FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

KUSHNER STEPHANIE K
2. Issuer Name and Ticker or Trading Symbol

BROADWIND ENERGY, INC. [ BWEN ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Exec. VP and CFO
(Last)          (First)          (Middle)

3240 S. CENTRAL AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

2/19/2015
(Street)

CICERO, IL 60804
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   2/19/2015     A    30566   A $0   216231   (1) D  
 
Common Stock                  5889   I   By 401(k) Plan  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)   $99.90                      (2) 7/29/2019   Common Stock   2500     2500   D  
 
Stock Option (Right to Buy)   $54.40                      (3) 3/9/2020   Common Stock   5323     5323   D  
 
Stock Option (Right to Buy)   $13.50                      (4) 3/7/2021   Common Stock   14910     14910   D  
 
Stock Option (Right to Buy)   $3.40                      (5) 5/4/2022   Common Stock   34129     34129   D  
 

Explanation of Responses:
( 1)  Includes (i) 2,948 restricted stock units that vest on 3/7/15; (ii) 17,065 restricted stock units that vest in increments of 8,532 shares on 5/4/15 and 8.533 shares on 5/4/16; (iii) 40,822 restricted stock units that vest in 20,411 share increments on each of 2/21/15 and 2/21/16; (iv) 20,491 restricted stock units that vest in increments of 6,830 shares on each of 2/20/15 and 2/20/16 and 6,831 shares on 2/20/17; and (v) 30,566 restricted stock units that vest in increments of 10,189 shares on each of 2/19/16 and 2/19/18 and 10,188 shares on 2/29/17.
( 2)  625 shares vest on each of 7/29/10, 7/29/11, 7/29/12 and 7/29/13.
( 3)  1,330 shares vest on 3/9/11 and 1,331 shares vest on each of 3/9/12, 3/9/13 and 3/9/14.
( 4)  3,727 shares vest on each of 3/7/12 and 3/7/14 and 3,728 shares vest on each of 3/7/13 and 3/7/15.
( 5)  8,532 shares vest on each of 5/4/13, 5/4/14 and 5/14/15 and 8,533 shares vest on 5/4/16.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
KUSHNER STEPHANIE K
3240 S. CENTRAL AVENUE
CICERO, IL 60804


Exec. VP and CFO

Signatures
/s/ Stephanie K. Kushner 2/23/2015
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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