Current Report Filing (8-k)
May 13 2015 - 9:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): May 12, 2015
REAL GOODS SOLAR, INC.
(Exact Name of Registrant as Specified in its Charter)
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Colorado |
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001-34044 |
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26-1851813 |
(State or Other Jurisdiction
of Incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
833 West South Boulder Road, Louisville, CO 80027-2452
(Address of Principal Executive Offices, Including Zip Code)
Registrants telephone number, including area code: (303) 222-8400
Not Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07. |
Submission of Matters to a Vote of Security Holders. |
On May 12, 2015, Real Goods Solar, Inc. (the
Company) held a special meeting of shareholders. The final voting results for Proposal 1, the only matter submitted to a vote of shareholders at the special meeting, was as follows:
The Companys shareholders approved a reverse stock split of all of the outstanding shares of the Companys Class A common
stock, par value $0.0001, at a specific ratio within a range of one-for-two to one-for-twenty and granted the Companys board of directors authority to determine, in its sole discretion, the specific ratio and timing of the reverse stock split
at any time before May 12, 2016, with the following vote:
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For |
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Against |
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Abstain |
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Broker non-votes |
38,657,112 |
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9,564,656 |
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212,862 |
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0 |
The proxy statement for the special meeting also solicited proxies with respect to a proposal for the adjournment of the
special meeting, if necessary to solicit additional proxies, in the event that there were not sufficient votes at the time of the special meeting to approve Proposal 1. The Company determined at the time of the meeting that, as a result of the
approval of Proposal 1, a vote on Proposal 2 was not necessary. However, based on the proxies received, Proposal 2 would have been approved with the following vote had the Company called a vote on Proposal 2:
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For |
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Against |
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Abstain |
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Broker non-votes |
38,253,073 |
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9,044,481 |
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1,137,076 |
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0 |
Item 8.01. |
Submission of Matters to a Vote of Security Holders. |
On May 12, 2015, the Company held a special
meeting of shareholders where the Companys shareholders approved a reverse stock split of all of the outstanding shares of the Companys Class A common stock, par value $0.0001, at a specific ratio within a range of one-for-two to
one-for-twenty. The shareholders granted the Companys board of directors the authority to determine, within a range of one-for-two to one-for-twenty, in its sole discretion, the specific ratio for and timing of the reverse stock split at any
time before May 12, 2016. Following the special meeting, the Companys board of directors authorized a reverse stock split at a ratio of one-for-twenty to become effective on May 17, 2015 at 11:59 pm Eastern Time.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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REAL GOODS SOLAR, INC. |
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By: |
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/s/ Dennis Lacey |
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Dennis Lacey |
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Chief Executive Officer and Acting Principal Financial Officer |
Date: May 13, 2015