Report of Foreign Issuer (6-k)
October 16 2014 - 6:00AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT
TO
RULE 13a-16 OR 15d-16 OF THE SECURITIES
EXCHANGE ACT OF 1934
For the month of October 2014
Commission File Number: 001-35022
Mission NewEnergy Limited
(Translation of registrant’s name
into English)
Unit B9, 431 Roberts Rd
Subiaco, Western Australia 6008
Australia
(Address of principal executive office)
Indicate by check mark whether the registrant
files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form
40-F ¨
Indicate by check mark if the registrant
is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant
is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether by furnishing
the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to
Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate
below the file number assigned to the registrant in connection with Rule 12g3-2(b):
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
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Mission NewEnergy Limited |
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By: |
/s/ Guy Burnett |
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Name: |
Guy Burnett |
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Title: |
Chief Financial Officer and Company Secretary |
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Date: |
October 16, 2014 |
EXHIBIT INDEX
Exhibit Number |
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Description |
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99.1 |
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ASX Waiver
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Exhibit 99.1
Tempo
Offices, Unit B9,
431
Roberts Rd, Subiaco,
Western
Australia, 6008
Tel:
+ 618 6313 3975
Fax:
+ 618 6270 6339
Email:
invest@missionnewenergy.com
16 October 2014
ASX ANNOUNCEMENT
Annual General Meeting – ASX Waiver
Mission NewEnergy Limited (ASX: MBT)
refers to its Notice of Annual General Meeting lodged with the ASX 25 September 2014 (Notice).
Mission advises that the ASX has granted
a waiver from ASX listing rules 10.13.3 to the extent necessary to permit resolution 6 of the Notice seeking shareholder approval
for the issue of shares in lieu of payment of a cash bonus. Resolution 6 required a waiver from listing rule 10.13.3 to allow shareholders
to resolve that the Shares may be issued later than one month following the annual general.
The terms of the waiver are annexed to
this announcement.
-Announcement Ends -
For more information and a copy of this
announcement, please visit: www.missionnewenergy.com or contact:
Company Contact:
James Garton
Phone: +61 8 6313 3975
Email: james@missionnewenergy.com
Annexure – ASX Decision Dated
15 October 2014
| 1. | Based solely on the information provided, ASX Limited (“ASX”) grants Mission NewEnergy
Limited (the “Company”) a waiver from listing rule 10.13.3 to the extent necessary to permit the Company’s notice
of general meeting (the “Notice”) to approve the issue of a maximum of 15,000,000 fully paid ordinary shares to Mr
Nathan Mahalingam, Mr Guy Burnett and Mr James Garton (together, the “Relevant Directors”) (or their nominees) (the
“Executive Securities”) not to state that the Executive Securities will be issued no later than one month after the
date of the security holders’ meeting subject to the following conditions: |
| · | The Executive Securities will be issued
no later than 3 months after the date of the security holders’ meeting, |
| · | The Company releases the terms of the
waiver to the market immediately. |
| 2. | ASX has considered listing rules 10.13.3 only and makes no statement as to the Company’s
compliance with other listing rules. |