UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) November 11, 2014
REGI
U.S., INC.
(Exact
name of registrant as specified in its charter)
Oregon |
|
000-23920 |
|
91-1580146 |
(State or other
jurisdiction
of incorporation) |
|
(Commission
File
Number) |
|
(IRS Employer
Identification No.) |
#240
- 11780 Hammersmith Way, Richmond BC Canada |
|
V7A 5E9 |
(Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code 604-278-5996
N/A
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
Effective
November 11, 2014, James Vandeberg resigned as chief financial officer of our company. Effective November 11, 2014, Susanne Robertson
was appointed as chief financial officer of our company. Mr. Vandeberg’s resignation was not the result of any disagreements
with our company regarding our operations, policies, practices or otherwise.
Susanne
Robertson - Chief Financial Officer
Ms.
Robertson is currently a director of Reg Technologies Inc. and Teryl Resources Corp. Previously, Ms. Robertson worked as a banker
for The Royal Bank of Canada.
Susanne
Robertson is the spouse of John G. Robertson our president and a director of our company and the stepmother of Thomas Robertson
a director of our company.
There
have been no transactions between our company and Susanne Robertson since our last fiscal year which would be required to be reported
herein.
Item
7.01 Regulation FD Disclosure
On November
11, 2014, we issued a news release announcing a change to officers.
Item
9.01 |
|
Financial
Statements and Exhibits |
|
|
|
99.1 |
|
News Release dated
November 11, 2014 |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
REGI
U.S., INC. |
|
|
|
/s/
“John Robertson” |
|
John G. Robertson |
|
President and
Director |
|
|
|
Date: November
18, 2014 |
|
REGI
U.S., INC.
#240
– 11780 Hammersmith Way
Richmond, BC V7A 5E9
Phone:
604-278-5996 Fax: 604-278-3409
www.regiinc.com
REGI
U.S., Inc. (“REGI” or “RGUS” or “the Company”)
REGI
U.S., INC. ANNOUNCES CHANGE OF CHIEF FINANCIAL OFFICER
For
Immediate Release: November 11, 2014. Vancouver, BC – REGI U.S., Inc. (OTC BB: RGUS, Frankfurt Stock Exchange: RGJ)
wishes to announce REGI U.S., Inc. has appointed Ms. Susanne Robertson as Chief Financial Officer, in place of James Vandeberg.
Ms. Robertson is currently a director of Reg Technologies Inc. and Teryl Resources Corp. Previously, Ms. Robertson worked as a
banker for The Royal Bank of Canada. REGI U.S. Inc. wishes to thank James Vandeberg for his previous contributions to the Company.
ABOUT
REG TECHNOLOGIES INC. AND REGI U.S., INC.
Reg
Technologies Inc. and REGI U.S., Inc. are developing for commercialization an improved axial vane type rotary engine known as
the Rand Cam™/RadMax™ rotary technology used in the revolutionary design of lightweight and high efficiency engines,
compressors and pumps. The RadMax™ engine has only two unique moving parts, the vanes (up to 12) and the rotor, compared
to the 40 moving parts in a simple four-cylinder piston engine. This innovative design makes it possible to produce up to 24 continuous
power impulses per one rotation that is vibration-free and extremely quiet. The RadMax™ engine also has multitude capabilities
allowing it to operate on fuels including gasoline, natural gas, hydrogen, propane and diesel. For more information, please visit
www.regtech.com or www.regiinc.com.
ON
BEHALF OF THE BOARD OF DIRECTORS
REGI
U.S., Inc. |
|
|
|
/s/
“John Robertson” |
|
John Robertson |
|
President |
|
Contacts: |
REGI
U.S., Inc. and
John
Robertson, 1-604-278-5996 |
READER
ADVISORY
Statements
in this press release regarding the business of Reg Technologies Inc. and REGI U.S, Inc. (together the “Companies”)
which are not historical facts are “forward-looking statements” that involve risks and uncertainties, including management’s
expectation on closing the second tranche of the private placement, certain of which are beyond the Companies’ control.
There can be no assurance that such statements will prove accurate, and actual results and developments are likely to differ,
in some case materially, from those expressed or implied by the forward-looking statements contained in this press release. Readers
of this press release are cautioned not to place undue reliance on any such forward-looking statements. Forward-looking statements
contained in this press release are based on a number of assumptions that may prove to be incorrect, including, but not limited
to: the impact of competitive products and pricing, the Companies’ dependence on third parties and licensing/service supply
agreements, and the ability of competitors to license the same technologies as the Companies or develop or license other functionally
equivalent technologies; financing requirements; changes in laws, rules and regulations applicable to the Companies and changes
in how they are interpreted and enforced, delays resulting from or inability to obtain required regulatory approvals and ability
to access sufficient capital from internal and external sources, the impact of general economic conditions in Canada, and the
United States, industry conditions, increased competition, the lack of availability of qualified personnel or management, fluctuations
in foreign exchange, stock market volatility and market valuations of companies with respect to announced transactions. The Companies’
actual results, performance or achievements could differ materially from those expressed in, or implied by, these forward-looking
statements, including those described in Reg Technologies’ financial statements, management discussion and analysis and
material change reports filed with the Canadian Securities Administrators and available at www.sedar.com, and its Form 20-F filed
with the United States Securities and Exchange Commission at www.sec.gov, and REGI’s Form 10-KSBannual report filed with
the United States Securities and Exchange Commission at www.sec.gov. Accordingly, no assurances can be given that any of the events
anticipated by the forward-looking statements will transpire or occur, or if any of them do so, what benefits, including the amount
of proceeds, that the Companies will derive therefrom. Readers are cautioned that the foregoing list of factors is not exhaustive.
All subsequent forward-looking statements, whether written or oral, attributable to the Companies or persons acting on its behalf
are expressly qualified in their entirety by these cautionary statements. Furthermore, the forward-looking statements contained
in this news release are made as at the date of this news release and the Companies do not undertake any obligation to update
publicly or to revise any of the included forward-looking statements, whether as a result of new information, future events or
otherwise, except as may be required by applicable securities laws.
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