Current Report Filing (8-k)
June 30 2016 - 3:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
June 30, 2016 (June 29, 2016)
3DIcon Corporation
(Exact name of
registrant as specified in charter)
Oklahoma
(State or other jurisdiction of
incorporation)
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000-54697
(Commission
File Number)
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73-1479206
(IRS Employer
Identification No.)
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6804 South Canton Avenue, Suite
150
Tulsa, OK
(Address of principal executive
offices)
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74136
(Zip Code)
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Registrant’s telephone number, including
area code: (918) 494-0505
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
7.01 Regulation FD Disclosure
On
June 29, 2016, 3DIcon Corporation (the “Company”) issued a press release announcing that one of the principal conditions
to closing the Share Exchange Agreement between the Company and Coretec Industries LLC (“Coretec”) was satisfied by
Coretec’s entry into an exclusive licensing agreement with the NDSU Research Foundation for the development and commercialization
of an IP portfolio of silicon-based materials technology. A copy of the press release dated June 29, 2016 is attached herewith
as Exhibit 99.1.
The
information in this Item 7.01 disclosure, including Exhibits 99.1, is being furnished and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities under that Section. In addition, the information in this Item 7.01 disclosure, including Exhibits 99.1, shall
not be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange
Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial
Statements and Exhibits
(c) Exhibits
99.1 Press Release
dated June 29, 2016
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 30, 2016
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3DICON CORPORATION
By:
/s/ Victor Keen
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Name: Victor Keen
Position: Chief Executive Officer
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