UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): March 5, 2015

 

 

JPMorgan Chase & Co.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   1-5805   13-2624428

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. employer

identification no.)

 

270 Park Avenue, New York, New York   10017
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 270-6000

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Item 8.01. Other Events

On March 5, 2015 and March 6, 2015, JPMorgan Chase & Co. (“JPMorgan Chase” or the “Firm”) announced the redemption of 61 series of medium-term notes which were originally issued by The Bear Stearns Companies LLC (formerly known as The Bear Stearns Companies Inc.) and for which JPMorgan Chase is the successor obligor. Copies of the notices to noteholders relating to these redemptions are attached hereto as Exhibits 99.1 and 99.2.

 

Item 9.01. Financial Statements and Exhibits

 

  (d) Exhibits

 

99.1 JPMorgan Chase & Co. Notice of Full Redemption, dated March 5, 2015
99.2 JPMorgan Chase & Co. Notice of Full Redemption, dated March 6, 2015

 

 

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

JPMorgan Chase & Co.

(Registrant)
By:

/s/ Neila B. Radin

Neila B. Radin
Senior Vice President

Dated: March 6, 2015

 

 

3



Exhibit 99.1

NOTICE OF FULL REDEMPTION

To The Holders of

JPMorgan Chase & Co.,

as Successor Obligor for

The Bear Stearns Companies LLC

(formerly known as The Bear Stearns Companies Inc.)

Medium-Term Notes, Series B

set forth on Schedule A hereto

NOTICE IS HEREBY GIVEN that JPMorgan Chase & Co. (the “Company”) will redeem on March 15, 2015 (the “Redemption Date”) all of the outstanding notes of each series set forth on Schedule A hereto (collectively, the “Notes”) which were originally issued by The Bear Stearns Companies LLC (formerly known as The Bear Stearns Companies Inc.) and for which the Company is the successor obligor. The Notes will be redeemed at a redemption price equal to 100% of the principal amount of the Notes, plus accrued and unpaid interest thereon (if any) to and including the Redemption Date (the “Redemption Amount”).

Payment of the Redemption Amount will be made only upon presentation and surrender of the Notes to The Bank of New York Mellon, as Paying Agent, for cancellation. Notes are to be presented at:

By Mail, Hand or Courier

The Bank of New York Mellon

101 Barclay Street – 8W

New York, New York 10286

Notes held in book-entry form shall be surrendered in accordance with applicable procedures of The Depository Trust Company.

On the Redemption Date, the Notes will become due and payable at the Redemption Amount. Unless the Company defaults in making the redemption payment, interest on the Notes shall cease to accrue on and after the Redemption Date and the only remaining right of the holders of the Notes shall be to receive payment of the Redemption Amount upon surrender of the Notes as specified herein.

JPMorgan Chase & Co.

Dated: March 5, 2015

UNDER THE INTERNAL REVENUE SERVICE BACKUP WITHHOLDING PROVISIONS, THE PAYING AGENT WILL BE REQUIRED TO WITHHOLD TWENTY-EIGHT PERCENT (28%) OF ANY GROSS PAYMENT TO A HOLDER WHO FAILS TO PROVIDE A CERTIFIED TAXPAYER IDENTIFICATION NUMBER (EMPLOYER IDENTIFICATION NUMBER OR SOCIAL SECURITY NUMBER). PLEASE COMPLETE A FORM W–9 AND SEND IT TO THE PAYING AGENT IN CONNECTION WITH THE REDEMPTION. IF YOU ARE EXEMPT FROM BACKUP WITHHOLDING UNDER SECTION 3406, PLEASE PROVIDE YOUR TAX IDENTIFICATION NUMBER TO THE PAYING AGENT.


Schedule A

 

CUSIP1

Outstanding

Aggregate Principal Amount

 

Aggregate Accrued and

Unpaid Interest

through Redemption Date

 

Aggregate Redemption

Amount

 

07387EAH0

$ 3,190,000    $ 13,956.25    $ 3,203,956.25   

07387EAL1

$ 1,203,000    $ 5,162.88    $ 1,208,162.88   

07387EAP2

$ 838,000    $ 3,889.72    $ 841,889.72   

07387EBD8

$ 1,981,000    $ 59,430.00    $ 2,040,430.00   

07387EBG1

$ 1,011,000    $ 30,582.75    $ 1,041,582.75   

07387EBK2

$ 1,220,000    $ 35,685.00    $ 1,255,685.00   

07387EBN6

$ 1,799,000    $ 52,171.00    $ 1,851,171.00   

07387EDR5

$ 6,397,000    $ 27,962.00    $ 6,424,962.00   

07387EDU8

$ 4,255,000    $ 19,502.08    $ 4,274,502.08   

07387EDY0

$ 3,797,000    $ 105,366.75    $ 3,902,366.75   

07387EEB9

$ 1,358,000    $ 36,666.00    $ 1,394,666.00   

07387EEF0

$ 5,268,000    $ 138,548.40    $ 5,406,548.40   

07387EEH6

$ 4,006,000    $ 105,157.50    $ 4,111,157.50   

07387EEL7

$ 630,000    $ 13,912.50    $ 643,912.50   

07387EEP8

$ 597,000    $ 13,556.88    $ 610,556.88   

07387EES2

$ 5,298,000    $ 128,035.00    $ 5,426,035.00   

07387EEV5

$ 1,520,000    $ 36,416.67    $ 1,556,416.67   

07387EEY9

$ 246,000    $ 5,914.25    $ 251,914.25   

07387EFE2

$ 9,728,000    $ 196,181.33    $ 9,924,181.33   

07387EFN2

$ 5,032,000    $ 79,254.00    $ 5,111,254.00   

07387EFP7

$ 2,763,000    $ 28,205.63    $ 2,791,205.63   

07387EFQ5

$ 3,022,000    $ 30,975.50    $ 3,052,975.50   

07387EFR3

$ 14,226,000    $ 142,260.00    $ 14,368,260.00   

07387EFS1

$ 1,901,000    $ 18,693.17    $ 1,919,693.17   

07387EFU6

$ 6,721,000    $ 33,605.00    $ 6,754,605.00   

07387EFV4

$ 9,358,000    $ 46,790.00    $ 9,404,790.00   

07387EFW2

$ 6,457,000    $ 31,477.88    $ 6,488,477.88   

07387EFX0

$ 8,025,000    $ 39,121.88    $ 8,064,121.88   

07387EFY8

$ 1,372,000    $ 39,788.00    $ 1,411,788.00   

07387EGA9

$ 1,265,000    $ 36,052.50    $ 1,301,052.50   

07387EGB7

$ 2,792,000    $ 78,176.00    $ 2,870,176.00   

07387EGC5

$ 1,290,000    $ 35,346.00    $ 1,325,346.00   

07387EGE1

$ 1,632,000    $ 36,924.00    $ 1,668,924.00   

07387EGF8

$ 447,000    $ 10,374.13    $ 457,374.13   

07387EGG6

$ 2,232,000    $ 51,615.00    $ 2,283,615.00   

07387EGH4

$ 1,282,000    $ 29,486.00    $ 1,311,486.00   

07387EGK7

$ 1,103,000    $ 4,917.54    $ 1,107,917.54   

07387EGM3

$ 941,000    $ 17,251.67    $ 958,251.67   

07387EGN1

$ 1,814,000    $ 33,861.33    $ 1,847,861.33   

07387EGP6

$ 1,180,000    $ 22,026.67    $ 1,202,026.67   

07387EGQ4

$ 2,684,000    $ 38,448.30    $ 2,722,448.30   

07387EGR2

$ 699,000    $ 9,786.00    $ 708,786.00   

07387EGS0

$ 1,764,000    $ 24,255.00    $ 1,788,255.00   

07387EGU5

$ 1,777,000    $ 16,585.33    $ 1,793,585.33   

07387EGV3

$ 2,809,000    $ 26,217.33    $ 2,835,217.33   

07387EGW1

$ 1,787,000    $ 16,380.83    $ 1,803,380.83   

07387EGX9

$ 1,769,000    $ 7,997.35    $ 1,776,997.35   

07387EGY7

$ 1,432,000    $ 6,070.09    $ 1,438,070.09   

07387EGZ4

$ 1,950,000    $ 8,693.75    $ 1,958,693.75   

07387EHA8

$ 690,000    $ 3,090.63    $ 693,090.63   

07387EHB6

$ 4,427,000    $ 123,513.30    $ 4,550,513.30   

07387EHC4

$ 6,003,000    $ 168,834.38    $ 6,171,834.38   


07387EHD2

$ 832,000    $ 22,880.00    $ 854,880.00   

07387EHE0

$ 1,167,000    $ 33,259.50    $ 1,200,259.50   

07387EHF7

$ 669,000    $ 19,150.13    $ 688,150.13   

07387EHG5

$ 1,612,000    $ 38,822.33    $ 1,650,822.33   

07387EHJ9

$ 198,000    $ 4,620.00    $ 202,620.00   

07387EHL4

$ 797,000    $ 18,762.71    $ 815,762.71   

07387EHM2

$ 546,000    $ 12,444.25    $ 558,444.25   

07387EHT7

$ 49,990,000    $ 999,800.00    $ 50,989,800.00   

 

 

1  The CUSIP numbers have been assigned to these issues by the CUSIP Service Bureau of Standard and Poor’s Corporation and are included solely for the convenience of the holders of the Notes. No representation is being made as to the correctness of the CUSIP numbers either as printed on the Notes or as contained herein and the holder may rely only on the identification numbers printed on its Note.


Exhibit 99.2

NOTICE OF FULL REDEMPTION

To The Holders of

JPMorgan Chase & Co.,

as Successor Obligor for

The Bear Stearns Companies LLC

(formerly known as The Bear Stearns Companies Inc.)

5.10% Notes due June 16, 2023

CUSIP1: 073928ZR7

NOTICE IS HEREBY GIVEN that JPMorgan Chase & Co. (the “Company”) will redeem on March 16, 2015 (the “Redemption Date”) all of the outstanding notes of the above series (the “Notes”) which were originally issued by The Bear Stearns Companies LLC (formerly known as The Bear Stearns Companies Inc.) and for which the Company is the successor obligor. The Notes will be redeemed at a redemption price equal to 100% of the principal amount of the Notes, plus accrued and unpaid interest thereon (if any) to and including the Redemption Date (the “Redemption Amount”).

Payment of the Redemption Amount will be made only upon presentation and surrender of the Notes to The Bank of New York Mellon, as Paying Agent, for cancellation. Notes are to be presented at:

By Mail, Hand or Courier

The Bank of New York Mellon

101 Barclay Street – 8W

New York, New York 10286

Notes held in book-entry form shall be surrendered in accordance with applicable procedures of The Depository Trust Company.

On the Redemption Date, the Notes will become due and payable at the Redemption Amount. Unless the Company defaults in making the redemption payment, interest on the Notes shall cease to accrue on and after the Redemption Date and the only remaining right of the holders of the Notes shall be to receive payment of the Redemption Amount upon surrender of the Notes as specified herein.

JPMorgan Chase & Co.

Dated: March 6, 2015

 

1 The CUSIP number has been assigned to this issue by the CUSIP Service Bureau of Standard and Poor’s Corporation and is included solely for the convenience of the holders of the Notes. No representation is being made as to the correctness of the CUSIP number either as printed on the Notes or as contained herein and the holder may rely only on the identification numbers printed on its Note.

UNDER THE INTERNAL REVENUE SERVICE BACKUP WITHHOLDING PROVISIONS, THE PAYING AGENT WILL BE REQUIRED TO WITHHOLD TWENTY-EIGHT PERCENT (28%) OF ANY GROSS PAYMENT TO A HOLDER WHO FAILS TO PROVIDE A CERTIFIED TAXPAYER IDENTIFICATION NUMBER (EMPLOYER IDENTIFICATION NUMBER OR SOCIAL SECURITY NUMBER). PLEASE COMPLETE A FORM W–9 AND SEND IT TO THE PAYING AGENT IN CONNECTION WITH THE REDEMPTION. IF YOU ARE EXEMPT FROM BACKUP WITHHOLDING UNDER SECTION 3406, PLEASE PROVIDE YOUR TAX IDENTIFICATION NUMBER TO THE PAYING AGENT.

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