Amended Statement of Beneficial Ownership (3/a)
November 20 2015 - 5:27PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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McTaggart Gregory S.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2013
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3. Issuer Name
and
Ticker or Trading Symbol
CONSOLIDATED WATER CO LTD [CWCO]
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(Last)
(First)
(Middle)
PO BOX 1114
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
VP of Cayman Operations /
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(Street)
GRAND CAYMAN, E9 KY1-1102
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
1/10/2013
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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107157
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option (Right To Buy)
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1/1/2011
(2)
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12/31/2013
(2)
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Common Stock
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5900
(2)
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$30.48
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D
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Option (Right To Buy)
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3/19/2010
(3)
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3/18/2015
(3)
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Common Stock
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13305
(3)
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$7.9
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D
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Option (Right To Buy)
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2/22/2012
(4)
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2/21/2017
(4)
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Common Stock
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14163
(4)
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$10.68
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D
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Explanation of Responses:
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(
1)
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Includes 4,000 shares not previously included in the Reporting Person's holdings reported on the Form 3 filed January 10, 2013, as amended on December 9, 2013. This amendment is being filed solely to correct such under-reporting error, and the change to this number is the only change being made to the Form 3, as previously amended, by this amendment.
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(
2)
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The option vested as to 5,900 shares on January 1, 2011 and expires on December 31, 2013. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.
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(
3)
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The option vested as to 4,435 shares on each of March 19, 2010, March 19, 2011 and March 19, 2012. The option expires as to 4,435 shares on each of March 18, 2013, March 18, 2014 and March 18, 2015. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.
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(
4)
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The option vested as to 4,721 shares on February 22, 2012 and vests as to 4,721 shares on each of February 22, 2013 and February 22, 2014. The option expires as to 4,721 shares on each of February 21, 2015, February 21, 2016 and February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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McTaggart Gregory S.
PO BOX 1114
GRAND CAYMAN, E9 KY1-1102
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VP of Cayman Operations
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Signatures
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/s/ Gregory S. McTaggart
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11/20/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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