U.S.
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K/A
AMENDMENT
NO. 1
TO
CURRENT
REPORT PURSUANT TO SECTION 13 OR 15(d) OF
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report: March 3, 2016
GOLDEN
GLOBAL CORP.
(Exact
name of registrant as specified in its charter)
Nevada |
|
000-54528 |
|
47-1460693 |
(State
of Incorporation) |
|
(Commission
File Number) |
|
(I.R.S.
Employer |
|
|
|
|
Identification
No.) |
22106
Montebello Drive, Boca Raton, FL |
|
33433 |
(Address
of principal executive offices) |
|
(Zip
Code) |
Registrant's
telephone number, including area code: (561) 430-5935
2537
S. Gessner Road, Suite 122, Houston, TX 77063
(Former
name or address if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions below:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240-14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c))
EXPLANATORY
NOTE
The
purpose of this Amendment No. 1 to the Current Report on Form 8-K filed by Golden Global Corp. with the Securities and Exchange
Commission on March 8, 2016, is to (a) clarify Mr. Michael Jeffrey Starkweather’ s continuing service with the Company as
an executive officer; and (b) to correct an inadvertent error in Mr. Blum’s age.
As
used in this Current Report on Form 8-K/A and unless otherwise indicated, the terms the “the Company,”
“we,” “us” and “our” refer to Golden Global Corp. and its wholly-owned
subsidiary, Corpaycar, LLC.
Item 5.01. |
Changes in Control of
the Registrant. |
On
March 2, 2016, Michael Jeffrey Starkweather, our sole director and officer, appointed Mr. Erik Blum to our Board of Directors.
On March 3, 2016, Mr. Blum was appointed Chief Executive Officer and acting Chief Financial Officer of the Company and Mr. Starkweather
resigned from his position as a director of the Company. Mr. Starkweather will continue to serve as the Company’s President
and Chief Operating Officer.
Contemporaneously
with his joining the Company’s management, Mr. Blum purchased from Mr. Starkweather, the 500 Series A Preferred Shares (the
“Series A Shares”) held by Mr. Starkweather for $5,000. The Series A Shares entitle the holder thereof
to voting control of the Company. Accordingly, as a result of the purchase of the Series A Shares by Mr. Blum from Mr. Starkweather,
a “Change in Control” of the Company took place.
Item 5.02. |
Departure of Directors
or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
The
disclosure set forth in Item 5.01 of this Current Report on Form 8-K is incorporated into this item by reference.
In
August 2014, Erik Blum, 50, founded and since then has been the principal of JW Price Capital, LLC, a corporate consulting
firm, which focuses its business on providing business development services to microcap and other small public companies. From
February 2014 through August 2014, Mr. Blum was an executive with City Twist, LLC, which was engaged in providing national Email
advertising services for the automotive industry. From January 2012 through December 2013, he was Managing Director of Infinity
One Card Services, which marketed debit cards which could be used for payment of salary as opposed to paper checks. For over twenty-five
(25) years prior thereto, Mr. Blum was involved in all aspects of the retail securities brokerage industry, most recently as a
registered representative for Stern Agee and Leach, Inc. from July 2010 through December 2011.
From
2006 through 2009, Mr. Blum was a registered representative with Aura Financial Services, Inc. (“Aura”), which
was a registered broker-dealer from February 1997 to February 2010 and managed its South Florida office, which initially was in
West Palm Beach and subsequently relocated to Miami. In September 2010, the Securities and Exchange Commission (the “SEC”),
instituted administrative proceedings against the president and principal owner of Aura and two of Aura’s registered representatives,
including Mr. Blum, alleging, among other matters that during 2008 and 2009, they had failed to properly supervise certain other
Aura registered representatives (one in Mr. Blum’s case) and follow up on certain “red flags,” which
allowed churning and losses in various client accounts.
In
August 2011, Mr. Blum submitted and the SEC accepted an Offer of Settlement, pursuant to which Mr. Blum agreed to not serve in
a supervisory capacity with any broker-dealer or investment adviser, subject to his ability to reapply for such license after
two (2) years and pay certain financial penalties. Mr. Blum left the brokerage industry and accordingly, has not reapplied for
licensure.
Item 8.01. |
Other Matters. |
On
March 4, 2016, we announced that the Company had severed its ties with Brad Kohler, the manager and officer of Corpaycar, LLC,
the Company’s wholly-owned subsidiary, which developed and markets Combo Hitter. Mr. Blum has temporarily assumed those
positions as well.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
GOLDEN GLOBAL
CORP. |
|
|
|
Dated: March 9, 2016 |
By: |
/s/
Erik Blum |
|
|
Erik Blum, Chief Executive
Officer |