Initial Statement of Beneficial Ownership (3)
November 18 2014 - 11:30AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
JONES JAIME
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2. Date of Event Requiring Statement (MM/DD/YYYY)
11/10/2014
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3. Issuer Name
and
Ticker or Trading Symbol
SPRINT Corp [S]
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(Last)
(First)
(Middle)
6200 SPRINT PARKWAY
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
President, Postpaid & Gen Bus /
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(Street)
OVERLAND PARK, KS 66251
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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268364
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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(2)
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2/22/2022
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Common Stock
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38879
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$2.00
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D
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Non-Qualified Stock Option (right to buy)
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(3)
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5/20/2024
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Common Stock
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59043
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$8.99
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D
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Share Unit DCP and EDCP
(4)
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(4)
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(4)
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Common Stock
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4805
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(4)
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D
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Explanation of Responses:
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(
1)
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Includes 268,325 restricted stock units which are subject to forfeiture until they vest.
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(
2)
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Stock options vest/vested 33 1/3% on February 22, 2013, February 22, 2014 and February 22, 2015.
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(
3)
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Stock options vest 33 1/3% on each of May 20, 2015, May 20, 2016 and May 20, 2017.
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(
4)
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Share units are issued under the Issuer's Executive Deferred Compensation Plan and the Deferred Compensation Plan (the "Plans") and are convertible into an amount of cash equal to the value of Issuer's common stock upon the reporting person's retirement, death, or termination of employment in accordance with the terms of the Plan.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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JONES JAIME
6200 SPRINT PARKWAY
OVERLAND PARK, KS 66251
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President, Postpaid & Gen Bus
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Signatures
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/s/ Stefan K. Schnopp
Attorney-in-Fact
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11/18/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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