Current Report Filing (8-k)
September 05 2014 - 1:45PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
September 2, 2014
3DIcon Corporation
(Exact name of
registrant as specified in charter)
Oklahoma
(State or other jurisdiction of
incorporation) |
000-54697
(Commission
File Number) |
73-1479206
(IRS Employer
Identification No.) |
6804 South Canton Avenue, Suite
150
Tulsa, OK
(Address of principal executive
offices) |
74136
(Zip Code) |
Registrant’s telephone number, including
area code: (918) 494-0505
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
| ¨ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other
Events.
On September 2,
2014, 3DIcon Corporation (the “Company”) received notification from OTC Markets that because the Company’s common
stock, which trades under the symbol TDCP, has not had a minimum closing bid price of $.01 during the last thirty days, it has
been downgraded from the OTCQB to the OTC Pink, effective September 3, 2014. On March 26, 2014, OTC Markets had announced a series
of rule changes to take place between May 1, 2014 and April 1, 2015. These rules set forth new qualifications and fees for quotation
of securities on the various tiers of OTC Markets. One of such changes requires that a company’s stock have a minimum closing
bid price of $.01 for at least one day in any consecutive thirty day period to continue being quoted on the OTCQB.
The Company has
the option of filing an application for reinstatement to have its common stock quoted on the OTCQB. The Company’s common
stock could be reinstated to the OTCQB commencing at such time as it has had a minimum closing bid price of $.01 for any consecutive
30 day period. The downgrading of the Company’s common stock from the OTCQB to the OCT Pink will have no effect on the common
stock’s ability to trade or its DWAC (method of electronic transfer of shares) eligibility.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 5, 2014
|
3DICON CORPORATION
By: /s/ Victor Keen |
|
Name: Victor Keen
Position: Chief Executive Officer |
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