Current Report Filing (8-k)
April 22 2016 - 5:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): April 18, 2016
InterCloud
Systems, Inc.
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(Exact name of registrant as specified in its charter)
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Delaware
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000-32037
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0963722
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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1030 Broad Street
Suite 102
Shrewsbury, NJ 07702
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07702
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s
telephone number, including area code:
(732) 898-6308
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(Former name or former address, if changed since last report.)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13a-4(c))
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Item 3.01. Notice of Delisting or
Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On April 18, 2016,
InterCloud Systems, Inc., a Delaware corporation (the “Company”), received a written notice from the Listing Qualifications
Department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company is not in compliance with Nasdaq Listing
Rule 5250(c)(1) for continued listing because the Company had not yet filed its Annual Report on Form 10-K for the period ended
December 31, 2015 (the “2015 10-K”).
As previously
disclosed in the Company’s Notification of Late Filing on Form 12b-25, filed with the Securities and Exchange Commission
on March 30, 2016, during the fourth quarter of 2015 and the first quarter of 2016, the Company entered into numerous financings
and effected the disposition of a subsidiary. The Company expects to complete its review process and file the 2015 10-K in advance
of the due date, or June 17, 2016, in order to regain compliance with Nasdaq Listing Rule 5250(c)(1).
The Company
issued a press release announcing the foregoing, which press release is attached to this Current Report on Form 8-K as exhibit
99.1.
Item 9.01. Financial Statements and
Exhibits
(d) Exhibits
Exhibit No.
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Description
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99.1
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Press Release, dated April 22, 2016.
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
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INTERCLOUD SYSTEMS, INC.
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Date: April 22, 2016
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By:
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/s/
Mark E. Munro
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Mark E. Munro
Chief Executive Officer
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EXHIBIT INDEX
Exhibit No.
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Description
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99.1
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Press Release, dated April 22, 2016.
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