Amended Statement of Ownership (sc 13g/a)
February 12 2014 - 12:43PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule
13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES
13d-1
(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE
13d-2
(b)
Amendment No. 5*
Applied
Neurosolutions, Inc.
(Name of Issuer)
Common
Stock
(Title of Class of Securities)
03823Y-203
(CUSIP Number)
December 31, 2013
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
x
Rule
13d-1
(b)
¨
Rule
13d-1
(c)
¨
Rule
13d-1
(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
CUSIP No. 03823Y-203
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1.
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NAME OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Wilmington Trust Company
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a)
¨
(b)
x
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5.
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SOLE VOTING POWER:
52,480
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6.
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SHARED VOTING POWER:
0
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7.
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SOLE DISPOSITIVE POWER:
52,480
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8.
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SHARED DISPOSITIVE POWER:
0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
52,480
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES
¨
N/A
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
1.19%
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12.
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TYPE OF REPORTING PERSON
BK
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CUSIP 03823Y-203
Item 1(a). Name of Issuer:
Applied Neurosolutions,
Inc.
Item 1(b). Address of Issuers Principal Executive Offices:
50 Lakeview Parkway, Suite 111
Vernon Hills, IL 60061
Item 2(a). Name of Person Filing:
Wilmington Trust
Company
Item 2(b). Address of Principal Business Office, or if None, Residence:
1100 North Market Street
Wilmington, DE 19890
Item 2(c). Citizenship:
Delaware
Item 2(d). Title of Class of Securities:
Common
Stock
Item 2(e). CUSIP Number:
03823Y-203
Item 3. If This Statement is Filed Pursuant to Rule
13d-1
(b), or
13d-2
(b) or (c), Check Whether the Person Filing is a:
(a)
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Broker or dealer registered under Section 15 of the Exchange Act.
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(b)
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x
Bank as defined in Section 3(a) (6) of the Exchange Act.
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(c)
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¨
Insurance Company as defined in Section 3(a) (19) of the Exchange Act.
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(d)
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Investment Company registered under Section 8 of the Investment Company Act.
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(e)
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An investment adviser in accordance with Rule
13d-1
(b) (1) (ii) (E);
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(f)
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A employee benefit plan or endowment fund in accordance with Rule
13d-1
(b) (1) (ii) (F);
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(g)
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A parent holding company or control person in accordance with Rule
13d-1
(b) (1) (ii) (G);
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(h)
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
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(i)
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A church plan that is excluded from the definition of an investment Company under Section 3(c) (14) of the Investment Company Act;
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(j)
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Group, in accordance with Rule
13d-1
(b) (1) (ii) (J).
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Item 4. Ownership.
Provide the following
information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned:
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Wilmington Trust Company: 52,480 shares
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(b)
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Percent of class 1.19%:
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(c)
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Number of shares as to which Wilmington Trust Company have:
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(i)
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Sole power to vote or to direct the vote 52,480 shares
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(ii)
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Shared power to vote or to direct the vote 0 shares
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(iii)
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Sole power to dispose or to direct the disposition of 52,480 shares
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(iv)
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Shared power to dispose or to direct the disposition of 0 shares
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Item 5. Ownership of Five Percent or
Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following
x
Item 6. Ownership of More than Five Percent on Behalf of another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on
by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable
Item 9. Notice of
Dissolution of Group.
Not applicable.
Item 10. Certifications.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of
business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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WILMINGTON TRUST COMPANY
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Date:
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2/10/2014
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Signature
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/s/ Cynthia L. Corliss
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Name/Title
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Senior Vice President
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Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.
See Rule
13d-7
(b) for other parties for whom copies are to be sent.
Attention. Intentional misstatements or
omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001).