SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
____________
SCHEDULE 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant to Rule
13d-1(b), (c) and (d) and
Amendments Thereto Filed Pursuant to Rule 13d-2(b)
Under the Securities Exchange Act of 1934
(Amendment No. 10)
Himax Technologies, Inc. |
(Name of Issuer) |
Ordinary Shares, par value US$0.3 per share |
(Title of Class of Securities) |
43289P106 |
(CUSIP Number) |
December 31, 2015 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
o
Rule 13d – 1(b)
o
Rule 13d – 1(c)
x
Rule 13d – 1(d)
SCHEDULE 13G
CUSIP No. 43289P106 |
|
Page 2 of 10 Pages |
1 |
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
Jordan
Wu |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a)o
|
|
(b)o |
3 |
SEC USE ONLY |
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
Republic
of China |
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With |
5 |
SOLE VOTING POWER |
158,398
(See item 4) |
6 |
SHARED VOTING POWER |
28,181,114
(See item 4) |
7 |
SOLE DISPOSITIVE POWER |
158,398
(See item 4) |
8 |
SHARED DISPOSITIVE POWER |
28,181,114
(See item 4) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
28,339,512
(See item 4) |
10 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o |
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
8.24%
(See item 4) |
12 |
TYPE OF REPORTING PERSON |
IN |
|
|
|
|
|
|
CUSIP No. 43289P106 |
|
Page 3 of 10 Pages |
1 |
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
Arch
Finance Ltd. |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a)o |
|
(b)o |
3 |
SEC USE ONLY |
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
British
Virgin Islands |
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With |
5 |
SOLE VOTING POWER |
0 |
6 |
SHARED VOTING POWER |
9,243,994 |
7 |
SOLE DISPOSITIVE POWER |
0 |
8 |
SHARED DISPOSITIVE POWER |
9,243,994 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
9,243,994 |
10 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o |
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
2.69% |
12 |
TYPE OF REPORTING PERSON |
CO |
|
|
|
|
|
|
CUSIP No. 43289P106 |
|
Page 4 of 10 Pages |
1 |
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
Shu
Chuan Investment Co., Ltd. |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a)o |
|
(b)o |
3 |
SEC USE ONLY |
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
Republic
of China |
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With |
5 |
SOLE VOTING POWER |
0 |
6 |
SHARED VOTING POWER |
1,780,730 |
7 |
SOLE DISPOSITIVE POWER |
0 |
8 |
SHARED DISPOSITIVE POWER |
1,780,730 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
1,780,730 |
10 |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o |
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
0.52% |
12 |
TYPE OF REPORTING PERSON |
CO |
|
|
|
|
|
|
CUSIP No. 43289P106 |
|
Page 5 of 10 Pages |
1 |
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
Corenmar
Investment Limited |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a)o |
|
(b)o |
3 |
SEC USE ONLY |
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
British
Virgin Islands |
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With |
5 |
SOLE VOTING POWER |
0 |
6 |
SHARED VOTING POWER |
17,156,390 |
7 |
SOLE DISPOSITIVE POWER |
0 |
8 |
SHARED DISPOSITIVE POWER |
17,156,390 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
17,156,390 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o |
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
4.99% |
12 |
TYPE OF REPORTING PERSON |
CO |
|
|
|
|
|
Item 1(a). Name of Issuer.
Himax Technologies, Inc.
Item 1(b). Address of Issuer’s Principal Executive Offices.
The address of the principal executive offices of Himax Technologies,
Inc. is No. 26, Zih Lian Road, Sinshih District, Tainan City 74148, Taiwan, the Republic of China.
Item 2(a). Name of Person Filing.
Jordan Wu
Arch Finance Ltd.
Shu Chuan Investment Co., Ltd.
Corenmar Investment Limited
Item 2(b). Address of Principal Business Office or, if None, Residence.
The address of the principal business office of Jordan Wu
is No. 26, Zih Lian Road, Sinshih District, Tainan City 74148, Taiwan, the Republic of China.
The address of the principal business office of Arch Finance
Ltd. is Akara Building, 24 De Castro Street, Wickhams Cat I, Road Town, Tortola, British Virgin Islands.
The address of the principal business office of Shu Chuan
Investment Co., Ltd. is No.22, Hefeng 3rd Rd., Xindian Dist., New Taipei City 231, Taiwan, the Republic of China.
The address of the principal business office of Corenmar
Investment Limited is P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands.
Item 2(c). Citizenship.
Jordan Wu is a citizen of the Republic of China.
Arch Finance Ltd. is incorporated under the laws of the
British Virgin Islands.
Shu Chuan Investment Co., Ltd. is incorporated under the
laws of the Republic of China.
Corenmar Investment Limited is incorporated under the laws
of the British Virgin Islands.
Item 2(d). Title of Class of Securities.
Ordinary Shares, par value US$0.3 per Share (the “Shares”).
Item 2(e). CUSIP Number.
43289P106
Item 3. If this statement is filed pursuant to Rules
13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
(a) | | o
Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o); |
(b) | | o Bank as defined in section
3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | | o Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | | o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); |
(e) | | o
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | | o
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
(g) | | o
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | | o
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | | o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company
Act (15 U.S.C. 80a-3); |
(j) | | o
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
(k) | | o
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: ___________
Item 4. Ownership.
(a), (b) and (c)
Jordan Wu directly owns 158,398 Shares, representing approximately
0.05% of the outstanding Shares. Jordan Wu beneficially owns 9,243,994 Shares and 1,780,730 Shares through Arch Finance Ltd. and
Shu Chuan Investment Co., Ltd, respectively, both of which are investment companies controlled by Jordan Wu. In addition, Jordan
Wu together with his wife, may be attributed beneficial ownership of 17,156,390 Shares held in trust for the benefit of their children.
Jordan Wu therefore may be deemed to have shared power to vote or dispose of 28,181,114 Shares. Accordingly, Jordan Wu may be deemed
to beneficially own an aggregate of 28,339,512 Shares, representing approximately 8.24% of the outstanding Shares.
Arch Finance Ltd. directly owns and has shared power to vote and
dispose of 9,243,994 Shares, representing approximately 2.69% of the outstanding Shares as of December 31, 2015.
Shu Chuan Investment Co., Ltd. directly owns and has shared power
to vote and dispose of 1,780,730 Shares, representing approximately 0.52% of the outstanding Shares as of December 31, 2015.
Corenmar Investment Limited directly owns and has shared power to
vote and dispose of 17,156,390 Shares, representing approximately 4.99% of the outstanding Shares as of December 31, 2015.
Item 5. Ownership of Five Percent or Less of the Class.
Not applicable.
Item 6. Ownership of More than Five Percent on
Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members
of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and correct.
Date: February 5, 2016
|
|
|
By: |
/s/ Jordan Wu |
|
|
Name: |
Jordan Wu |
|
|
|
|
|
ARCH FINANCE LTD. |
|
By: |
/s/ Jordan Wu |
|
|
Name: |
Jordan Wu |
|
|
Title: |
Director |
|
SHU CHUAN INVESTMENT CO., LTD. |
|
By: |
/s/ Jordan Wu |
|
|
Name: |
Jordan Wu |
|
|
Title: |
Director |
|
|
|
|
|
CORENMAR INVESTMENT LIMITED |
|
By: |
/s/ Teng, Whei-Lan |
|
|
Name: |
Teng, Whei-Lan |
|
|
Title: |
Director |
Exhibit A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended,
the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendment thereto)
with respect to the Shares of Himax Technologies, Inc. and further agree that this agreement be included as an exhibit to such
filing. In evidence there of, each of the undersigned hereby executed this Agreement on February 5, 2016.
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|
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By: |
/s/ Jordan Wu |
|
|
Name: |
Jordan Wu |
|
|
|
|
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ARCH FINANCE LTD. |
|
By: |
/s/ Jordan Wu |
|
|
Name: |
Jordan Wu |
|
|
Title: |
Director |
|
SHU CHUAN INVESTMENT CO., LTD. |
|
By: |
/s/ Jordan Wu |
|
|
Name: |
Jordan Wu |
|
|
Title: |
Director |
|
CORENMAR INVESTMENT LIMITED |
|
By: |
/s/ Teng, Whei-Lan |
|
|
Name: |
Teng, Whei-Lan |
|
|
Title: |
Director |
10
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