Current Report Filing (8-k)
June 22 2016 - 12:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 20, 2016
Foundation Healthcare, Inc.
(Exact name of registrant as specified in charter)
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Oklahoma
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001-34171
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20-0180812
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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13900 N. Portland Avenue, Suite 200
Oklahoma City, Oklahoma 73134
(Address of Principal Executive Offices) (Zip Code)
(405) 608-1700
(Registrant’s telephone number, including area code)
14000 N. Portland Avenue, Suite 200
Oklahoma City, Oklahoma 73134
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (
see
General Instruction A.2. below):
¨
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07
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Submission of Matters to a Vote of Security Holders.
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The Company’s 2016 Annual
Meeting of Shareholders was held on June 20, 2016. The matters voted upon and the number of votes cast for, against or withheld as well as the number of abstentions and broker non-votes, as to each such matter is set forth below.
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1.
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Election of Directors.
The nominees for directors were elected based upon the following votes:
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Votes For
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Votes
Withheld
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Broker
Non-Votes
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Thomas Michaud
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14,235,880
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86,328
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911,252
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Stanton Nelson
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12,902,188
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1,420,020
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911,252
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Joseph Harroz, Jr.
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14,238,623
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83,585
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911,252
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Steven L. List
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14,238,623
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83,585
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911,252
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Robert A. Moreno, M.D.
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14,233,643
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88,565
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911,252
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Lorin E. Patterson
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14,235,880
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86,328
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911,252
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Richard L. Zahn
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14,235,880
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86,328
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911,252
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2.
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Approval of Executive Compensation.
A proposal to approve on an advisory basis the compensation of the Company’s named executive officers was approved based on the following votes:
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Votes For
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Votes Against
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Abstentions
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Broker
Non-Votes
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Executive Compensation
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12,841,054
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95,302
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1,385,852
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911,252
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3.
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Ratification of Appointment of Auditors.
A proposal to approve the ratification of Hein & Associates LLP to serve as the independent registered public accounting firm of the Company for the year 2016 was
approved based upon the following votes:
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Votes For
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Votes Against
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Abstentions
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Broker
Non-Votes
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Hein & Associates LLP
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15,230,472
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2,088
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900
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—
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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By:
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FOUNDATION HEALTHCARE, INC.
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Date: June 22, 2016
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By:
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/s/ STANTON NELSON
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Stanton Nelson
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Chief Executive Officer
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