UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of November 2014
Commission file number 0-30752
AETERNA
ZENTARIS INC.
1405 du Parc-Technologique Boulevard
Quebec City, Québec
Canada, G1P 4P5
(Address
of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T
Rule 101(b)(7): ¨
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No
x
If Yes is marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b): 82- .
DOCUMENTS INDEX
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Documents |
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Description |
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99.1 |
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Press release dated November 6, 2014. |
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99.2 |
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Material Change Report of the Registrant dated November 7, 2014. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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AETERNA ZENTARIS INC. |
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Date: November 7, 2014 |
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By: |
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/s/ Philip A. Theodore |
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Philip A. Theodore |
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Senior Vice President and Chief Administrative Officer, General Counsel and Corporate Secretary |
EXHIBIT 99.1
Aeterna Zentaris Inc. 1405 du
Parc-Technologique Blvd.
Québec (Québec) Canada G1P 4P5 T 418 652-8525
www.aezsinc.com
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Press Release For immediate release |
FDA Issues Complete Response Letter for Aeterna Zentaris MacrilenTM NDA
in Adult Growth Hormone Deficiency |
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Québec City, Canada, November 6, 2014 Aeterna Zentaris Inc. (NASDAQ: AEZS, TSX: AEZ) (the
Company) today announced that the Company has received a Complete Response Letter (CRL) from the U.S. Food and Drug Administration (FDA) for its New Drug Application (NDA) for MacrilenTM (macimorelin), a novel orally-active ghrelin agonist, for use in evaluating adult growth hormone deficiency (AGHD). Based on its review, the FDA has determined that the NDA cannot be
approved in its present form.
The CRL mentions that the planned analysis of the Companys pivotal trial did not meet its stated primary efficacy
objective as agreed to in the Special Protocol Assessment agreement letter between the Company and the FDA. The CRL further mentioned issues related to the lack of complete and verifiable source data for determining whether patients were accurately
diagnosed with AGHD. The FDA concluded that, in light of the failed primary analysis and data deficiencies noted, the clinical trial does not by itself support the indication. To address the deficiencies identified above, the
CRL states that the Company will need to demonstrate the efficacy of macimorelin as a diagnostic test for growth hormone deficiency in a new, confirmatory clinical study.
The CRL also outlined that a serious event of electrocardiogram QT interval prolongation occurred for which attribution to drug could not be excluded.
Therefore a dedicated thorough QT study to evaluate the effect of macimorelin on the QT interval would be necessary.
David Dodd, Chairman and CEO at
Aeterna Zentaris said, Following the FDAs decision, we are currently reviewing the outstanding issues stated in the CRL in order to evaluate our options and future plans for
MacrilenTM.
Conference call
Management will be hosting a conference call for the investment community beginning at 9:00 am (Eastern Time), on Friday, November 7, 2014, to discuss
MacrilenTMs NDA. Individuals interested in participating in the live conference call by telephone may dial, in Canada, 514-807-9895 or 647-427-7450, outside Canada, 888-231-8191. They may
also listen through the Internet at www.aezsinc.com in the Newsroom section. A replay will be available on the Companys website for 30 days following the live event.
About Adult Growth Hormone Deficiency (AGHD)
AGHD
affects approximately 75,000 adults across the U.S., Canada and Europe. Growth hormone not only plays an important role in growth from childhood to adulthood, but also helps promote a hormonally-balanced health status. AGHD mostly results from
damage to the pituitary gland. It is usually characterized by a reduction in bone mineral density, lean body mass, exercise capacity, and overall quality of life.
About MacrilenTM (macimorelin)
Macimorelin, a ghrelin agonist, is a novel orally-active small molecule that stimulates the secretion of growth hormone. Macimorelin, under the trade name
MacrilenTM, has been granted orphan drug designation by the FDA for AGHD. Aeterna Zentaris owns the worldwide rights to this novel patented compound.
About Aeterna Zentaris
Aeterna Zentaris is a specialty
biopharmaceutical company engaged in developing and commercializing novel treatments in oncology and endocrinology. For more information, visit www.aezsinc.com.
Forward-Looking Statements
This press release contains
forward-looking statements made pursuant to the safe harbor provisions of the US Securities Litigation Reform Act of 1995. Forward-looking statements involve known and unknown risks and uncertainties that could cause the Companys actual
results to differ materially from those in the forward-looking statements. Such risks and uncertainties include, among others, the availability of funds and resources to pursue R&D projects, the successful and timely completion of clinical
studies, the risk that safety and efficacy data from any of our Phase 3 trials may not coincide with the data analyses from previously reported Phase 1 and/or Phase 2 clinical trials, the ability of the Company to efficiently commercialize one or
more of its products or product candidates, the ability of the Company to take advantage of business opportunities in the pharmaceutical industry, uncertainties related to the regulatory process, the specific outcome of our recently announced global
resources optimization program and the financial impact on the Company resulting therefrom, and general changes in economic conditions. Investors should consult the Companys quarterly and annual filings with the Canadian and US securities
commissions for additional information on risks and uncertainties relating to forward-looking statements. Investors are cautioned not to rely on these forward-looking statements. The Company does not undertake to update these forward-looking
statements. We disclaim any obligation to update any such factors or to publicly announce the result of any revisions to any of the forward-looking statements contained herein to reflect future results, events or developments, unless required to do
so by a governmental authority or by applicable law.
Contact:
Paul Burroughs
Director of Communications
(418) 652-8525 ext. 406
pburroughs@aezsinc.com
-30-
2
EXHIBIT 99.2
FORM 51-102F3
MATERIAL
CHANGE REPORT
AETERNA ZENTARIS INC.
1. |
Name and Address of Company |
Aeterna Zentaris Inc. (the Corporation)
1405 du Parc-Technologique Boulevard
Québec City, Québec
Canada, G1P 4P5
2. |
Date of Material Change |
November 5, 2014.
On November 6, 2014, the Corporation issued a news release
indicating the material change, which was disseminated in Canada on the CNW newswire service. A copy of such news release is attached hereto as Schedule A.
4. |
Summary of Material Change |
On November 6, 2014, the Corporation announced that it
had received a Complete Response Letter (CRL) from the U.S. Food and Drug Administration (FDA) for its New Drug Application (NDA) for Macrilen (macimorelin), a novel orally-active ghrelin agonist, for use in
evaluating adult growth hormone deficiency (AGHD). Based on its review, the FDA determined that the NDA cannot be approved in its present form.
5. |
Full Description of Material Change |
On November 6, 2014, the Corporation
announced that it had received a CRL from the FDA for its NDA for Macrilen (macimorelin), a novel orally-active ghrelin agonist, for use in evaluating AGHD. Based on its review, the FDA determined that the NDA cannot be approved in its present
form.
The CRL mentions that the planned analysis of the Corporations pivotal trial did not meet its stated primary efficacy
objective as agreed to in the Special Protocol Assessment agreement letter between the Company and the FDA. The CRL further mentioned issues related to the lack of complete and verifiable source data for determining whether patients were accurately
diagnosed with AGHD. The FDA concluded that, in light of the failed primary analysis and data deficiencies noted, the clinical trial does not by itself support the indication. To address the deficiencies identified above, the CRL states
that the Corporation will need to demonstrate the efficacy of macimorelin as a diagnostic test for growth hormone deficiency in a new, confirmatory clinical study. The CRL also outlined that a serious event of electrocardiogram QT interval
prolongation occurred for which attribution to drug could not be excluded. Therefore a dedicated thorough QT study to evaluate the effect of macimorelin on the QT interval would be necessary.
The news release attached as Schedule A hereto sets forth a complete description of the material change.
6. |
Reliance on subsection 7.1(2) of National Instrument 51-102 |
Not applicable.
Not applicable.
Further information regarding the matters described in this report
may be obtained from Phil Theodore, Senior Vice President and Chief Administrative Officer, General Counsel and Corporate Secretary. Mr. Theodore is knowledgeable about the details of the material change and may be contacted at
(843) 900-3211.
November 7, 2014
SCHEDULE A
NEWS RELEASE
(November 6,
2014)
FDA Issues Complete Response Letter for Aeterna Zentaris MacrilenTM NDA in Adult
Growth Hormone Deficiency
Québec City, Canada, November 6, 2014 Aeterna Zentaris Inc. (NASDAQ: AEZS, TSX: AEZ) (the
Company) today announced that the Company has received a Complete Response Letter (CRL) from the U.S. Food and Drug Administration (FDA) for its New Drug Application (NDA) for MacrilenTM (macimorelin), a novel orally-active ghrelin agonist, for use in evaluating adult growth hormone deficiency (AGHD). Based on its review, the FDA has determined that the NDA cannot be
approved in its present form.
The CRL mentions that the planned analysis of the Companys pivotal trial did not meet its stated primary efficacy
objective as agreed to in the Special Protocol Assessment agreement letter between the Company and the FDA. The CRL further mentioned issues related to the lack of complete and verifiable source data for determining whether patients were accurately
diagnosed with AGHD. The FDA concluded that, in light of the failed primary analysis and data deficiencies noted, the clinical trial does not by itself support the indication. To address the deficiencies identified above, the
CRL states that the Company will need to demonstrate the efficacy of macimorelin as a diagnostic test for growth hormone deficiency in a new, confirmatory clinical study.
The CRL also outlined that a serious event of electrocardiogram QT interval prolongation occurred for which attribution to drug could not be excluded.
Therefore a dedicated thorough QT study to evaluate the effect of macimorelin on the QT interval would be necessary.
David Dodd, Chairman and CEO at
Aeterna Zentaris said, Following the FDAs decision, we are currently reviewing the outstanding issues stated in the CRL in order to evaluate our options and future plans for
MacrilenTM.
Conference call
Management will be hosting a conference call for the investment community beginning at 9:00 am (Eastern Time), on Friday, November 7, 2014, to discuss
MacrilenTMs NDA. Individuals interested in participating in the live conference call by telephone may dial, in Canada, 514-807-9895 or 647-427-7450, outside Canada, 888-231-8191. They may
also listen through the Internet at www.aezsinc.com in the Newsroom section. A replay will be available on the Companys website for 30 days following the live event.
About Adult Growth Hormone Deficiency (AGHD)
AGHD
affects approximately 75,000 adults across the U.S., Canada and Europe. Growth hormone not only plays an important role in growth from childhood to adulthood, but also helps promote a hormonally-balanced health status. AGHD mostly results from
damage to the pituitary gland. It is usually characterized by a reduction in bone mineral density, lean body mass, exercise capacity, and overall quality of life.
About MacrilenTM (macimorelin)
Macimorelin, a ghrelin agonist, is a novel orally-active small molecule that stimulates the secretion of growth hormone. Macimorelin, under the trade name
MacrilenTM, has been granted orphan drug designation by the FDA for AGHD. Aeterna Zentaris owns the worldwide rights to this novel patented compound.
About Aeterna Zentaris
Aeterna Zentaris is a specialty biopharmaceutical company engaged in developing and commercializing novel treatments in oncology and endocrinology. For more
information, visit www.aezsinc.com.
Forward-Looking Statements
This press release contains forward-looking statements made pursuant to the safe harbor provisions of the US Securities Litigation Reform Act of 1995.
Forward-looking statements involve known and unknown risks and uncertainties that could cause the Companys actual results to differ materially from those in the forward-looking statements. Such risks and uncertainties include, among others,
the availability of funds and resources to pursue R&D projects, the successful and timely completion of clinical studies, the risk that safety and efficacy data from any of our Phase 3 trials may not coincide with the data analyses from
previously reported Phase 1 and/or Phase 2 clinical trials, the ability of the Company to efficiently commercialize one or more of its products or product candidates, the ability of the Company to take advantage of business opportunities in the
pharmaceutical industry, uncertainties related to the regulatory process, the specific outcome of our recently announced global resources optimization program and the financial impact on the Company resulting therefrom, and general changes in
economic conditions. Investors should consult the Companys quarterly and annual filings with the Canadian and US securities commissions for additional information on risks and uncertainties relating to forward-looking statements. Investors are
cautioned not to rely on these forward-looking statements. The Company does not undertake to update these forward-looking statements. We disclaim any obligation to update any such factors or to publicly announce the result of any revisions to any of
the forward-looking statements contained herein to reflect future results, events or developments, unless required to do so by a governmental authority or by applicable law.
Contact:
Paul Burroughs
Director of Communications
(418) 652-8525 ext. 406
pburroughs@aezsinc.com
-30-
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