Current Report Filing (8-k)
June 19 2014 - 5:25PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 18, 2014
Astrotech Corporation
(Exact name of registrant as specified in its
charter)
Washington |
|
001-34426 |
|
91-1273737 |
(State or other
jurisdiction of
incorporation) |
|
(Commission
File
Number) |
|
(IRS Employer
Identification No.) |
401 Congress Ave. Suite 1650, Austin, Texas |
|
78701 |
(Address of
principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code:
(512) 485-9530
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02. Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
On June 18, 2014, the Board of Directors of
Astrotech Corporation (the “Company”) adopted Amendment No. 1 (the “Amendment”) to the Astrotech
Corporation 2011 Stock Incentive Plan (the “Plan”). The Amendment (1) prohibits the re-pricing of stock options
and stock appreciation rights without shareholder approval, (2) more narrowly defines a change of control to limit the situations
in which automatic vesting of awards will occur, and (3) eliminates any ability to gross up recipients of awards for tax payments.
The foregoing summary does not purport to be complete and is qualified in its entirety by reference to the text of the Amendment
filed herewith as Exhibit 10.1.
Item 9.01. Financial
Statements and Exhibits.
(d) Exhibits.
Exhibit
No. |
|
Description |
10.1 |
|
Form of Amendment
No. 1 to Astrotech Corporation 2011 Stock Incentive Plan (incorporated by reference to Astrotech Corporation’s DEFA14A
filed with the Securities and Exchange Commission on June 19, 2014) |
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
|
ASTROTECH CORPORATION. |
|
|
|
|
Date: June 19, 2014 |
By: |
/s/ Thomas B. Pickens III |
|
|
|
Thomas B. Pickens III |
|
|
|
Chairman of the Board and Chief |
|
|
|
Executive Officer |
|
EXHIBIT INDEX
Exhibit
No. |
|
Description |
10.1 |
|
Form of Amendment
No. 1 to Astrotech Corporation 2011 Stock Incentive Plan (incorporated by reference to Astrotech Corporation’s DEFA14A
filed with the Securities and Exchange Commission on June 19, 2014) |
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