Amended Statement of Ownership (sc 13g/a)
February 17 2015 - 4:10PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of
1934
(Amendment No. 1)
MUSCLEPHARM
Corp.
(Name
of Issuer)
Common Stock, $.001
Par Value Per Share
(Title
and Class of Securities)
627335201
(CUSIP
Number)
December 31, 2014
(Date
of Event which Requires Filing of this Statement)
Check the appropriate
box to designate the rule pursuant to which this schedule is filed:
x
Rule 13d-1(b)
¨
Rule 13d-1(c)
¨
Rule 13d-1(d)
CUSIP No. 627335201 |
|
Page 2 of 13 Pages |
1 |
NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P.
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
Reporting Person is affiliated with other persons |
|
|
3 |
SEC USE ONLY
|
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
299,953 Shares
|
|
6 |
SHARED VOTING POWER
0
|
|
7 |
SOLE DISPOSITIVE POWER
299,953 Shares
|
|
8 |
SHARED DISPOSITIVE POWER
0
|
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
299,953 Shares
|
|
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
£
|
|
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.3%
|
|
12 |
TYPE OF REPORTING PERSON
PN
|
|
|
|
|
|
|
|
CUSIP No. 627335201 |
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Page 3 of 13 Pages |
1 |
NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
Reporting Person is affiliated with other persons |
|
|
3 |
SEC USE ONLY
|
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
474,108 Shares
|
|
6 |
SHARED VOTING POWER
0
|
|
7 |
SOLE DISPOSITIVE POWER
474,108 Shares
|
|
8 |
SHARED DISPOSITIVE POWER
0
|
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
474,108 Shares
|
|
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
¨
|
|
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.6%
|
|
12 |
TYPE OF REPORTING PERSON
PN
|
|
|
|
|
|
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|
CUSIP No. 627335201 |
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Page 4 of 13 Pages |
1 |
NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD.
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
Reporting Person is affiliated with other persons |
|
|
3 |
SEC USE ONLY
|
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
225,939 Shares
|
|
6 |
SHARED VOTING POWER
0
|
|
7 |
SOLE DISPOSITIVE POWER
225,939 Shares
|
|
8 |
SHARED DISPOSITIVE POWER
0
|
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
225,939 Shares
|
|
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
¨
|
|
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.7%
|
|
12 |
TYPE OF REPORTING PERSON
CO
|
|
|
|
|
|
|
|
CUSIP No. 627335201 |
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Page 5 of 13 Pages |
1 |
NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
WYNNEFIELD CAPITAL, INC. PROFIT SHARING PLAN
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
Reporting Person is affiliated with other persons |
|
|
3 |
SEC USE ONLY
|
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
40,000 Shares
|
|
6 |
SHARED VOTING POWER
0
|
|
7 |
SOLE DISPOSITIVE POWER
40,000 Shares
|
|
8 |
SHARED DISPOSITIVE POWER
0
|
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
40,000 Shares
|
|
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
¨
|
|
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
|
|
12 |
TYPE OF REPORTING PERSON
EP
|
|
|
|
|
|
|
|
CUSIP No. 627335201 |
|
Page 6 of 13 Pages |
1 |
NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
WYNNEFIELD CAPITAL MANAGEMENT, LLC
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
Reporting Person is affiliated with other persons |
|
|
3 |
SEC USE ONLY
|
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
774,061 Shares (1)
|
|
6 |
SHARED VOTING POWER
0
|
|
7 |
SOLE DISPOSITIVE POWER
774,061 Shares (1)
|
|
8 |
SHARED DISPOSITIVE POWER
0
|
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
774,061 Shares (1)
|
|
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
¨
|
|
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9 % (1)
|
|
12 |
TYPE OF REPORTING PERSON
OO |
|
|
|
|
|
|
|
(1) Wynnefield Capital Management, LLC holds an indirect beneficial
interest in these shares which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. and Wynnefield Partners
Small Cap Value, L.P. I.
CUSIP No. 627335201 |
|
Page 7 of 13 Pages |
1 |
NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
WYNNEFIELD CAPITAL, INC.
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
Reporting Person is affiliated with other persons |
|
|
3 |
SEC USE ONLY
|
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
225,939 Shares (1)
|
|
6 |
SHARED VOTING POWER
0
|
|
7 |
SOLE DISPOSITIVE POWER
225,939 Shares (1)
|
|
8 |
SHARED DISPOSITIVE POWER
0
|
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
225,939 Shares (1)
|
|
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
¨
|
|
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.7% (1)
|
|
12 |
TYPE OF REPORTING PERSON
CO |
|
|
|
|
|
|
|
(1) Wynnefield Capital, Inc. holds an indirect beneficial interest
in these shares which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd.
CUSIP No. 627335201 |
|
Page 8 of 13 Pages |
1 |
NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
NELSON OBUS
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
Reporting Person is affiliated with other persons |
|
|
3 |
SEC USE ONLY
|
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
1,040,000 Shares (1)
|
|
6 |
SHARED VOTING POWER
0
|
|
7 |
SOLE DISPOSITIVE POWER
1,040,000 Shares (1)
|
|
8 |
SHARED DISPOSITIVE POWER
0
|
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,040,000 Shares (1)
|
|
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
¨
|
|
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.9% (1)
|
|
12 |
TYPE OF REPORTING PERSON IN
|
|
|
|
|
|
|
|
(1) Mr. Obus may be deemed to hold an indirect beneficial interest
in these shares, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small
Cap Value, L.P. I, Wynnefield Small Cap Value Offshore Fund, Ltd. and Wynnefield Capital, Inc. Profit Sharing Plan because he is
a co-managing member of Wynnefield Capital Management, LLC, a principal executive officer of Wynnefield Capital, Inc. (the investment
manager of Wynnefield Small Cap Value Offshore Fund, Ltd.), and the portfolio manager of Wynnefield Capital, Inc. Profit Sharing
Plan. The filing of this Statement and any future amendment by Mr. Obus, and the inclusion of information herein and therein with
respect to Mr. Obus, shall not be considered an admission that he, for the purpose of Section 16(b) of the Exchange Act, is the
beneficial owner of any shares in which he does not have a pecuniary interest. Mr. Obus disclaims any beneficial ownership of the
shares of Common Stock covered by this Statement.
CUSIP No. 627335201 |
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Page 9 of 13 Pages |
1 |
NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
JoSHUA Landes
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
Reporting Person is affiliated with other persons |
|
|
3 |
SEC USE ONLY
|
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
1,000,000 Shares (1)
|
|
6 |
SHARED VOTING POWER
0
|
|
7 |
SOLE DISPOSITIVE POWER
1,000,000 Shares (1)
|
|
8 |
SHARED DISPOSITIVE POWER
0
|
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,000,000 Shares (1)
|
|
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
¨
|
|
|
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.6% (1)
|
|
12 |
TYPE OF REPORTING PERSON IN
|
|
|
|
|
|
|
|
(1) Mr. Landes may be deemed to hold an indirect beneficial
interest in these shares, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners
Small Cap Value, L.P. I and Wynnefield Small Cap Value Offshore Fund, Ltd. because he is a co-managing member of Wynnefield Capital
Management, LLC and a principal executive officer of Wynnefield Capital, Inc. The filing of this Statement and any future amendment
by Mr. Landes, and the inclusion of information herein and therein with respect to Mr. Landes, shall not be considered an admission
that he, for the purpose of Section 16(b) of the Exchange Act, is the beneficial owner of any shares in which he does not have
a pecuniary interest. Mr. Landes disclaims any beneficial ownership of the shares of Common Stock covered by this Statement.
CUSIP No. 627335201 |
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Page 10 of 13 Pages |
Item 1(a). |
Name of Issuer:
MusclePharm Corp.
|
Item 1(b). |
Address of Issuer's Principal Executive Offices:
4721 Ironton Street, Building A, Denver, Colorado 80239 |
Item 2(a). |
Name of Person Filing: |
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Wynnefield Partners Small Cap Value, L.P. (“Partners”) |
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Wynnefield Partners Small Cap Value, L.P. I (“Partners I”) |
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Wynnefield Small Cap Value Offshore Fund, Ltd. (the “Fund”) |
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Wynnefield Capital, Inc. Profit Sharing Plan (the “Plan”) |
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Wynnefield Capital Management, LLC (“WCM”) |
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Wynnefield Capital, Inc. (“WCI”) |
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Nelson Obus |
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Joshua Landes |
Item 2(b). |
Address of Principal Business Office or, if None, Residence:
450 Seventh Avenue, Suite 509, New York, New York 10123 |
Item 2(c). |
Citizenship: |
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|
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Partners and Partners I are Delaware limited partnerships. |
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The Fund and WCI are Cayman Islands companies. |
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WCM is a New York limited liability company. |
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The Plan is a Delaware corporation. |
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Mr. Obus and Mr. Landes are United States citizens. |
CUSIP No. 627335201 |
|
Page 11 of 13 Pages |
Item 2(d). |
Title of Class of Securities:
Common Stock, $0.001 Par Value Per Share.
|
Item 2(e). |
CUSIP Number:
627335201
|
Item 3.
|
If this statement is filed pursuant to Rule 13d-1(b), or
13d-2(b) or (c), check whether the person filing is a:
|
(a) |
¨ |
Broker or Dealer registered under Section 15 of the Act.
|
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(b) |
¨ |
Bank as defined in Section 3(a)(6) of the Act.
|
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(c) |
¨ |
Insurance Company as defined in Section 3(a)(19) of the Act.
|
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(d) |
¨ |
Investment Company registered under Section 8 of the Investment
Company Act.
|
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(e) |
þ |
Investment Adviser registered in accordance with Rule 13d-1(b)(1)(ii)(E).
|
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(f) |
¨ |
Employee Benefit Plan or Endowment Fund in accordance with Rule
13d-1(b)(1)(ii)(F).
|
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(g) |
¨ |
Parent Holding Company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G).
|
(h) |
¨ |
A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act.
|
(i) |
¨ |
A church plan that is excluded from the definition of an investment
company under Section 3(c) (14) of the Investment Company Act of 1940.
|
(j) |
¨ |
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
|
|
|
If this Statement is filed pursuant to Rule 13d-1(c), check this box ¨. |
CUSIP No. 627335201 |
|
Page 12 of 13 Pages |
Item 4. |
Ownership.
(a) Amount
beneficially owned: 1,040,000 Shares
(b) Percent
of Class: 7.9% of Common Stock
(c) Number
of Shares as to which the person has:
(i) Sole
power to vote or to direct the vote: 1,040,000 Shares
(ii) Shared
power to vote or to direct the vote: 0
(iii) Sole
power to dispose or to direct the disposition of: 1,040,000 Shares
(iv) Shared
Power to dispose or to direct the disposition of: 0 |
Item 5. |
Ownership of Five Percent or Less of a Class. |
|
|
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ¨. |
|
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Item 6 |
Ownership of More than Five Percent on Behalf of Another
Person.
Not Applicable. |
|
|
Item 7. |
Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding Company.
Not Applicable. |
|
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Item 8. |
Identification and Classification of Members of the Group.
See Item 2(a)-(c). |
|
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Item 9. |
Notice of Dissolution of Group.
Not Applicable. |
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Item 10. |
Certifications.
By signing below, I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect. |
CUSIP No. 627335201 |
|
Page 13 of 13 Pages |
SIGNATURE
Date: February 17, 2015 |
WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. |
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By: |
Wynnefield Capital Management, LLC, General Partner |
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By: |
/s/ Nelson Obus |
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Nelson Obus, Managing Member |
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WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I |
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By: |
Wynnefield Capital Management, LLC, General Partner |
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By: |
/s/ Nelson Obus |
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Nelson Obus, Managing Member |
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WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD. |
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By: |
Wynnefield Capital, Inc. |
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By: |
/s/ Nelson Obus |
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Nelson Obus, President |
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WYNNEFIELD CAPITAL, INC. PROFIT SHARING PLAN |
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By: |
/s/ Nelson Obus |
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Nelson Obus, Portfolio Manager |
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WYNNEFIELD CAPITAL MANAGEMENT, LLC |
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By: |
/s/ Nelson Obus |
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Nelson Obus, Co-Managing Member |
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WYNNEFIELD CAPITAL, INC. |
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By: |
/s/ Nelson Obus |
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Nelson Obus, President |
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/s/ Nelson Obus |
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Nelson Obus, Individually |
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/s/ Joshua Landes |
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Joshua Landes, Individually |
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