan; and
Deborah A. Dolan-Sweeney:
c/o Dolan Family Office
Attention: President
340 Crossways Park Drive
Woodbury, New York 11797
Patrick F. Dolan:
c/o News 12 Networks
One Media Crossways
Woodbury, New York 11797
James L. Dolan:
c/o Knickerbocker Group LLC
Attention: Scott Metsch
PO Box 420
Oyster Bay, New York 11771
Kathleen M. Dolan:
c/o MLC Ventures LLC
Attention: Richard Baccari
PO Box 1014
Yorktown Heights, New York 10598
Marianne Dolan Weber:
c/o MLC Ventures LLC
Attention: Richard Baccari
PO Box 1014
Yorktown Heights, New York 10598
David M. Dolan:
7 Glenmaro Lane
St. Louis, Missouri 63131.
Mary S. Dolan:
300 So. Riverside Plaza
Suite 1480
Chicago, Illinois 60606.
Trusts:
Dolan
Children Trust FBO Kathleen M. Dolan is a trust established under the laws of the State of Illinois for the benefit of Kathleen M. Dolan and has an address of c/o MLC Ventures LLC, Attention: Richard Baccari, PO Box 1014, Yorktown Heights, NY 10598.
Dolan Children Trust FBO Marianne Dolan Weber is a trust established under the laws of the State of Illinois for the benefit of Marianne Dolan Weber and
has an address of c/o MLC Ventures LLC, Attention: Richard Baccari, PO Box 1014, Yorktown Heights, New York 10598.
Dolan Children Trust FBO Deborah
Dolan-Sweeney is a trust established under the laws of the State of Illinois for the benefit of Deborah A. Dolan-Sweeney and has an address of c/o Dolan Family Office, attention: President, 340 Crossways Park Drive, Woodbury, New York 11797.
Dolan Children Trust FBO James L. Dolan is a trust established under the laws of the State of Illinois for the benefit of James L. Dolan and has an address of
c/o Knickerbocker Group LLC, attention: Scott Metsch, PO Box 420, Oyster Bay, New York 11771.
Dolan Children Trust FBO Thomas C. Dolan is a trust
established under the laws of the State of Illinois for the benefit of Thomas C. Dolan and has an address of c/o Dolan Family Office, attention: President, 340 Crossways Park Drive, Woodbury, New York 11797.
Dolan Children Trust FBO Patrick F. Dolan is a trust established under the laws of the State of Illinois for the benefit of Patrick F. Dolan and has an
address of c/o Dolan Family Office, attention: President, 340 Crossways Park Drive, Woodbury, New York 11797.
2009 Family Trust FBO James L. Dolan is a
trust established under the laws of the State of New York for the benefit of James L. Dolan and has an address of c/o Knickerbocker Group LLC, attention: Scott Metsch, PO Box 420, Oyster Bay, New York 11771.
2009 Family Trust FBO Thomas C. Dolan is a trust established under the laws of the State of New York for the benefit of Thomas C. Dolan and has an address of
c/o Dolan Family Office, attention: President, 340 Crossways Park Drive, Woodbury, New York 11797.
2009 Family Trust FBO Patrick F. Dolan is a trust
established under the laws of the State of New York for the benefit of Patrick F. Dolan and has an address of c/o Dolan Family Office, attention: President, 340 Crossways Park Drive, Woodbury, New York 11797.
2009 Family Trust FBO Kathleen M. Dolan is a trust established under the laws of the State of New York for the benefit of Kathleen M. Dolan and has an address
of c/o MLC Ventures LLC, Attention: Richard Baccari, PO Box 1014, Yorktown Heights, New York 10598.
2009 Family Trust FBO Marianne Dolan Weber is a trust
established under the laws of the State of New York for the benefit of Marianne Dolan Weber and has an address of c/o MLC Ventures LLC, Attention: Richard Baccari, PO Box 1014, Yorktown Heights, New York 10598.
2009 Family Trust FBO Deborah A. Dolan-Sweeney is a trust established under the laws of the State of New York for the benefit of Deborah A. Dolan-Sweeney and
has an address of c/o Dolan Family Office, attention: President, 340 Crossways Park Drive, Woodbury, New York 11797.
Ryan Dolan 1989 Trust is a trust
established under the laws of the State of New York for the benefit of Ryan Dolan and has an address of c/o Knickerbocker Group LLC, attention: Scott Metsch, PO Box 420, Oyster Bay, New York 11771.
Tara Dolan 1989 Trust is a trust established under the laws of the State of New York for the benefit of Tara Dolan and has an address of c/o Dolan Family
Office, attention: President, 340 Crossways Park Drive, Woodbury, New York 11797.
The principal occupation of each individual member of the Dolan Family Group and Other Reporting Trustee
is
:
Charles F. Dolan is a director of MSG, Executive Chairman and a director of AMC Networks Inc. (AMC) and a director of MSG Networks
Inc. (MSG Networks). AMCs principal business address is 11 Pennsylvania Plaza, New York, New York 10001. Helen A. Dolan is his wife and is not currently employed. Charles F. Dolan is the Trustee of the CFD 2009 Trust. Helen A.
Dolan is the Trustee of the HAD 2009 Trust.
James L. Dolan is Executive Chairman of both MSG and MSG Networks and a director of MSG, MSG Networks and
AMC. MSGs principal business address is Two Pennsylvania Plaza, New York, New York 10121.
Thomas C. Dolan is a director of MSG, AMC and MSG
Networks. MSGs principal business address is Two Pennsylvania Plaza, New York, New York 10121.
Patrick F. Dolan is President of News 12 Networks, a
subsidiary of Altice NV, a majority owner of Newsday Media, and a director of AMC. News 12 Networks principal business address is One Media Crossways, Woodbury, New York 11797.
Kathleen M. Dolan is the founder of Purple Crayon Productions Inc., a community art and music center, 2095 Pomfret Road, South Pomfret, Vermont 05067. She is
a Trustee of each of the Dolan Children Trusts, the Ryan Dolan 1989 Trust and the Tara Dolan 1989 Trust.
Marianne Dolan Weber is a director of AMC.
AMCs principal business address is 11 Pennsylvania Plaza, New York, New York 10001.
Deborah A. Dolan-Sweeney is a former director of Cablevision
Systems Corporation and MSG and is not currently employed.
David M. Dolan is a retired attorney and is currently the Chairman of the board of Citizens
National Bank of Greater St. Louis, 7305 Manchester Road, Maplewood, Missouri 63143. He is a Trustee of each of the 2009 Family Trusts and each of the CFD 2010 Grandchildren Trusts.
Mary S. Dolan is the Co-Director of Legal Services at the Lifespan Center for Legal Services, 20 E. Jackson Blvd, Suite 500, Chicago, Illinois 60604. She is a
Trustee of each of the 2009 Family Trusts and the Dolan Children Trusts FBO Deborah Dolan-Sweeney and Patrick F. Dolan.
MSG SPORTS & ENTERTAINMENT, LLC
MSG ENTERTAINMENT HOLDINGS, LLC
MSG VENTURES HOLDINGS, LLC
MADISON SQUARE GARDEN INVESTMENTS, LLC
The following individuals have been appointed as officers of each of MSG Sports & Entertainment, LLC, MSG Entertainment Holdings,
LLC, MSG Ventures Holdings, LLC, and Madison Square Garden Investments, LLC:
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Name
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Present Principal Occupation
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Present Business Address
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James L. Dolan
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Executive Chairman, MSG;
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The Madison Square Garden Company
Two Pennsylvania Plaza
New York, New York 10121
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Executive Chairman, MSG Networks Inc.
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MSG Networks Inc.
Eleven Pennsylvania Plaza
New York, New York 10001
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David OConnor
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President and Chief Executive Officer
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The Madison Square Garden Company
Two Pennsylvania Plaza
New York, New York 10121
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Donna Coleman
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Executive Vice President and Chief Financial Officer
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The Madison Square Garden Company
Two Pennsylvania Plaza
New York, New York 10121
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Lawrence J. Burian
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Executive Vice President, General Counsel and Secretary, MSG;
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The Madison Square Garden Company
Two Pennsylvania Plaza
New York, New York 10121
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Executive Vice President, General Counsel and Secretary, MSG Networks Inc.
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MSG Networks Inc.
Eleven Pennsylvania Plaza
New York, New York 10001
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Joseph F. Yospe
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Senior Vice President and Controller
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The Madison Square Garden Company
Two Pennsylvania Plaza
New York, New York 10121
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Robert J. Lynn
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Senior Vice President and Treasurer
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The Madison Square Garden Company
Two Pennsylvania Plaza
New York, New York 10121
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Marc Schoenfeld
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Senior Vice President and Assistant Secretary
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The Madison Square Garden Company
Two Pennsylvania Plaza
New York, New York 10121
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Mark C. Cresitello
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Senior Vice President and Assistant Secretary
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The Madison Square Garden Company
Two Pennsylvania Plaza
New York, New York 10121
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EXHIBIT INDEX
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Exhibit No.
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Exhibit Description
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1
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Joint Filing Agreement, by and among the Reporting Persons, dated August 25, 2016.*
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2
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Stock Purchase Agreement*
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3
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Certificate of Incorporation of the Issuer (Exhibit 3.1 to Amendment No. 2 to the Issuers Registration Statement on Form S-1 filed with the Commission on July 14, 2014 (Registration No. 333-197002)).
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4
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Registration Agreement*
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5
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Board Observer Letter*
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Incorporated herein by reference.
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