Statement of Changes in Beneficial Ownership (4)
July 17 2014 - 7:50PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
STERNE ROBERT GREENE
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2. Issuer Name
and
Ticker or Trading Symbol
PARKERVISION INC
[
PRKR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
7915 BAYMEADOWS WAY, #400
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3. Date of Earliest Transaction
(MM/DD/YYYY)
7/15/2014
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(Street)
JACKSONVILLE, FL 32256
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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7/15/2014
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M
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13858
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A
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(1)
(2)
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37359
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units
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(1)
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7/15/2014
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M
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13858
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(2)
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(2)
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Common Stock
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13858
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$0
(1)
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0
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D
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Option (Right to Buy)
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$1.38
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7/15/2014
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A
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55350
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7/15/2015
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7/15/2021
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Common Stock
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55350
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$0
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55350
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D
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Restricted Stock Units
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(1)
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7/15/2014
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A
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45290
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7/15/2015
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(1)
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Common Stock
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45290
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$0
(1)
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45290
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D
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Explanation of Responses:
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(
1)
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Each Restricted Stock Unit (RSU) entitles holder to one share of PRKR common stock upon vesting. The underlying shares are delivered promptly upon vesting.
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(
2)
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The RSUs granted in 2013 in accordance with director equity compensation program, vested on July 15, 2014 and the underlying shares of PRKR common stock are delivered to reporting person promptly after vesting.
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Remarks:
In accordance with the independent director equity compensation program instituted in 2013, RSUs with a grant date fair value of $62,500 and nonqualified stock options, also with a grant date fair value of $62,500, were awarded on the 15th day of the month following the annual shareholders' meeting per the Company's pre-determined grant date policy.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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STERNE ROBERT GREENE
7915 BAYMEADOWS WAY, #400
JACKSONVILLE, FL 32256
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X
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Signatures
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/s/ Robert G. Sterne
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7/17/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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