Current Report Filing (8-k)
April 01 2016 - 07:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): April 1, 2016
Nuverra Environmental Solutions, Inc.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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001-33816
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26-0287117
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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14624 N. Scottsdale Road, Suite #300, Scottsdale, Arizona
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85254
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code: (602) 903-7802
Not Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (
see
General Instruction A.2.):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02.
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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On and effective as of April 1, 2016, Gregory J. Heinlein resigned as Executive Vice President and Chief Financial Officer of Nuverra Environmental
Solutions, Inc. (the Company) to pursue other professional opportunities. The resignation was not a result of any disagreement with the Company, the Companys management, or the Companys independent auditors or any member of
management on any matter of accounting principles or practices, financial statement disclosure, or internal controls.
In connection with
Mr. Heinleins departure, the Company has agreed to vest certain equity grants made at the time Mr. Heinlein joined the Company, which consist of 13,333 restricted stock units and options to purchase 20,000 shares of common stock at
an exercise price of $3.44 per share. No additional severance payments or other compensation will be paid to Mr. Heinlein in connection with his departure.
Item 7.01.
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Regulation FD Disclosure.
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On April 1, 2016, the Company issued a press release announcing
Mr. Heinleins resignation, a copy of which is attached hereto as Exhibit 99.1. The information contained in the press release is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the Exchange Act), or otherwise subject to the liability of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits
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Exhibit Number
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Description
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99.1
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Press Release, dated April 1, 2016
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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NUVERRA ENVIRONMENTAL
SOLUTIONS,
INC.
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Date: April 1, 2016
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By:
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/s/ Joseph M. Crabb
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Name: Joseph M. Crabb
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Title: Executive Vice President and Chief
Legal Officer
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EXHIBIT INDEX
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Exhibit Number
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Description
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99.1
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Press Release, dated April 1, 2016
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