Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
February 14 2014 - 03:00PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on February 14, 2014
Securities Act of 1933 Registration No. 033-51308
Investment Company Act of 1940 Registration No. 811-07142
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Pre-Effective Amendment No.
Post-Effective Amendment
No. 129 [X]
and/or
REGISTRATION STATEMENT
Under the
Investment Company Act Of 1940
Amendment
No. 132 [X]
HIGHLAND FUNDS II
(Exact
Name of Registrant as Specified in Charter)
c/o Highland Capital Management Fund Advisors, L.P.
200 Crescent Court, Suite 700
Dallas, Texas 75201
(Address of Principal Executive Offices, including Zip Code)
Registrants Telephone Number, Including Area Code:
1-972-628-4100
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(Name and Address of Agent for Service)
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Copy to:
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Mr. Ethan Powell
c/o Highland Capital Management Fund Advisors, L.P.
200 Crescent Court, Suite 700
Dallas, Texas 75201
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Mr. Brian Mitts
c/o Highland Capital Management Fund Advisors, L.P.
200 Crescent Court, Suite 700
Dallas, Texas 75201
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It is proposed that this filing will become effective: (check appropriate box)
X
immediately upon filing pursuant to paragraph (b); or
on
pursuant to paragraph (b); or
60 days after filing pursuant to paragraph
(a)(1); or
on
pursuant to paragraph (a)(1); or
75 days after filing pursuant to paragraph (a)(2); or
on
pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the Securities Act), and the Investment
Company Act of 1940, as amended (the 1940 Act), Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Post
Effective Amendment No. 129 under the Securities Act and Amendment No. 132 under the 1940 Act to be signed on its behalf by the undersigned, duly authorized, in the City of Dallas, State of Texas on this 14th day of February, 2014.
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By:
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/s/ Ethan Powell
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Ethan Powell
Executive Vice President
and Secretary
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Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 129 to
Registrants Registration Statement on Form N-1A has been signed below by the following persons in the capacities and on the dates indicated.
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Signature
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Title
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Date
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/s/ Timothy K. Hui*
Timothy K.
Hui
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Trustee
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February 14, 2014
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/s/ Bryan A. Ward*
Bryan A.
Ward
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Trustee
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February 14, 2014
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/s/ Terrence O. Jones**
Terrence O.
Jones
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Trustee
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February 14, 2014
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/s/ Dr. Bob Froehlich**
Dr. Bob Froehlich
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Trustee
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February 14, 2014
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/s/ John Honis**
John
Honis
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Trustee
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February 14, 2014
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/s/ Ethan Powell
Ethan
Powell
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Trustee, Executive Vice President and Secretary (Principal Executive Officer)
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February 14, 2014
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/s/ Brian Mitts*
Brian
Mitts
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Treasurer (Principal Financial Officer and
Principal Accounting Officer)
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February 14, 2014
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*By:
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/s/ Ethan Powell
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Ethan Powell
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Attorney-in-Fact
February 14,
2014
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*Pursuant to power of attorney filed with the SEC on July 13, 2011 as part of the Post-Effective Amendment No. 62 to
the Registration Statement under the Securities Act and Amendment No. 64 to the Registration Statement under the 1940 Act.
**Pursuant to power of
attorney filed with the SEC on January 28, 2014 as part of the Post-Effective Amendment No. 127 to the Registration Statement under the Securities Act and Amendment No. 130 to the Registration Statement under the 1940 Act.
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Exhibit Index
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Exhibit No.
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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