Suspension of Trading
September 17 2013 - 9:30AM
OTC Markets
U.S. SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 70423 / September 17, 2013
The Securities and Exchange Commission announced the temporary
suspension, pursuant to Section 12(k) of the Securities Exchange
Act of 1934 (the "Exchange Act"), of trading in the securities of
PacWest Equities, Inc. ("PacWest"), of Las Vegas, Nevada at 9:30
a.m. EDT on September 17, 2013, and terminating at 11:59 p.m. EDT,
on September 30, 2013.
The Commission temporarily suspended trading in the securities
of PacWest because of questions that have been raised about the
accuracy and adequacy of publicly disseminated information
concerning, among other things, the company's business operations
and assets. This order was entered pursuant to Section 12(k) of the
Exchange Act.
The Commission cautions brokers, dealers, shareholders, and
prospective purchasers that they should carefully consider the
foregoing information along with all other currently available
information and any information subsequently issued by the
company.
Further, brokers and dealers should be alert to the fact that,
pursuant to Rule 15c2-11 under the Exchange Act, at the termination
of the trading suspension, no quotation may be entered unless and
until they have strictly complied with all of the provisions of the
rule. If any broker or dealer has any questions as to whether or
not he has complied with the rule, he should not enter any
quotation but immediately contact the staff in the Division of
Trading and Markets, Office of Interpretation and Guidance, at
(202) 551-5777. If any broker or dealer is uncertain as to what is
required by Rule 15c2-11, he should refrain from entering
quotations relating to PacWest's securities until such time as he
has familiarized himself with the rule and is certain that all of
its provisions have been met. If any broker or dealer enters any
quotation which is in violation of the rule, the Commission will
consider the need for prompt enforcement action.
If any broker-dealer or other person has any information which
may relate to this matter, they should contact J. Lee Buck, II of
the Division of Enforcement at (202) 551-4598.
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