UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO

RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of October 2014

 

Commission File Number: 001-35022

 

Mission NewEnergy Limited

(Translation of registrant’s name into English)

 

Unit B9, 431 Roberts Rd

Subiaco, Western Australia 6008

Australia

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F x          Form 40-F ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):          

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):          

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes ¨          No x

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Mission NewEnergy Limited
     
  By:   /s/ Guy Burnett
  Name:   Guy Burnett
  Title:   Chief Financial Officer and Company Secretary
     
  Date:   October 16, 2014

 

 
 

 

EXHIBIT INDEX

 

Exhibit Number   Description
     
99.1  

ASX Waiver

 

 



 

Exhibit 99.1

 

 

Tempo Offices, Unit B9,

431 Roberts Rd, Subiaco,

Western Australia, 6008

 

Tel: + 618 6313 3975

Fax: + 618 6270 6339

Email: invest@missionnewenergy.com

 

 

 

16 October 2014

ASX ANNOUNCEMENT

 

Annual General Meeting – ASX Waiver

 

Mission NewEnergy Limited (ASX: MBT) refers to its Notice of Annual General Meeting lodged with the ASX 25 September 2014 (Notice).

 

Mission advises that the ASX has granted a waiver from ASX listing rules 10.13.3 to the extent necessary to permit resolution 6 of the Notice seeking shareholder approval for the issue of shares in lieu of payment of a cash bonus. Resolution 6 required a waiver from listing rule 10.13.3 to allow shareholders to resolve that the Shares may be issued later than one month following the annual general.

 

The terms of the waiver are annexed to this announcement.

 

-Announcement Ends -

 

For more information and a copy of this announcement, please visit: www.missionnewenergy.com or contact:

 

Company Contact:

James Garton

Phone: +61 8 6313 3975

Email: james@missionnewenergy.com

 

 
 

 

Annexure – ASX Decision Dated 15 October 2014

 

1.Based solely on the information provided, ASX Limited (“ASX”) grants Mission NewEnergy Limited (the “Company”) a waiver from listing rule 10.13.3 to the extent necessary to permit the Company’s notice of general meeting (the “Notice”) to approve the issue of a maximum of 15,000,000 fully paid ordinary shares to Mr Nathan Mahalingam, Mr Guy Burnett and Mr James Garton (together, the “Relevant Directors”) (or their nominees) (the “Executive Securities”) not to state that the Executive Securities will be issued no later than one month after the date of the security holders’ meeting subject to the following conditions:

 

·The Executive Securities will be issued no later than 3 months after the date of the security holders’ meeting,

 

·The Company releases the terms of the waiver to the market immediately.

 

2.ASX has considered listing rules 10.13.3 only and makes no statement as to the Company’s compliance with other listing rules.