Current Report Filing (8-k)
August 10 2016 - 7:11AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
August 10, 2016
SUNWORKS,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-36868
|
|
01-0592299
|
(State
or other jurisdiction of
incorporation or organization)
|
|
(Commission
File Number)
|
|
IRS
Employer
Identification
No.)
|
1010
Winding Creek Road, Suite 100
Roseville,
CA
|
|
95678
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
(916) 409-6900
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities Act
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
2.02 Results of Operations and Financial Condition.
On
August 10, 2016, Sunworks, Inc. (the “Company”) issued a press release announcing the financial results for its first
fiscal quarter ended June 30, 2016. A copy of the Company’s press release is attached as Exhibit 99.1 to this current report
on Form 8-K.
The
information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated by reference into
any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as expressly set forth
in such filing.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
99.1
|
Press
Release dated August 10, 2016
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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SUNWORKS,
INC.
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|
|
|
Date:
August 10, 2016
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By:
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/s/
James B. Nelson
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Name:
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James
B. Nelson
|
|
Title:
|
Chief
Executive Officer
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