UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized
Disclosure Report
ALCATEL-LUCENT
(Exact name of registrant as
specified in its charter)
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FRANCE |
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1-11130 |
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(State or other jurisdiction |
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(Commission |
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(IRS Employer |
of incorporation or organization) |
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File Number) |
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Identification Number) |
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148/152 route de la Reine, 92100 Boulogne-Billancourt, France |
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(Address of principal executive offices) |
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(Zip code) |
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Barbara Larsen, General Counsel, +1 908 582 8526 |
(Name and telephone number, including area code, of the person to contact in connection
with this report) |
Check the appropriate box to indicate the rule pursuant to which this form is being
filed, and provide the period to which the information in this form applies:
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting
period from January 1 to December 31, 2014.
Section 1 Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Alcatel-Lucent Company Profile
Alcatel-Lucent may be
referred to as Alcatel-Lucent, we, us or our.
As the leading specialist in IP networking, ultra-broadband
access and cloud technology, Alcatel-Lucent is dedicated to making global communications more innovative, sustainable and accessible for people, businesses and governments around the world. We call this responsible business innovation
and it is our mission to invent and deliver dependable, large-scale networks that increase the capacity and reach of communications technologies, ultimately changing the way billions of people live and do business.
With revenues of 13.2 billion in 2014, Alcatel-Lucent is listed on the Paris and New York stock exchanges (Euronext and NYSE: ALU). The company is
incorporated in France and headquartered in Boulogne-Billancourt.
Conflict Minerals and Reasonable Country of Origin Inquiry (RCOI)
In accordance with the companys own Conflict Minerals Policy (which is publicly available on its website) and the rules promulgated by the U.S.
Securities and Exchange Commission (SEC), Alcatel-Lucent has undertaken a multi-step process to determine the level of disclosure required regarding conflict minerals (as defined under Section 1502 of the U.S. DoddFrank Wall Street
Reform and Consumer Protection Act).
We have determined that our company manufactures (or contracts to manufacture) products for which conflict
minerals are necessary to their components functionality or production. As such, we conducted a good faith reasonable country of origin inquiry (RCOI) to determine whether our necessary conflict minerals originated in the
Democratic Republic of the Congo (DRC) or an adjoining country (collectively referred to in this Form as the Covered Countries) or came from recycled/scrap resources.
As explained more fully in the attached Conflict Minerals Report, our RCOI process relied primarily on supplier
and smelter representations regarding the origin of their minerals. We identified certain purchased commodities or components used in our products as necessary to survey and reasonably inquire into the nature and origin of their material content.
Information was then collected from targeted suppliers regarding the minerals used to manufacture their products, the smelters from whom they purchase the minerals and their conflict minerals policies and due diligence processes. In addition,
whenever possible, the identified smelters country of origin information was collected from the Conflict Free Smelters Initiative (CFSI). Throughout this process, we used the CFSIs Conflict Minerals Reporting Template (CMRT) to
facilitate the transfer of information throughout the supply chain and collect conflict minerals traceability information from our suppliers.
For 2014,
we determined the minerals used in our products originated from the following categories in which countries of origin have been grouped within CFSI]:
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Mineral
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Origin |
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Tin
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Level 1, level 2 and level 3 countries, DRC, recycled or scrap
material |
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Tantalum |
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Level 1, level 2 and level 3 countries, DRC, recycled or scrap
material |
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Tungsten
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Level 1 and level 3 countries, recycled or scrap
material |
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Gold (*)
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Level 1 countries, recycled or scrap material |
(*) Some countries have not been disclosed by CFSI for confidentiality reasons, but concerned smelters comply with the
Conflict-Free Smelter Program assessment protocols
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Level 1 countries |
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Argentina, Australia, Austria,
Belgium, Bolivia, Brazil, Canada, Chile, China, Columbia, Côte dIvoire, Czech Republic, Djibouti, Egypt, Estonia, Ethiopia, France, Germany, Guyana, Hungary, India, Indonesia, Ireland, Israel, Japan, Kazakhstan, Laos, Luxemburg,
Madagascar, Malaysia, Mongolia, Myanmar, Namibia, Netherlands, Nigeria, Peru, Portugal, Russia, Sierra Leone, Singapore, Slovakia, South Korea, Spain, Suriname, Switzerland, Taiwan, United Kingdom, United States of America, Vietnam,
Zimbabwe |
Level 2 countries |
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Kenya, Mozambique, South
Africa |
Level 3 countries |
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Angola, Burundi, Central African
Republic, Republic of Congo, Rwanda, South Sudan, Tanzania, Uganda, Zambia |
DRC |
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The Democratic Republic of
Congo |
After determining the country of origin of the minerals used in our products, the next step involved due diligence into the
source of any conflict minerals. As explained in our Conflicts Minerals Report, Alcatel-Lucent designed its due diligence measures to conform in all material respects with the internationally recognized framework set forth in the Organization for
Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (2013) and its related supplements for gold, tin, tantalum and tungsten.
As a result of our RCOI, we concluded that certain conflicts minerals may have originated from the Covered Countries, and may not have derived from recycled
or scrap materials. Further, as described in the attached 2014 Alcatel-Lucent Conflicts Minerals Report, despite a multi-step investigation and intensive due diligence, for many smelters identified in our supply chain, we have been unable to
determine whether or not any of the conflict minerals directly or indirectly benefited armed groups in the Covered Countries.
We have attached Exhibit
1.01, the 2014 Alcatel-Lucent Conflict Minerals Report, which includes a description of the measures taken to exercise due diligence on the minerals source and chain of custody.
Our Conflict Minerals Report is also publicly available on here: http://resources.alcatel-lucent.com/?cid=169613.
Item 1.02 Exhibit
The Alcatel-Lucent Conflict Minerals Report is attached as Exhibit 1.01.
Section 2 Exhibits
Item 2.01
Exhibit
The following exhibit is filed as part of this report:
Exhibit 1.01 Conflict Minerals Report (as required by Items 1.01 and 1.02 of this Form)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly
authorized undersigned.
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Alcatel-Lucent
(Registrant) |
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/s/ Michel COMBES |
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By: Michel COMBES Chief
Executive Officer |
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May 27, 2015 |
Exhibit 1.01
ALCATEL-LUCENT
CONFLICT MINERALS REPORT
2014
1. Introduction
1.1.
The conflict minerals issue
On August 22, 2012, the United States Securities and Exchange Commission adopted Rule 13p-1 under
Section 13(p) of the Securities Exchange Act, defining conflict minerals as tin, tantalum, tungsten and gold that originate from the Democratic Republic of Congo and its adjoining countries (Angola, Burundi, Central African
Republic, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda and Zambia).
It has been reported that the metals extracted from several
mines in this region benefit armed groups either directly or indirectly whose activities result in human rights violations and/or significant environmental damage.
1.2. How Alcatel-Lucent is affected by conflict minerals
As the leading specialist in IP networking, ultra-broadband access and cloud technology, Alcatel-Lucent commonly uses tin, tantalum, tungsten and gold in
the electronic components and parts comprising its telecommunications equipment. Under Rule 13p-1, companies such as Alcatel-Lucent are required to take steps to determine the origin of the tin, tantalum, tungsten and gold in the products they
manufacture and/or contract for manufacture.
At Alcatel-Lucent, we recognize that some of our products may contain conflict minerals. As such, we
continue to implement due diligence practices to identify the sources of the minerals used in the components we purchase to manufacture our products, and to eliminate conflict minerals from our supply chain. As a part of this due diligence, we
conduct an annual survey asking our suppliers to report on their conflict minerals activity and, in particular, to identify the smelters involved in their own supply chain.
We have designed our due diligence measures to conform in all material respects with the internationally recognized framework set forth in the
Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (2013) and its related supplements for gold, tin, tantalum and
tungsten.
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ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
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1.3. How our supply chain works
Below is a high-level view of how the supply chain works for a typical electronics company:
In reality, the supply chain is significantly more complex. Alcatel-Lucent products are typically made up of several
hundred different mechanical and electronic parts, with each sourced from as many as four different suppliers. A large proportion of these electronic parts is shared across most of the product families we deliver. As a result, precisely determining
the country of origin of the minerals used in our products components is a highly complex and sometimes difficult task.
2. Our due diligence
measures
2.1. Step one: Establish strong internal management systems
2.1.1. Conflict Minerals Policy
Published in 2012 and
available online at http://resources.alcatel-lucent.com/?cid=169613 , the Alcatel-Lucent Conflict Minerals Policy makes our position on conflict minerals clear to all stakeholders. Our Conflict Minerals Policy is regularly reviewed and updated as
necessary.
Specifically, our Conflict Minerals Policy outlines how Alcatel-Lucent is:
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Recognizing the need to protect human rights and avoid contributing to the purchase of minerals from conflict zones; |
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Involved in the efforts of the Global e-Sustainability Initiative (GeSI) to detect the presence of conflict minerals and eliminate the market for conflict
minerals through the development of tools to improve the traceability of products and minerals in the upstream supply chain; and |
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ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
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Focusing on its sphere of direct influence (i.e., the supply chain downstream from the minerals smelter), leveraging existing collaborative initiatives to
address the conflict minerals issues by: |
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Raising suppliers awareness of conflict minerals and having them identify the smelters that process the minerals they purchase; |
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Determining if identified smelters are conflict-free by using reliable information from industry associations; and |
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Engaging in dialogue with and requiring mitigation actions from suppliers who are inadvertently using conflict minerals or not determining the origin of the
minerals. |
2.1.2. Conflict Minerals Project Team and Steering Committee
The Conflict Minerals Project Team within Alcatel-Lucent Operations ensures the company complies not only with all legal requirements and its own
Conflict Minerals Policy but also with the overall demands of our customers.
The Project Teams responsibilities include:
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Proposing and making updates to the Alcatel-Lucent Conflict Minerals Policy; |
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Setting yearly objectives for the Alcatel-Lucent Conflict Minerals Traceability Program; |
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Participating actively in smelter outreach activities on behalf of the Conflict-Free Sourcing Initiative (CFSI); |
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Managing conflict minerals data collection and engaging with suppliers for continuous improvements; and |
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Preparing an annual Conflict Minerals Report for customers and authorities, which is posted on the Alcatel-Lucent website. |
Since June 2013, the Project Team has reported its progress to the Alcatel-Lucent Conflict Minerals Steering Committee, which includes representatives
from several key organizations within the company. The Steering Committee reviews the development of the Conflict Minerals Traceability Program and approves (or rejects) any proposals or updates to the Conflict Minerals Policy put forward by the
Project Team.
2.1.3. Engagement with suppliers
All suppliers who enter into agreements with Alcatel-Lucent are required, through contractual terms and conditions, to commit to the Electronics Industry
Citizenship Coalition (EICC) Code of Conduct Revision 5 and promote its requirements throughout their own supply chain.
The mandatory terms and
conditions in our supplier contracts also include a specific section on conflict minerals requesting that suppliers provide data for supply chain traceability purposes.
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ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
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2.1.4. Communication with stakeholders
Alcatel-Lucent has established a dedicated email account through which stakeholders can report any issues related to the use of conflict minerals or
obtain more information on the topic. Concerned parties can reach the Conflict Minerals Project Team directly at conflictminerals@alcatel-lucent.com.
2.2.
Step two: Identify and assess risks in the supply chain
2.2.1. Risk identification
Our technical experts analyze purchased item data sheets and conduct direct investigations with suppliers (as necessary) to determine if commodities
purchased by the company may contain conflict minerals. Three types of commodities are then defined: those with significant conflict minerals content; those with low conflict minerals content; and those with no conflict minerals content.
The Project Team prepares a list of suppliers to survey for the concerned commodities and sends requests for information regarding conflict minerals to
the listed suppliers. To facilitate the transfer of information throughout the supply chain, suppliers are asked to provide their conflict minerals traceability information using the CFSIs Conflict Minerals Reporting Template (CMRT). Reminders
are sent to non-responsive suppliers and an escalation process is enacted when required.
Through the CMRT, our suppliers identify the smelters
and/or refiners that produce the refined metals used in our supply chain. Alcatel-Lucent then uses that information to conduct an investigation into the minerals country of origin.
2.2.2. Risk assessment
While striving to avoid
sourcing minerals from conflict areas, Alcatel-Lucent does not want to prevent its suppliers from sourcing from legitimate mines located within the Democratic Republic of the Congo and its neighboring countries (as doing so could be detrimental to
the legitimate economies and populations of those countries). We are therefore focused on establishing minerals traceability. This involves compiling all collected CMRTs to establish a complete list of smelters identified in our supply chain.
Leveraging available information such as that provided by the listed smelters previously identified as compliant with the CFSIs auditing
protocols and procedure, the Project Team is able to investigate and classify the minerals country-of-origin status according to the following categories:
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Level 1 countries: Sources are supplied from countries with known active ore production that are not identified as plausible countries for the export,
smuggling or transit of conflict minerals. |
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Level 2 countries: Sources used are supplied from known or plausible countries for the export, smuggling or transit of conflict minerals.
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Level 3 countries: Sources used are potentially supplied from one or more of the nine countries bordering the Democratic Republic of the Congo.
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Level 3 countries: Sources used are potentially supplied from the Democratic Republic of the Congo. |
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Recycled or scrap: Sources used are supplied from recyclers or scrap suppliers. |
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ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
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2.3. Step three: Respond to the identified risks in the supply chain
2.3.1. Risk management
Improvements to suppliers
traceability practices are requested when their input does not meet the following expectations:
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Supplier has a publicly available conflict minerals policy; |
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Supplier uses the CMRT revision 3 (or higher) to report; |
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Suppliers declaration scope is in compliance with Alcatel-Lucent requirements; |
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Supplier collects reports from all of their affected suppliers; |
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Supplier is working to become conflict-free for tantalum; |
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Supplier identifies all the smelters used within their own supply chain; |
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Supplier provides detailed information on the identified smelters (following CMRT requirements); |
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Supplier verifies information provided by its suppliers and manages corrective actions; and |
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Suppliers report is consistent with product material evidence. |
Through its exchanges with suppliers, the Project Team promotes conflict minerals due diligence practices and mitigates risks by:
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Highlighting the interest of having a conflict minerals policy and due diligence actions implemented according to OECD guidelines; |
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Promoting the usage of the CMRT as the most common and efficient tool to exchange conflict minerals data within the supply chain; |
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Helping suppliers in their understanding of how to complete the CMRT, thus improving the quality of their reporting; and |
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Recommending that suppliers implement a management process to guide their data-checking procedures as well as improvements and remedial actions.
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2.3.2. Continuous improvement
To further improve the effectiveness of its Conflict Minerals Traceability Program, Alcatel-Lucent committed to achieving three main goals during the
2014 reporting period: broadening its reporting scope; improving its communications with suppliers; and adopting benchmarking best practices.
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ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
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The results of the actions taken over the past year are as follows:
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Broadening reporting scope: Although the number of suppliers assessed actually decreased in 2014 compared to the previous year, by better defining the
scope of the suppliers to be targeted, our assessments covered a larger purchasing spend. |
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Improving communications with suppliers: In 2014, we held 21 one-on-one training sessions to support our suppliers in improving their own due
diligence processes. We also informed our suppliers about the evolution of the CMRT and improved communications on the nature of the conflict minerals issue as a whole. |
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Adopting benchmarking best practices: To determine best practices in conflict minerals reporting, we conducted a thorough review of how other industry
leaders are presenting their conflict minerals processes and information. We integrated the findings into our own benchmarking and reporting for 2014, for example by improving the way we monitor our smelters reports and adding performance
indicators to our Conflict Minerals Report. |
2.4. Step four: Third-party audit of smelter/refiner due diligence practices
As a member of the CFSI, Alcatel-Lucent has access to the independent, third-party audits of smelters performed by the CFSI.
In 2014, Alcatel-Lucent worked with the CFSI Smelter Engagement Team in an investigation seeking to identify actual smelters from presumed
smelters reported by the supply chain and then convince them to join the CFSIs conflict minerals auditing scheme. In many cases, the companies reported by the supply chain as smelters were not actual smelters but were intermediaries or
other companies.
2.5. Step five: Report on supply chain due diligence
Alcatel-Lucent reports annually on its supply chain due diligence through three different documents:
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Additional information report (complement to Form 20-F); |
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Sustainability Report; and |
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Conflict Minerals Report. |
All three
documents are available to the public and can be downloaded from the Alcatel-Lucent website. The Conflict Minerals Report is filed with the United States Securities and Exchange Commission.
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ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
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3. Results of our supply chain due diligence
3.1. Results for 2014
3.1.1. Material content of purchased
commodities
In analyzing the material content of the commodities sourced to manufacture our products, it was determined that 435 of the 611
commodities included in our purchasing activities needed to be surveyed for conflict minerals.
The main conclusions from this analysis were:
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Tin is present in most of the surface finish and soldering of our electronic and electromechanical parts; |
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Gold is present in some integrated circuit chip connections and connectors finish; and |
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Tantalum is present in some electronic components (in particular, capacitors) and radio frequency parts. |
3.1.2. Supplier reporting and conflict-free status
Based on our commodity material content analysis, we identified relevant suppliers that provide us with products or components that could possibly
include one or more of tin, tantalum, tungsten or gold (collectively referred to as 3TG). We then proceeded to survey 303 of these suppliers (representing 90 percent of our total purchasing spend) to determine the origin of the minerals
included in the purchased products or components.
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ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
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The chart below outlines the results of our supplier survey:
In total, 88 percent of the targeted suppliers responded to our request for information on their use of conflict
minerals. Of those, 30 percent were determined to have sourced minerals from conflict-free smelters (as determined by the CFSI) and 70 percent had an undetermined status (i.e., the supplier had not identified all of its smelters, or one or more of
the identified smelters had not been audited and determined as conflict-free by the CFSI). Among the suppliers determined to be conflict-free, 80 percent do not use tin, tantalum, tungsten and/or gold in the products or components they manufacture
or contract to manufacture. The remaining 20 percent use these metals in their products or components but know with full certainty that they did not originate from mines located in conflict regions.
Among the 70 percent of respondents with an undetermined status, 20 percent had implemented all the improvement actions recommended by Alcatel-Lucent
and 50 percent had only a few actions still needing to be implemented.
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ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
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3.1.3. Smelter audit and country-of-origin determination
Working closely with the CFSI, the smelters used throughout our supply chain are identified and analyzed according to the following process:
(1) Company not yet identified as being an actual smelter. They are pointed to the CFSI for further investigation.
(2) Based on the work of the CFSI as well as our own research, these companies have not been identified as actual smelters.
(3) These smelters are not currently participating in any audit programs and have been contacted by the CFSI to join its audit program.
Drawing on the information contained in the independent, third-party audits of smelters conducted by the CFSI, we identified the following smelters in
our supply chain:
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CFSI Compliant smelters |
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Metal |
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Standard Smelter
Name |
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Smelter ID |
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Tin |
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Alpha |
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CID000292 |
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Tin |
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Cooperativa Metalurgica de Rondônia Ltda. |
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CID000295 |
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Tin |
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CV United Smelting |
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CID000315 |
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Tin |
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Dowa |
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CID000402 |
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Tin |
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EM Vinto |
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CID000438 |
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Tin |
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Gejiu Non-Ferrous Metal Processing Co., Ltd. |
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CID000538 |
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Tin |
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Jiangxi Ketai Advanced Material Co., Ltd. |
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CID000244 |
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ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
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Tin |
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Magnus Minerais Metais e Ligas Ltda. |
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CID002468 |
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Tin |
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Malaysia Smelting Corporation (MSC) |
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CID001105 |
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Tin |
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Melt Metais e Ligas S/A |
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CID002500 |
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Tin |
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Metallo-Chimique N.V. |
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CID002773 |
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Tin |
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Mineração Taboca S.A. |
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CID001173 |
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Tin |
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Minsur |
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CID001182 |
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Tin |
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Minsur |
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CID001182 |
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Tin |
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Mitsubishi Materials Corporation |
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CID001191 |
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Tin |
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O.M. Manufacturing Philippines, Inc. |
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CID002517 |
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Tin |
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Operaciones Metalurgical S.A. |
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CID001337 |
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Tin |
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PT Artha Cipta Langgeng |
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CID001399 |
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Tin |
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PT ATD Makmur Mandiri Jaya |
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CID002503 |
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Tin |
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PT Babel Inti Perkasa |
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CID001402 |
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Tin |
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PT Bangka Putra Karya |
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CID001412 |
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Tin |
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PT Bangka Tin Industry |
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CID001419 |
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Tin |
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PT Belitung Industri Sejahtera |
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CID001421 |
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Tin |
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PT Bukit Timah |
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CID001428 |
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Tin |
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PT DS Jaya Abadi |
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CID001434 |
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Tin |
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PT Eunindo Usaha Mandiri |
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CID001438 |
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Tin |
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PT Mitra Stania Prima |
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CID001453 |
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Tin |
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PT Panca Mega Persada |
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CID001457 |
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Tin |
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PT Prima Timah Utama |
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CID001458 |
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Tin |
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PT Refined Bangka Tin |
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CID001460 |
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Tin |
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PT Sariwiguna Binasentosa |
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CID001463 |
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Tin |
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PT Stanindo Inti Perkasa |
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CID001468 |
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Tin |
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PT Timah (Persero) Tbk Mentok |
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CID001482 |
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Tin |
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PT Timah (Persero) Tbk Mentok |
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CID001482 |
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Tin |
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PT Tinindo Inter Nusa |
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CID001490 |
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Tin |
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Soft Metais Ltda. |
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CID001758 |
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Tin |
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Thaisarco |
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CID001898 |
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Tin |
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White Solder Metalurgia e Mineração Ltda. |
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CID002036 |
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Tin |
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Yunnan Tin Group (Holding) Company Limited |
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CID002180 |
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ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
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Conflict Free Smelter Program (CFSP) Active List |
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Metal |
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Standard Smelter Name |
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Smelter ID |
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Tin |
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China Tin Group Co., Ltd. |
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CID001070 |
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Tin |
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Fenix Metals |
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CID000468 |
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Tin |
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Metallic Resources, Inc. |
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CID001142 |
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Tin |
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O.M. Manufacturing (Thailand) Co., Ltd. |
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CID001314 |
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Tin |
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PT Aries Kencana Sejahtera |
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CID000309 |
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Tin |
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PT BilliTin Makmur Lestari |
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CID001424 |
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Tin |
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PT Inti Stania Prima |
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CID002530 |
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Tin |
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PT Justindo |
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CID000307 |
|
|
|
Tin |
|
PT Sumber Jaya Indah |
|
CID001471 |
|
|
|
Tin |
|
Rui Da Hung |
|
CID001539 |
|
|
|
Tin |
|
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
|
CID002158 |
|
o |
Other smelters identified |
|
|
|
|
|
|
|
|
Metal |
|
Standard Smelter Name |
|
Smelter ID |
|
|
|
Tin |
|
ABC corporation |
|
CID000008 |
|
|
|
Tin |
|
Ami Bridge Enterprise Co., Ltd. |
|
CID000051 |
|
|
|
Tin |
|
an chen |
|
CID000053 |
|
|
|
Tin |
|
An Xin Xuan Xin Yue You Se Jin Shu Co. Ltd. |
|
CID000054 |
|
|
|
Tin |
|
Angelcast Enterprise Co., Ltd. |
|
CID002714 |
|
|
|
Tin |
|
Assaf Conductors |
|
CID000101 |
|
|
|
Tin |
|
Beijing Oriental Guide |
|
CID000146 |
|
|
|
Tin |
|
CHAINBOW |
|
CID002264 |
|
|
|
Tin |
|
Cheng Yang |
|
CID002262 |
|
|
|
Tin |
|
Chenzhou Yun Xiang mining limited liability company |
|
CID000228 |
|
|
|
Tin |
|
China Huaxi Group Nandan |
|
CID000238 |
|
|
|
Tin |
|
CHINA YUNXI MINING |
|
CID000251 |
|
|
|
Tin |
|
CNMC (Guangxi) PGMA Co., Ltd. |
|
CID000278 |
|
|
|
Tin |
|
Copper Suzhou Co. |
|
CID000297 |
|
|
|
Tin |
|
Custom Alloy Light Metals Inc. |
|
CID002348 |
|
|
|
Tin |
|
CV Gita Pesona |
|
CID000306 |
|
|
|
Tin |
|
CV Serumpun Sebalai |
|
CID000313 |
|
|
|
Tin |
|
Dae Chang Co., Ltd. |
|
CID000323 |
|
|
|
Tin |
|
Dae Kil Metal Co., Ltd |
|
CID000324 |
|
|
|
Tin |
|
Dongguan Huayu Metal-Material |
|
CID000383 |
|
|
|
Tin |
|
Dongguan Qiandao Metal Tin Product Co., Ltd. |
|
CID000389 |
|
|
|
Tin |
|
Dongguan Yuecheng metal materials Co., Ltd. |
|
CID000393 |
|
|
|
Tin |
|
Dr. soldering tin products Co., Ltd. |
|
CID002270 |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
11 |
|
|
|
|
|
|
|
|
Tin |
|
Estanho de Rondônia S.A. |
|
CID000448 |
|
|
|
Tin |
|
E-tech Philippines |
|
CID000450 |
|
|
|
Tin |
|
Eximetal S.A. |
|
CID000455 |
|
|
|
TIN |
|
Feinhütte Halsbrücke GmbH |
|
CID000466 |
|
|
|
Tin |
|
Fuji Metal Mining Corp. |
|
CID000498 |
|
|
|
Tin |
|
GEJIU GOLD SMELTER MINERALS CO.,LTD |
|
CID000545 |
|
|
|
Tin |
|
Gejiu Kai Meng Industry and Trade LLC |
|
CID000942 |
|
|
|
Tin |
|
Gejiu Yunxi Group Corp. |
|
CID000553 |
|
|
|
Tin |
|
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
|
CID001908 |
|
|
|
Tin |
|
Gejiu Zili Mining And Metallurgy Co., Ltd. |
|
CID000555 |
|
|
|
Tin |
|
GONG CIAN HARD WARE CO.,INC |
|
CID000584 |
|
|
|
Tin |
|
GUANG XI HUA XI CORP |
|
CID000596 |
|
|
|
Tin |
|
Guangxi Huaxi Group |
|
CID000623 |
|
|
|
Tin |
|
Guangxi Nonferrous Metals Group |
|
CID000626 |
|
|
|
Tin |
|
Guixi Smelter |
|
CID000647 |
|
|
|
Tin |
|
Hai Yuxin Xi Zhuhai Co., Ltd. |
|
CID000659 |
|
|
|
Tin |
|
Hanbaek nonferrous metals |
|
CID000666 |
|
|
|
Tin |
|
Handok |
|
CID000667 |
|
|
|
Tin |
|
HARADA METAL INDUSTRY CO. LTD |
|
CID000678 |
|
|
|
Tin |
|
HeChi Metallurgical Chemical factory |
|
CID000687 |
|
|
|
Tin |
|
High-Power Surface Technology |
|
CID000722 |
|
|
|
Tin |
|
Huichang Jinshunda Tin Co., Ltd. |
|
CID000760 |
|
|
|
Tin |
|
IPS New Material (Suzhou) Co., Ltd. |
|
CID000806 |
|
|
|
Tin |
|
ISHIKAWA METAL CO.,LTD. |
|
CID000812 |
|
|
|
Tin |
|
Jau Janq Enterprise Co. Ltd. |
|
CID000822 |
|
|
|
Tin |
|
JiangXi JiaWang |
|
CID000859 |
|
|
|
Tin |
|
Kewei Tin Co.,ltd |
|
CID002371 |
|
|
|
Tin |
|
Koki Products Co.,Ltd |
|
CID000986 |
|
|
|
Tin |
|
Kunshan Xin Ding metal material Limited company |
|
CID001016 |
|
|
|
Tin |
|
LANGFANG BONDTRON ELECTRONIC MATERIALS CO., LTD. |
|
CID002377 |
|
|
|
Tin |
|
Lingbao Jinyuan Tonghui Refinery Co. Ltd. |
|
CID001059 |
|
|
|
Tin |
|
Linwu Xianggui Ore Smelting Co., Ltd. |
|
CID001063 |
|
|
|
Tin |
|
LIQIAO PLATING |
|
CID001066 |
|
|
|
Tin |
|
Lübeck GmbH |
|
CID001082 |
|
|
|
Tin |
|
Ma On Shuguang Smelting Plant |
|
CID001099 |
|
|
|
Tin |
|
Materials Eco-Refining CO.LTD |
|
CID001112 |
|
|
|
Tin |
|
MENG NENG |
|
CID001134 |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
12 |
|
|
|
|
|
|
|
|
Tin |
|
Ming Li Jia smelt Metal Factory |
|
CID001177 |
|
|
|
Tin |
|
Mits-Tec (Shanghai) Co. Ltd. |
|
CID001187 |
|
|
|
Tin |
|
Nancang Metal Material Co.,Ltd |
|
CID001224 |
|
|
|
Tin |
|
Nankang Nanshan Tin Manufactory Co., Ltd. |
|
CID001231 |
|
|
|
Tin |
|
Novosibirsk Processing Plant Ltd. |
|
CID001305 |
|
|
|
Tin |
|
PT Alam Lestari Kencana |
|
CID001393 |
|
|
|
Tin |
|
PT Bangka Kudai Tin |
|
CID001409 |
|
|
|
Tin |
|
PT Bangka Timah Utama Sejahtera |
|
CID001416 |
|
|
|
Tin |
|
PT Fang Di MulTindo |
|
CID001442 |
|
|
|
Tin |
|
PT Hanjaya Perkasa Metals |
|
CID002287 |
|
|
|
Tin |
|
PT HP Metals Indonesia |
|
CID001445 |
|
|
|
Tin |
|
PT Karimun Mining |
|
CID001448 |
|
|
|
Tin |
|
PT Pelat Timah Nusantara Tbk |
|
CID001486 |
|
|
|
Tin |
|
PT Seirama Tin Investment |
|
CID001466 |
|
|
|
Tin |
|
PT Supra Sukses Trinusa |
|
CID001476 |
|
|
|
Tin |
|
Qian Dao Tin Products |
|
CID001500 |
|
|
|
Tin |
|
REDSUN METAL IND. CO.,LTD. |
|
CID001519 |
|
|
|
Tin |
|
Settu Chemical Industry |
|
CID001597 |
|
|
|
Tin |
|
Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd. |
|
CID001606 |
|
|
|
Tin |
|
Shapiro |
|
CID001659 |
|
|
|
Tin |
|
Shen Zhen Rui Yun Feng Industry Co.,Ltd |
|
CID001666 |
|
|
|
Tin |
|
Sheng Hui |
|
CID001671 |
|
|
|
Tin |
|
Shenzhen Anchen Solder Tin Product Co. Ltd |
|
CID001675 |
|
|
|
Tin |
|
Shenzhen Hong Chang Metal Manufacturing Factory |
|
CID001694 |
|
|
|
Tin |
|
Shenzhen keaixin Technology |
|
CID001697 |
|
|
|
Tin |
|
Shenzhen Yi Cheng Industrial |
|
CID001711 |
|
|
|
Tin |
|
Shunda Huichang Kam Tin Co., Ltd. |
|
CID001729 |
|
|
|
Tin |
|
Solderindo |
|
CID002410 |
|
|
|
Tin |
|
Spectro Alloys Corp |
|
CID002411 |
|
|
|
Tin |
|
Sun Surface Technology Co Ltd |
|
CID001804 |
|
|
|
Tin |
|
TAP |
|
CID001882 |
|
|
|
Tin |
|
Tianjin Huamei Wafangdian Bearing Sales Co., Ltd. |
|
CID002699 |
|
|
|
Tin |
|
Tianshui ling bo technology co., Ltd |
|
CID001929 |
|
|
|
Tin |
|
TIN PLATING GEJIU |
|
CID001932 |
|
|
|
Tin |
|
Tin Products Manufacturing Co. Ltd. |
|
CID001933 |
|
|
|
Tin |
|
TONG LONG |
|
CID001943 |
|
|
|
Tin |
|
UNIFORCE METAL INDUSTRIAL CORP. |
|
CID001986 |
|
|
|
Tin |
|
Untracore Co., Ltd. |
|
CID001998 |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
13 |
|
|
|
|
|
|
|
|
Tin
|
|
Vertex Metals Inc. |
|
CID002486 |
|
|
|
Tin
|
|
WELLEY |
|
CID002027 |
|
|
|
Tin
|
|
Xia Yi Metal Industries (shares) Co., Ltd. |
|
CID002066 |
|
|
|
Tin
|
|
XIANG HUA LING TIN MINE |
|
CID002087 |
|
|
|
Tin
|
|
XINQIAN |
|
CID002096 |
|
|
|
Tin
|
|
Yunnan GeJiu Jin Ye Mineral Co.,Ltd |
|
CID002168 |
|
|
|
Tin
|
|
Yunnan Xi YE |
|
CID002186 |
|
|
|
Tin
|
|
YUNXIN colored electrolysis Company Limited |
|
CID002190 |
|
|
|
Tin
|
|
Zhangzhou Xiangcheng Hongyu Building |
|
CID002197 |
|
|
|
Tin
|
|
Zhuhai Horyison Solder Co., Ltd. |
|
CID002229 |
|
|
|
Tin
|
|
Zhuhai Quanjia |
|
CID002230 |
|
|
|
Tin
|
|
Zu Hai Haiyuxin Tin Products Co., Ltd. |
|
CID002248 |
|
o |
CFSI Compliant smelters |
|
|
|
|
|
|
|
|
Metal |
|
Standard Smelter Name |
|
Smelter ID |
|
|
|
Tantalum |
|
Changsha South Tantalum Niobium Co., Ltd. |
|
CID000211 |
|
|
|
Tantalum
|
|
Conghua Tantalum and Niobium Smeltry |
|
CID000291 |
|
|
|
Tantalum
|
|
Duoluoshan |
|
CID000410 |
|
|
|
Tantalum
|
|
Exotech Inc. |
|
CID000456 |
|
|
|
Tantalum
|
|
F&X Electro-Materials Ltd. |
|
CID000460 |
|
|
|
Tantalum
|
|
Global Advanced Metals Aizu |
|
CID002558 |
|
|
|
Tantalum
|
|
Global Advanced Metals Boyertown |
|
CID002557 |
|
|
|
Tantalum
|
|
Guangdong Zhiyuan New Material Co., Ltd. |
|
CID000616 |
|
|
|
Tantalum
|
|
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch |
|
CID002501 |
|
|
|
Tantalum
|
|
H.C. Starck Co., Ltd. |
|
CID002544 |
|
|
|
Tantalum
|
|
H.C. Starck Inc. |
|
CID002548 |
|
|
|
Tantalum
|
|
H.C. Starck Ltd. |
|
CID002549 |
|
|
|
Tantalum
|
|
H.C. Starck Smelting GmbH & Co.KG |
|
CID002550 |
|
|
|
Tantalum
|
|
Hengyang King Xing Lifeng New Materials Co., Ltd. |
|
CID002492 |
|
|
|
Tantalum
|
|
Hi-Temp Specialty Metals, Inc. |
|
CID000731 |
|
|
|
Tantalum
|
|
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
|
CID000914 |
|
|
|
Tantalum
|
|
Jiujiang Tanbre Co., Ltd. |
|
CID000917 |
|
|
|
Tantalum
|
|
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
|
CID002506 |
|
|
|
Tantalum
|
|
KEMET Blue Metals |
|
CID002539 |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
14 |
|
|
|
|
|
|
|
|
Tantalum |
|
KEMET Blue Powder |
|
CID002568 |
|
|
|
Tantalum
|
|
King-Tan Tantalum Industry Ltd. |
|
CID000973 |
|
|
|
Tantalum
|
|
LSM Brasil S.A. |
|
CID001076 |
|
|
|
Tantalum
|
|
Metallurgical Products India Pvt., Ltd. |
|
CID001163 |
|
|
|
Tantalum
|
|
Mineração Taboca S.A. |
|
CID001175 |
|
|
|
Tantalum
|
|
Mitsui Mining & Smelting |
|
CID001192 |
|
|
|
Tantalum
|
|
Molycorp Silmet A.S. |
|
CID001200 |
|
|
|
Tantalum
|
|
Ningxia Orient Tantalum Industry Co., Ltd. |
|
CID001277 |
|
|
|
Tantalum
|
|
Plansee SE Liezen |
|
CID002540 |
|
|
|
Tantalum
|
|
Plansee SE Reutte |
|
CID002556 |
|
|
|
Tantalum
|
|
QuantumClean |
|
CID001508 |
|
|
|
Tantalum
|
|
RFH Tantalum Smeltry Co., Ltd. |
|
CID001522 |
|
|
|
Tantalum
|
|
Solikamsk Magnesium Works OAO |
|
CID001769 |
|
|
|
Tantalum
|
|
Taki Chemicals |
|
CID001869 |
|
|
|
Tantalum
|
|
Telex Metals |
|
CID001891 |
|
|
|
Tantalum
|
|
Ulba Metallurgical Plant JSC |
|
CID001969 |
|
|
|
Tantalum
|
|
Yichun Jin Yang Rare Metal Co., Ltd. |
|
CID002307 |
|
|
|
Tantalum
|
|
Zhuzhou Cemented Carbide |
|
CID002232 |
|
o |
Other smelters identified |
|
|
|
|
|
|
|
|
Metal |
|
Standard Smelter Name |
|
Smelter ID |
|
|
|
Tantalum |
|
ANHUI HERRMAN IMPEX CO. |
|
CID000059 |
|
|
|
Tantalum
|
|
China Shenzhen Morgan Sputtering Targets & Technology Co.,Ltd. |
|
CID000245 |
|
|
|
Tantalum
|
|
Nantong Tongjie Electrical Co., Ltd. |
|
CID002386 |
|
|
|
Tantalum
|
|
Shanghai Jiangxi Metals Co., Ltd. |
|
CID001634 |
|
o |
CFSI Compliant smelters |
|
|
|
|
|
|
|
|
Metal |
|
Standard Smelter Name |
|
Smelter ID |
|
|
|
Tungsten |
|
Chenzhou Diamond Tungsten Products Co., Ltd. |
|
CID002513 |
|
|
|
Tungsten
|
|
Fujian Jinxin Tungsten Co., Ltd. |
|
CID000499 |
|
|
|
Tungsten
|
|
Ganzhou Huaxing Tungsten Products Co., Ltd. |
|
CID000875 |
|
|
|
Tungsten
|
|
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
|
CID002315 |
|
|
|
Tungsten
|
|
Ganzhou Seadragon W & Mo Co., Ltd. |
|
CID002494 |
|
|
|
Tungsten
|
|
Global Tungsten & Powders Corp. |
|
CID000568 |
|
|
|
Tungsten
|
|
Hunan Chunchang Nonferrous Metals Co., Ltd. |
|
CID000769 |
|
|
|
Tungsten
|
|
Japan New Metals Co., Ltd. |
|
CID000825 |
|
|
|
Tungsten
|
|
Jiangxi Gan Bei Tungsten Co., Ltd. |
|
CID002321 |
|
|
|
Tungsten
|
|
Malipo Haiyu Tungsten Co., Ltd. |
|
CID002319 |
|
|
|
Tungsten
|
|
Vietnam Youngsun Tungsten Industry Co., Ltd. |
|
CID002011 |
|
|
|
Tungsten
|
|
Wolfram Bergbau und Hütten AG |
|
CID002044 |
|
|
|
Tungsten |
|
Xiamen Tungsten (H.C.) Co., Ltd. |
|
CID002320 |
|
|
|
Tungsten
|
|
Xiamen Tungsten Co., Ltd. |
|
CID002082 |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
15 |
|
|
|
|
|
|
|
|
Metal |
|
Standard Smelter Name |
|
Smelter ID |
|
|
|
Tungsten |
|
A.L.M.T. TUNGSTEN Corp. |
|
CID000004 |
|
|
|
Tungsten
|
|
Chongyi Zhangyuan Tungsten Co., Ltd. |
|
CID000258 |
|
|
|
Tungsten
|
|
Ganzhou Non-ferrous Metals Smelting Co., Ltd. |
|
CID000868 |
|
|
|
Tungsten
|
|
Guangdong Xianglu Tungsten Co., Ltd. |
|
CID000218 |
|
|
|
Tungsten
|
|
H.C. Starck GmbH |
|
CID002541 |
|
|
|
Tungsten
|
|
H.C. Starck GmbH |
|
CID002541 |
|
|
|
Tungsten
|
|
Hunan Chenzhou Mining Group Co., Ltd. |
|
CID000766 |
|
|
|
Tungsten
|
|
Jiangxi Yaosheng Tungsten Co., Ltd. |
|
CID002316 |
|
|
|
Tungsten
|
|
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
|
CID002543 |
|
|
|
Tungsten
|
|
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
|
CID002095 |
|
o |
TI-CMC Members progressing towards CFSP validation |
|
|
|
|
|
|
|
|
Metal |
|
Standard Smelter Name |
|
Smelter ID |
|
|
|
Tungsten |
|
Dayu Weiliang Tungsten Co., Ltd. |
|
CID000345 |
|
|
|
Tungsten
|
|
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
|
CID002551 |
|
|
|
Tungsten
|
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
|
CID002318 |
|
o |
Other smelters identified |
|
|
|
|
|
Metal |
|
Standard Smelter Name |
|
Smelter ID |
|
|
|
Tungsten |
|
Alluter Technology (Shenzhen) Co.,Ltd |
|
CID000040 |
|
|
|
Tungsten
|
|
ASSAB |
|
CID000100 |
|
|
|
Tungsten
|
|
Chenzhou,Chenzhou Mining Group |
|
CID000230 |
|
|
|
Tungsten
|
|
DAIDO STEEL |
|
CID002349 |
|
|
|
Tungsten
|
|
Degutea |
|
CID000350 |
|
|
|
Tungsten
|
|
Ganxian Shirui New Material Co., Ltd. |
|
CID002531 |
|
|
|
Tungsten
|
|
Heyuan Carbide Co LTD |
|
CID002462 |
|
|
|
Tungsten
|
|
Jiangxi Minmetals Gaoan Non-ferrous Metals Co., Ltd. |
|
CID002313 |
|
|
|
Tungsten
|
|
Kennametal Fallon |
|
CID000966 |
|
|
|
Tungsten
|
|
Kennametal Huntsville |
|
CID000105 |
|
|
|
Tungsten
|
|
Luoyang Mudu Tungsten & Molybdenum Technology Co. Ltd |
|
CID001091 |
|
|
|
Tungsten
|
|
Tejing (Vietnam) Tungsten Co., Ltd. |
|
CID001889 |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
16 |
|
o |
CFSI Compliant smelters |
|
|
|
|
|
|
|
|
Metal |
|
Standard Smelter Name |
|
Smelter ID |
|
|
|
Gold |
|
Aida Chemical Industries Co., Ltd. |
|
CID000019 |
|
|
|
Gold
|
|
Allgemeine Gold-und Silberscheideanstalt A.G. |
|
CID000035 |
|
|
|
Gold
|
|
AngloGold Ashanti Córrego do Sítio Mineração |
|
CID000058 |
|
|
|
Gold
|
|
Argor-Heraeus SA |
|
CID000077 |
|
|
|
Gold
|
|
Asahi Pretec Corporation |
|
CID000082 |
|
|
|
Gold
|
|
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
|
CID000103 |
|
|
|
Gold
|
|
Aurubis AG |
|
CID000113 |
|
|
|
Gold
|
|
Boliden AB |
|
CID000157 |
|
|
|
Gold
|
|
C. Hafner GmbH + Co. KG |
|
CID000176 |
|
|
|
Gold
|
|
CCR Refinery Glencore Canada Corporation |
|
CID000185 |
|
|
|
Gold
|
|
Chimet S.p.A. |
|
CID000233 |
|
|
|
Gold
|
|
Dowa |
|
CID000401 |
|
|
|
Gold
|
|
Eco-System Recycling Co., Ltd. |
|
CID000425 |
|
|
|
Gold
|
|
Heimerle + Meule GmbH |
|
CID000694 |
|
|
|
Gold
|
|
Heraeus Ltd. Hong Kong |
|
CID000707 |
|
|
|
Gold
|
|
Heraeus Precious Metals GmbH & Co. KG |
|
CID000711 |
|
|
|
Gold
|
|
Ishifuku Metal Industry Co., Ltd. |
|
CID000807 |
|
|
|
Gold
|
|
Istanbul Gold Refinery |
|
CID000814 |
|
|
|
Gold
|
|
Japan Mint |
|
CID000823 |
|
|
|
Gold
|
|
Johnson Matthey Inc. |
|
CID000920 |
|
|
|
Gold
|
|
Johnson Matthey Limited |
|
CID000924 |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
17 |
|
|
|
|
|
|
|
|
Gold |
|
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
|
CID000927 |
|
|
|
Gold
|
|
JSC Uralelectromed |
|
CID000929 |
|
|
|
Gold
|
|
JX Nippon Mining & Metals Co., Ltd. |
|
CID000937 |
|
|
|
Gold
|
|
Kazzinc |
|
CID000957 |
|
|
|
Gold
|
|
Kennecott Utah Copper LLC |
|
CID000969 |
|
|
|
Gold
|
|
Kojima Chemicals Co., Ltd. |
|
CID000981 |
|
|
|
Gold
|
|
L azurde Company For Jewelry |
|
CID001032 |
|
|
|
Gold
|
|
LS-NIKKO Copper Inc. |
|
CID001078 |
|
|
|
Gold
|
|
Materion |
|
CID001113 |
|
|
|
Gold
|
|
Matsuda Sangyo Co., Ltd. |
|
CID001119 |
|
|
|
Gold
|
|
Metalor Technologies (Hong Kong) Ltd. |
|
CID001149 |
|
|
|
Gold
|
|
Metalor Technologies (Singapore) Pte., Ltd. |
|
CID001152 |
|
|
|
Gold
|
|
Metalor Technologies SA |
|
CID001153 |
|
|
|
Gold
|
|
Metalor USA Refining Corporation |
|
CID001157 |
|
|
|
Gold
|
|
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V |
|
CID001161 |
|
|
|
Gold
|
|
Mitsubishi Materials Corporation |
|
CID001188 |
|
|
|
Gold
|
|
Mitsui Mining and Smelting Co., Ltd. |
|
CID001193 |
|
|
|
Gold
|
|
Nadir Metal Rafineri San. Ve Tic. A.Ş. |
|
CID001220 |
|
|
|
Gold
|
|
Nihon Material Co., Ltd. |
|
CID001259 |
|
|
|
Gold
|
|
Ohio Precious Metals, LLC |
|
CID001322 |
|
|
|
Gold
|
|
Ohura Precious Metal Industry Co., Ltd. |
|
CID001325 |
|
|
|
Gold
|
|
OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant (OJSC
Krastvetmet) |
|
CID001326 |
|
|
|
Gold
|
|
PAMP SA |
|
CID001352 |
|
|
|
Gold
|
|
PT Aneka Tambang (Persero) Tbk |
|
CID001397 |
|
|
|
Gold
|
|
PX Précinox SA |
|
CID001498 |
|
|
|
Gold
|
|
Rand Refinery (Pty) Ltd. |
|
CID001512 |
|
|
|
Gold
|
|
Republic Metals Corporation |
|
CID002510 |
|
|
|
Gold
|
|
Royal Canadian Mint |
|
CID001534 |
|
|
|
Gold
|
|
Schone Edelmetaal |
|
CID001573 |
|
|
|
Gold
|
|
SEMPSA Joyería Platería SA |
|
CID001585 |
|
|
|
Gold
|
|
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
|
CID001622 |
|
|
|
Gold
|
|
Sichuan Tianze Precious Metals Co., Ltd. |
|
CID001736 |
|
|
|
Gold
|
|
Solar Applied Materials Technology Corp. |
|
CID001761 |
|
|
|
Gold
|
|
Sumitomo Metal Mining Co., Ltd. |
|
CID001798 |
|
|
|
Gold
|
|
Tanaka Kikinzoku Kogyo K.K. |
|
CID001875 |
|
|
|
Gold
|
|
The Refinery of Shandong Gold Mining Co., Ltd. |
|
CID001916 |
|
|
|
Gold
|
|
Tokuriki Honten Co., Ltd. |
|
CID001938 |
|
|
|
Gold
|
|
Umicore Brasil Ltda. |
|
CID001977 |
|
|
|
Gold
|
|
Umicore Precious Metals Thailand |
|
CID002314 |
|
|
|
Gold
|
|
Umicore SA Business Unit Precious Metals Refining |
|
CID001980 |
|
|
|
Gold
|
|
United Precious Metal Refining, Inc. |
|
CID001993 |
|
|
|
Gold
|
|
Valcambi SA |
|
CID002003 |
|
|
|
Gold
|
|
Western Australian Mint trading as The Perth Mint |
|
CID002030 |
|
|
|
Gold
|
|
Yamamoto Precious Metal Co., Ltd. |
|
CID002100 |
|
|
|
Gold
|
|
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
|
CID002224 |
|
|
|
Gold
|
|
Zijin Mining Group Co., Ltd. Gold Refinery |
|
CID002243 |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
18 |
|
|
|
|
|
|
|
|
Metal |
|
Standard Smelter Name |
|
Smelter ID |
|
|
|
Gold |
|
Cendres + Métaux SA |
|
CID000189 |
|
|
|
Gold
|
|
Doduco |
|
CID000362 |
|
|
|
Gold
|
|
SOE Shyolkovsky Factory of Secondary Precious Metals |
|
CID001756 |
|
|
|
Gold
|
|
Torecom |
|
CID001955 |
|
|
|
Gold
|
|
Yokohama Metal Co., Ltd. |
|
CID002129 |
|
o |
Other smelters identified |
|
|
|
|
|
|
|
|
Metal |
|
Standard Smelter Name |
|
Smelter ID |
|
|
|
Gold |
|
Advanced Chemical Company |
|
CID000015 |
|
|
|
Gold
|
|
Almalyk Mining and Metallurgical Complex (AMMC) |
|
CID000041 |
|
|
|
Gold
|
|
Austin Powder |
|
CID002716 |
|
|
|
Gold
|
|
BAKER |
|
CID002687 |
|
|
|
Gold
|
|
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
|
CID000128 |
|
|
|
Gold
|
|
Bauer Walser AG |
|
CID000141 |
|
|
|
Gold
|
|
Caridad |
|
CID000180 |
|
|
|
Gold
|
|
Changcheng gold and silver refinery Co., Ltd. |
|
CID000203 |
|
|
|
Gold
|
|
Cheng Yang |
|
CID000222 |
|
|
|
Gold
|
|
Chugai Mining |
|
CID000264 |
|
|
|
Gold
|
|
Daejin Indus Co., Ltd. |
|
CID000328 |
|
|
|
Gold
|
|
Daye Non-Ferrous Metals Mining Ltd. |
|
CID000343 |
|
|
|
Gold
|
|
DEGUSSA |
|
CID002267 |
|
|
|
Gold
|
|
Do Sung Corporation |
|
CID000359 |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
19 |
|
|
|
|
|
|
|
|
Gold |
|
Dongguanshi Sutande Dianzi Cailiao Youxiangongsi |
|
CID000395 |
|
|
|
Gold
|
|
Dong-Wo Co., Ltd. |
|
CID000398 |
|
|
|
Gold
|
|
DRW |
|
CID002695 |
|
|
|
Gold
|
|
Gansu Seemine Material Hi-Tech Co., Ltd. |
|
CID000522 |
|
|
|
Gold
|
|
Gansu-based Baiyin Nonferrous Metals Corporation (BNMC) |
|
CID000523 |
|
|
|
Gold
|
|
gong an ju |
|
CID000583 |
|
|
|
Gold
|
|
Guandong Jinding Material co., Ltd. |
|
CID000592 |
|
|
|
Gold
|
|
GUANGDONG HUA JIAN TRADE DO.,LTD |
|
CID000605 |
|
|
|
Gold
|
|
Guangdong Jinding Gold Limited |
|
CID002312 |
|
|
|
Gold
|
|
Guangdong Jinding Gold Limited |
|
CID002312 |
|
|
|
Gold
|
|
Guangzhou Kings high-tech materials |
|
CID000633 |
|
|
|
Gold
|
|
Guoda Safina High-Tech.Environmental Refinery Co.,Ltd |
|
CID000651 |
|
|
|
Gold
|
|
H. DRIJFHOUT & ZOON |
|
CID002362 |
|
|
|
Gold
|
|
Hang Seng Technology |
|
CID000670 |
|
|
|
Gold
|
|
Hangzhou Fuchunjiang Smelting Co., Ltd. |
|
CID000671 |
|
|
|
Gold
|
|
He nan sheng zhong yuan huang jin zhi lian chang CO.LTD |
|
CID000686 |
|
|
|
Gold
|
|
henan middle plain gold smelter |
|
CID000697 |
|
|
|
Gold
|
|
Henan Sanmenxia Lingbao City Jinyuan Mining
Industry Co., Ltd |
|
CID000702 |
|
|
|
Gold
|
|
Hetai Gold Mine |
|
CID000717 |
|
|
|
Gold
|
|
HH HANDY & HARMAN REFINING GROUP |
|
CID002323 |
|
|
|
Gold
|
|
Hoffmann Alloys GmbH & Co. KG |
|
CID002738 |
|
|
|
Gold
|
|
Hon Shen Co. Ltd |
|
CID000739 |
|
|
|
Gold
|
|
Hong Da qiu |
|
CID000741 |
|
|
|
Gold
|
|
Hop Hing electroplating factory Zhejiang |
|
CID002739 |
|
|
|
Gold
|
|
House of Currency of Brazil (Casa da Moeda do Brazil) |
|
CID002601 |
|
|
|
Gold
|
|
Hunan Chenzhou Mining Group Co., Ltd. |
|
CID000767 |
|
|
|
Gold
|
|
Hwasung CJ Co., Ltd. |
|
CID000778 |
|
|
|
Gold
|
|
Inner Mongolia Qiankun Gold and Silver Refinery
Share Company Limited |
|
CID000801 |
|
|
|
Gold
|
|
IPT-Albrecht GmbH |
|
CID002741 |
|
|
|
Gold
|
|
Jiangxi Copper Company Limited |
|
CID000855 |
|
|
|
Gold
|
|
Jin Jinyin refining company limited |
|
CID000884 |
|
|
|
Gold
|
|
Korea Metal Co., Ltd. |
|
CID000988 |
|
|
|
Gold
|
|
Kosak Seiren |
|
CID000991 |
|
|
|
Gold
|
|
Kyrgyzaltyn JSC |
|
CID001029 |
|
|
|
Gold
|
|
Lingbao Gold Company Limited |
|
CID001056 |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
20 |
|
|
|
|
|
|
|
|
Gold |
|
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
|
CID001058 |
|
|
|
Gold
|
|
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
|
CID001093 |
|
|
|
Gold
|
|
METALLI PREZIOSI S.p.A. |
|
CID002326 |
|
|
|
Gold
|
|
Morigin Company |
|
CID001201 |
|
|
|
Gold
|
|
Moscow Special Alloys Processing Plant |
|
CID001204 |
|
|
|
Gold
|
|
Navoi Mining and Metallurgical Combinat |
|
CID001236 |
|
|
|
Gold
|
|
OJSC Kolyma Refinery |
|
CID001328 |
|
|
|
Gold
|
|
OJSC Novosibirsk Refinery |
|
CID000493 |
|
|
|
Gold
|
|
Penglai Penggang Gold Industry Co., Ltd. |
|
CID001362 |
|
|
|
Gold
|
|
Precious Metals Sales Corp. |
|
CID002581 |
|
|
|
Gold
|
|
Prioksky Plant of Non-Ferrous Metals |
|
CID001386 |
|
|
|
Gold
|
|
Realized the enterprise co. ltd. |
|
CID001515 |
|
|
|
Gold
|
|
rui sheng |
|
CID001544 |
|
|
|
Gold
|
|
Sabin Metal Corp. |
|
CID001546 |
|
|
|
Gold
|
|
SAMWON Metals Corp. |
|
CID001562 |
|
|
|
Gold
|
|
Sen Silver |
|
CID001588 |
|
|
|
Gold
|
|
Shan Dong Huangjin |
|
CID001604 |
|
|
|
Gold
|
|
Shandon Jin Jinyin Refining Limited |
|
CID001607 |
|
|
|
Gold
|
|
Shandong Guoda gold Co., LTD. |
|
CID001611 |
|
|
|
Gold
|
|
SHANMENXIA |
|
CID001651 |
|
|
|
Gold
|
|
Shengnan Metal Products Factory |
|
CID002733 |
|
|
|
Gold
|
|
Shenzhen fujun material technology co.,ltd |
|
CID001690 |
|
|
|
Gold
|
|
Sindlhauser Materials GmbH |
|
CID001743 |
|
|
|
Gold
|
|
Sino-Platinum Metals Co.,Ltd |
|
CID001745 |
|
|
|
Gold
|
|
So Accurate Group, Inc. |
|
CID001754 |
|
|
|
Gold
|
|
Stender Electronic Materials Co., Ltd. |
|
CID001786 |
|
|
|
Gold
|
|
Suntain Co.Ltd |
|
CID001808 |
|
|
|
Gold
|
|
The Great Wall Gold and Silver Refinery of China |
|
CID001909 |
|
|
|
Gold
|
|
THE SHEFFIELD SMELTING CO. LTD |
|
CID002325 |
|
|
|
Gold
|
|
Tian Cheng |
|
CID001924 |
|
|
|
Gold
|
|
Tongling Nonferrous Metals Group Co., Ltd. |
|
CID001947 |
|
|
|
Gold
|
|
Tsai Brother industries |
|
CID002745 |
|
|
|
Gold
|
|
UNIFORCE METAL INDUSTRIAL CORP. |
|
CID001987 |
|
|
|
Gold
|
|
WANG TING |
|
CID002023 |
|
|
|
Gold
|
|
Wuxi City Precious Metal Electronic Material Fty |
|
CID002058 |
|
|
|
Gold
|
|
Yunnan Copper Industry Co., Ltd. |
|
CID000197 |
|
|
|
Gold
|
|
Zhe Jiang Guang Yuan Noble Metal Smelting Factory |
|
CID002205 |
|
|
|
Gold
|
|
Zhongkuang Gold Industry Co.,LTD |
|
CID002214 |
|
|
|
Gold
|
|
Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd. |
|
CID002219 |
|
|
|
Gold
|
|
ZHONGSHAN POISON MATERIAL PROPRIETARY CO., LTD |
|
CID002221 |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
21 |
For smelters that had not been identified by the CFSI, we have asked our suppliers to encourage them to
join the CFSI. We have also reported these smelters to the CFSI so it can contact them directly.
3.1.4. Conflict mineral status by product type
At the product level, our conflict minerals status for 2014 is as follows:
|
|
|
|
|
Business line
|
|
Product Type |
|
Conflict Minerals Status |
Fixed access |
|
Broadband access equipment |
|
Undetermined |
|
Home devices |
|
Undetermined |
|
Legacy access equipment |
|
Undetermined |
Wireless access |
|
Radio frequency equipment |
|
Undetermined |
|
Digital equipment |
|
Undetermined |
|
Cabinets and ancillary equipment |
|
Undetermined |
|
Small cells (Femto) |
|
Undetermined |
Wireless transmission |
|
Digital cards (Switching) |
|
Undetermined |
|
Outdoor Radio Units (Short haul) |
|
Undetermined |
|
Indoor Transceiver (Long haul) |
|
Undetermined |
|
Installation material (Antennas, Couplers,
Cords, cables and connectors) |
|
Undetermined |
IP routing |
|
Service Router |
|
Undetermined |
|
Service Access Switch |
|
Undetermined |
|
Core routing |
|
Undetermined |
|
Service Aggregation Router |
|
Undetermined |
IP transport |
|
SWDM |
|
Undetermined |
|
OMSN |
|
Undetermined |
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
22 |
3.2. Plans to improve due diligence for the 2015 reporting period
In 2015, Alcatel-Lucent intends to implement the following steps to further improve its conflict mineral due diligence measures:
|
|
|
Require suppliers to become conflict-free for tantalum: In 2014, 43 of our 45 identified tantalum smelters were reported to be conflict-free by the
CFSI. We believe that sourcing this metal entirely from conflict-free smelters is achievable; as such, our primary goal for 2015 will be to require our suppliers to source tantalum from smelters that are reported as conflict free.
|
|
|
|
Improve the management of part-level CMRTs: We are currently in the process of developing an IT solution that would help us manage part-level CMRTs
(i.e., supplier declarations for each part delivered to us, rather than a single declaration covering all the parts delivered by the supplier), thereby improving data accuracy. |
Audit our own due diligence practices: We intend to have our 2015 Conflict Minerals Report audited by an independent third party
|
|
|
ALCATEL-LUCENT CONFLICT MINERALS REPORT 2014 |
|
23 |