Henderson Alternative Strat Tst PLC Holding(s) in Company (9486U)
April 12 2016 - 7:01AM
UK Regulatory
TIDMHAST
RNS Number : 9486U
Henderson Alternative Strat Tst PLC
12 April 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or Henderson Alternative Strategies
the underlying issuer Trust plc
of existing shares to which
voting rights are
attached:
--------------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights yes
---------------------------------------------------------- ---------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- ---------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- ---------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------- ---------------------------------
Other (please
specify):
-------------------------------------------------------- ---------------------------------
3. Full name of person(s) 1607 Capital Partners, LLC
subject to the
notification obligation:
--------------------------------------------------------- ----------------------------------
4. Full name of shareholder(s) Northern Trust 5,948,061
(if different from 3.): Bny Mellon 3,924,765
State Street 1,465,837
--------------------------------------------------------- ----------------------------------
5. Date of the transaction April 8, 2016
and date on
which the threshold is
crossed or
reached:
--------------------------------------------------------- ----------------------------------
6. Date on which issuer April 11, 2016
notified:
--------------------------------------------------------- ----------------------------------
7. Threshold(s) that is/are
crossed or
reached: 25%, 26%
--------------------------------------------------------- ----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------- --------------------------------------------------------
Number Number Number Number of voting % of voting
of of of rights rights (x)
Shares Voting shares
Rights
-------------- ------------ ------------ ------------ --------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------ ------------ ------- ------------ -------- ---------
GB0001216000 10,388,663 10,388,662 11,338,663 26.38%
-------------- ------------ ------------ ------------ ------- ------------ -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
-------------- ------------ -------------------------- --------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
-------------- ------------ ------------ ------------ --------------------- -------------------
Nominal Delta
-------------- ------------ ------------ ------------ --------------------- -------- ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------ --------------------------------------------------------
Same as A
------------------------------------------ --------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
----------------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- -------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- -------------------
13. Additional information:
------------------------------------------------------------- -------------------
14. Contact name: Bryan Huntley, CCO
------------------------------------------------------------- -------------------
15. Contact telephone number: 804-525-1741
------------------------------------------------------------- -------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLITMMTMBABBAF
(END) Dow Jones Newswires
April 12, 2016 07:01 ET (11:01 GMT)
Henderson Alternative St... (LSE:HAST)
Historical Stock Chart
From Mar 2024 to Apr 2024
Henderson Alternative St... (LSE:HAST)
Historical Stock Chart
From Apr 2023 to Apr 2024
