Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
August 15 2013 - 4:05PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment
Company Act file number
811-08897
Sparrow Funds
(Exact name of registrant as specified in charter)
211 N. Broadway, Suite 2080
St. Louis, MO 63102
(Address of principal executive offices)
(Zip code)
Mutual Shareholder Services
8000 Town Centre Drive, Suite 400
Broadview Heights, OH 44147
(Name and address of agent for service)
Registrant's
telephone number, including area code:
(314) 725-6161
Date
of fiscal year end:
August 31
Date
of reporting period:
June 30, 2013
Form N-PX is to be used by a registered management investment
company, other than a small business investment company registered on Form N-5
(Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form
N-PX in its regulatory, disclosure review, inspection, and policymaking
notes.
A registrant is required to disclose the information specified by
Form N-PX, and the Commission will make this information public. A
registrant is not required to respond to the collection of information contained
in Form N-PX unless the Form displays a currently valid Office of Management and
Budget ("OMB") control number. Please direct comments concerning the
accuracy of the information collection burden estimate and any suggestions for
reducing the burden to the Secretary, Securities and Exchange Commission, 450
Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this
collection of information under the clearance requirements of 44 U.S.C. Section
3507.
ITEM
1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a
portfolio security considered at any shareholder meeting held during the period
covered by the report and with respect to which the registrant was entitled to
vote:
(a).
The name of the issuer of the portfolio security;
(b).
The exchange ticker symbol of the portfolio security;
(c).
The Council on Uniform Securities Identification Procedures
("CUSIP") number for the portfolio security;
(d).
The shareholder meeting date;
(e).
A brief identification of the matter voted on;
(f).
Whether the matter was proposed by the issuer or by a security
holder;
(g).
Whether the Registrant cast its vote on the matter;
(h).
How the Registrant cast its vote (e.g., for or against proposal,
or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against
management.
|
Sparrow Growth Fund Class A
|
|
Ticker Symbol:
GWW
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Cusip Number:
384802104
|
|
Record Date:
3/4/2013
|
Meeting Date:
4/24/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend: A vote for election of the following nominees
Brain P. Anderson
A. Ann Harily
William K. Hall
Stuart L. Levenick
John W. McCarter, Jr.
NeilS. Novich
Michael J. Roberts
Gar L. Rogers
James T. Tyan
E. Scott Santi
James D. Slavik
|
|
For
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Issuer
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For
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With
|
|
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2
|
Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 2013
|
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For
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Issuer
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For
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With
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3
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Say on Pay: Advisory proposal to approve compensation of the company's named executive officers
|
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For
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Issuer
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For
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With
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Ticker Symbol:
AMZN
|
Cusip Number:
23135106
|
|
Record Date:
4/1/2013
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Meeting Date:
5/23/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors:
Jeffrey P. Bezos
Tom A. Alberg
John Seely Brown
William B. Gordon
Jamie S. Gorelick
Alain Monie
Jonathan J. Rubinstein
Thomas O. Ryder
Patricia Q. Stonesifer
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the appointment of Ernst & Young Lip as independent auditors.
|
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For
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Issuer
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For
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With
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|
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3
|
Shareholder proposal regarding a report concerning corporate political contributions
|
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Against
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Issuer
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Against
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With
|
|
|
Ticker Symbol:
BUD
|
Cusip Number:
03524A108
|
|
Record Date:
3/15/2013
|
Meeting Date:
4/24/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Issuance of 185,000 subscription rights and capital increase under the condition precedent and to the extent of the exercise of the subscription rights
|
|
For
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Issuer
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For
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With
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|
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10
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Appointment of Directors
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|
For
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Issuer
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For
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With
|
|
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11
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Appointment of statutory auditor and remuneration
|
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For
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Issuer
|
For
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With
|
|
|
12
|
Remuneration policy and remuneration reportr of the Company
|
|
For
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Issuer
|
For
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With
|
|
|
13
|
Approving the remuneration report for the financial year 2012
|
|
For
|
Issuer
|
For
|
With
|
|
|
14
|
Confirming the grants of stock options and restricted stock units to executives
|
|
For
|
Issuer
|
For
|
With
|
|
|
15
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Approval of increased fixed annual fee of directors
|
|
For
|
Issuer
|
For
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With
|
|
|
16
|
Approval of change of control provisions
|
|
For
|
Issuer
|
For
|
With
|
|
|
17
|
Change the control provisions relating to the EMTN programme
|
|
For
|
Issuer
|
For
|
With
|
|
|
18
|
Change the control provisions relating to the Senior Facilities Agreement
|
|
For
|
Issuer
|
For
|
With
|
|
|
19
|
Filing
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Exclusion of the prference right in relation to the issuance of subscription rights
|
|
For
|
Issuer
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For
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With
|
|
|
3
|
Issuance of subscription rights
|
|
For
|
Issuer
|
For
|
With
|
|
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4
|
Conditional capital increase
|
|
For
|
Issuer
|
For
|
With
|
|
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5
|
Express approval pursuant to Article 554, indent 7, of the Companies Code
|
|
For
|
Issuer
|
For
|
With
|
|
|
6
|
Powers
|
|
For
|
Issuer
|
For
|
With
|
|
|
7
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Approval of th statutory annual accounts
|
|
For
|
Issuer
|
For
|
With
|
|
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8
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Discharge to the Directors
|
|
For
|
Issuer
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For
|
With
|
|
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9
|
Discharge to the statutory auditor
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
AZO
|
Cusip Number:
53332102
|
|
Record Date:
10/15/2012
|
Meeting Date:
12/12/2012
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors:
Sue E. Gove
Earl G. Graves, Jr.
Enderson Gummaraes
J.R. Hyde, III
W. Andrew McKenna
George R. Mrkonic, Jr
Luis P Nieto
William C. Rhodes, III
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of Ernst & Young LLP as independent registered public accounting firm for the
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
BGS
|
Cusip Number:
05508R106
|
|
Record Date:
3/22/2013
|
Meeting Date:
5/16/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Robert C. Cantewell
Cynthia t. Jamison
Charles F. Marcy
Dennis M. Mullen
Cheryl M. Palmer
Alfred Poe
Stephen C. Sherrill
David l. Wenner
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Approval by non-bonding advisory vote, of executive compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Re-approval of the material terms of the performance goals in the 20008 omnibus plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Ratification of appointment of KPMG LLP as independent registered public accounting firm
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
BEAM
|
Cusip Number:
73730103
|
|
Record Date:
2/22/2013
|
Meeting Date:
4/23/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors:
Richard A. Goldstein
Stephen W. Golsby
Ann F. Hackett
A.D. David Mackay
Gretchen W. Price
Matthew J. Shattock
Robert A. Steele
Peter M. Wilson
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the appointment of PricewaterhouseCooper LLP as our independent registered public accounting firm for 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory vote to approve named executive officer compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
BBBY
|
Cusip Number:
75896100
|
|
Record Date:
5/3/2013
|
Meeting Date:
6/28/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Warren Eisenberg
Leonard Feinstein
Steven H. Temares
Dean S. Adler
Stanley F. Barshay
Klaus Eppler
Patrick R. Gaston
Jordan Heller
Victoria A. Morrison
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the appointment of KPMG LLP
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
To approve, by non-binding vote, the 2012 compensation paid to the company's named executive officers.
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
CELG
|
Cusip Number:
151020104
|
|
Record Date:
4/17/2013
|
Meeting Date:
6/12/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Robert J. Hugin
R.W. Barker, D. PHIL
Michael D. Casey
Carrie S. Cox
Rodman L. Drake
M.A. Freidman, M.D.
Gilla Kaplan, PH.D
James J. Loughlin
Ernest Mario PH.D
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the appointment of KPMG LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2013.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Approval of the amendment and restatement of the company's 2008 stock incentive plan.
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Approval, by non-binding vote, of executive compensation of the company's named executive officers
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
CHD
|
Cusip Number:
171340102
|
|
Record Date:
3/4/2013
|
Meeting Date:
5/2/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Bradley C. Irwin
Penry W. Price
Arthur B Winkeblack
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Approval of the Church & Dwight Co., Inc amended and restated omnibus equity compensation plan.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory vote to approve compensation of our named executive officers
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Ratification of appointment of Deloitte & Touche as our independent registered public accounting firm for 2013.
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
C
|
Cusip Number:
172967424
|
|
Record Date:
2/25/2013
|
Meeting Date:
4/24/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
The Board of Director recommends you vote For the following proposals:
Michael L. Corbat
Franz B. Humer
Robert L. Joss
Michael E. O'Neil
Judith Rodwin
Robert L. Ryan
Anthony M. Santomero
Joan E. Spero
Diana L.Taylor
William S. Thompson, Jr.
Ernesto Zedillo Ponce de Leon
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Proposal to ratify the selection of KPMG LLP as Citi's independent register public accounting firm for 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory approval of Citi's 2012 executive compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Amendment to the Citigroup 2009 Stock Incentive Plan (relating to dividend equivalents)
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
Stockholder proposal requesting that executives retain a significant portion of their stock until reaching normal retirement age.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
6
|
Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
7
|
Stockholder proposal requesting that the board institute a policy to make it more practical to deny indemnification for directors
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
COLOGATE-PALMOLIVE COMPANY
|
|
Ticker Symbol:
CL
|
Cusip Number:
194162103
|
|
Record Date:
3/11/2013
|
Meeting Date:
5/10/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Nikesh Arora
John T. Chill
Ian Cook
Helene D. Gayle
Ellen M. Hancock
Joseph Jimenez
Richard J. Kogan
Delano E. Lewis
J. Pedro Reinhard
Stephen I Sadove
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratify selection of PricewaterhouseCooper LLP as Colgate's independent registered public accounting firm.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory vote on executive compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Approve the Colgate-Palmolive Company 2013 Incentive compensation plan.
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
Stockholder proposal on executive stock retention requirement.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
CREDIT ACCEPTANCE CORPORATION
|
|
Ticker Symbol:
CACC
|
Cusip Number:
225310101
|
|
Record Date:
3/21/2013
|
Meeting Date:
5/16/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors Donald A Foss
Glenda J. Flanagan
Brett A. Roberts
Thomas N. Tryforos
Scott J. Vassalluzzo
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Advisory vote on executive compensation.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Ratification of the selection of Grant Thornton LLP as credit acceptance corporation's independent registered public accounting firm for 2013 fiscal year
|
|
For
|
Issuer
|
For
|
With
|
|
|
DISCOVERY COMMUNICATIONS, INC
|
|
Ticker Symbol:
DISCA
|
Cusip Number:
25470F104
|
|
Record Date:
3/21/2013
|
Meeting Date:
5/14/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Paul A. Gould
John S. Hendericks
M. Lavoy Robison
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the appointment of PricewaterhouseCooper LLP as Discovery Communications, Inc.'s independent registered public accounting firm for the fiscal year ending December 31,2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Approval of the 2013 stock incentive plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
DORM
|
Cusip Number:
256746108
|
|
Record Date:
4/12/2013
|
Meeting Date:
6/20/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Arnold S. Barron
Macon F. Brock, Jr.
Mary Anne Citrino
H. Ray Compton
Conrad M. Hall
Lemuel E. Lewis
J. Douglas Perry
Bob Sasser
Thomas A. Saunder III
Thomas E. Whiddon
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Directors recommend a vote for election of the following nominees
Arnold S. Barron
Macon F. Brock, Jr.
Mary Anne Citrino
H. Ray Compton
Conrad M. Hall
Lemuel E. Lewis
J. Douglas Perry
Bob Sasser
Thomas A. Saunder III
Thomas E. Whiddon
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
To approve, the company's 2013 director deferred compensation plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
To ratify the selection of KPMG as the company's independent registered public accounting firm.
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
Management proposal to increase authorized shares of common stock
|
|
For
|
Issuer
|
For
|
With
|
|
|
DR.PEPPER SNAPPLE GROUP, INC.
|
|
Ticker Symbol:
DPS
|
Cusip Number:
26138 E109
|
|
Record Date:
3/18/2013
|
Meeting Date:
5/16/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Director John L Adams
Election of Director Ronald G. Rogers
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
To ratify the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for fiscal year 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Resolved, that the compensation paid to named executive officers with respect to 2012 as disclosed pursuant to the compensation disclosure rules and regulations of the securities and exchange commission, including the compensation discussion and analysis, compensation tables & narratives discussion, is hereby approved.
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
To re-approve the management incentive plan to comply with section 162(M) of the internal revenue code and the regulations promulgated thereof.
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
DXPE
|
Cusip Number:
233377407
|
|
Record Date:
4/23/2013
|
Meeting Date:
6/20/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
David R. Little
Cletus Davis
Timothy P. Halter
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
To approve, as a non-binding advisory vote, the compensation of the named executive officers
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
ECL
|
Cusip Number:
278865100
|
|
Record Date:
3/5/2013
|
Meeting Date:
5/2/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Douglas M. Baker, Jr.
Barbara J. Beck
Leslie S. Biller
Stephen I. Chazen
Jerry A. Grundhofer
Arthur J. Higgins
Joel W. Johnson
Michael Larson
Jerry W. Levin
Robert L Lumpkins
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratify the appointment of PricewaterhouseCooper LLP as independent registered public accounting firm for the current year ending December 31,2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Approve amendments to the Ecolab Inc. 2010 Stock Incentive Plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Advisory vote to approve the compensation of executives disclosed in the Proxy Statement.
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
Stockholder proposal requesting executives to retain significant stock
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
6
|
Stockholder proposal regarding congruency between corporate values and political contributions
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
EXPRESS SCRIPTS HOLDING COMPANY
|
|
Ticker Symbol:
ESRX
|
Cusip Number:
302193G108
|
|
Record Date:
3/11/2013
|
Meeting Date:
5/9/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Gary G. Benanav
Maura C. Breen
William J. Delaney
Nicholas J. Lahowchic
Thomas P. Mac Mahon
Frank Merfenthaler
Woodrow A. Myers, Jr.
George Paz
William L. Roper, MD MPH
Samuel K Skinner
Seymour Sternberg
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
To ratify the appointment of PricewaterhouseCooper LLP as the company's independent registered public accountants.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
To approve, by non-binding vote, executive compensation.
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
FAST
|
Cusip Number:
311900104
|
|
Record Date:
2/22/2013
|
Meeting Date:
4/16/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Robert A. Kierlin
Stephen M. Gostomski
Willard d. Oberton
Michael J. Dolan
Reyne K Wisecup
Hugh L. Miller
Michael J. Ancius
Scott A. Satterlee
Rita J. Heise
Darren R. Jackson
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2013 fiscal year.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Approval, by non-binding vote, executive compensation.
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
FL
|
Cusip Number:
344849104
|
|
Record Date:
3/18/2013
|
Meeting Date:
5/15/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Ken C Hicks
Guillermo Marmol
Dona D Young
Maxine Clark
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the appointment of independent registered public accounting firm
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Approval of the 2013 Foot Locker employees stock purchase plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Advisory of the company's executive compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
Shareholder proposal, if properly presented at the meeting, to repeal classified board.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
Ticker Symbol:
GILD
|
Cusip Number:
375558103
|
|
Record Date:
3/13/2013
|
Meeting Date:
5/8/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
John F. Cogan
Etienne F. Daignon
Carla A. Hills
Kevin E. Lofton
John W. Madigan
John C. Marin
Nicholas G. Moore
Richard J. Whitley
Gayle E. Wilson
Per Wold-Olsen
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratify the selection of Ernst & Young LLP by the audit committee of the board of directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
To approve a restatement of Gilead Sciences, Inc's 2004 equity incentive plan.
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
To approve an amendment to Gilead's restated certificate of incorporation.
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
To approve, on the advisory basis, the compensation of Gilead's named executive officers as presented in the proxy statement.
|
|
For
|
Issuer
|
For
|
With
|
|
|
6
|
To vote on a stockholder proposal requesting that the board adopt a policy that the chairman of the board of directors be an independent director, if properly presented at the meeting.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
7
|
To vote on a stockholder proposal request that the board take steps to permit stockholders action by written consent if properly presented at the meeting.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
Ticker Symbol:
GNC
|
Cusip Number:
36191G107
|
|
Record Date:
3/28/2013
|
Meeting Date:
5/23/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Philip E. Mallott
Scott O'Hara
Richard J. Wallace
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Amendment to the company's amended and restated certificate of incorporation to eliminate the authorized Class B Common stock par value of $0.00 per share and provisions related thereto
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Amendment to the company's amended and restated certificate of incorporation to set range in size of our board of directors
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
The approval of an amendment to the company's amended and restated certificate of incorporation to: declassify our board of directors and provide for annual election of all directors.
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
The approval of an amendment to the company's amended and restated certificate of incorporation to: delete various provisions related to the company's former "sponsors"
|
|
For
|
Issuer
|
For
|
With
|
|
|
6
|
Amendment it the company's certificate of incorporation to permit stockholders to take action by written consent.
|
|
For
|
Issuer
|
For
|
With
|
|
|
7
|
The ratification of appointment of PricewaterhouseCooper LLP as independent auditors for the company's 2013 fiscal year
|
|
For
|
Issuer
|
For
|
With
|
|
|
8
|
The approval, by non-binding, of the compensation paid to the company's named executive officers in 2012, as disclosed in the accompanying proxy materials.
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
ISRG
|
Cusip Number:
46120E602
|
|
Record Date:
2/25/2013
|
Meeting Date:
4/25/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Amal M. Johnson
Eric H. Halborson
Alan J. Levy, PH.D
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
To approve the amendment and restatement of the company's 2010
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
The ratification of the appointment of Ernst & young LLP as the company's of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2013.
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
JNJ
|
Cusip Number:
478160104
|
|
Record Date:
2/26/2013
|
Meeting Date:
4/25/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Mary Sue Coleman
Election of James G Cullen
Election of Ian E L Davis
Election of Alex Gorsky
Election of Michael M E Johns
Election of Susan L Linquist
Election of Anne M Mulcahy
Election of Leo F Mullin
Election of William D Perez
Election of Charles Prince
Election of A Eugene Washington
Election of Ronald A. Williams
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of appointment of PricewaterhouseCooper LLP as independent registered public accounting firm for 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Shareholder Proposal - Executive to retain significant stock
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
4
|
Shareholder Proposal on Political contributions and corporate values
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
5
|
Shareholder Proposal on independent board chairman.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
Ticker Symbol:
LINK
|
Cusip Number:
55003T107
|
|
Record Date:
3/25/2013
|
Meeting Date:
5/14/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
George "Skip" Battle
Michael J. Moritz
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accountants of Linkedin Corporation for the fiscal year ending December 31, 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
LNKD
|
Cusip Number:
53578A108
|
|
Record Date:
4/19/2013
|
Meeting Date:
6/13/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors George "Skip" Battle Michael J Moritz
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
LO
|
Cusip Number:
544147101
|
|
Record Date:
3/25/2013
|
Meeting Date:
5/14/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
To amend the Lorillard, Inc. amended and restated certificate of incorporation to declassify the board of directions (the "declassification amendment") and provide for the annual election of directors.
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Election of Andrew H. Card, Jr. as a director to hold office until the annual meeting of shareholders for 2014 (or as class II directors until the annual meeting of shareholders for 2016 if the declassification amendment in proposal NO. 1 is not approved).
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Election of Virgis W. Colbert as a director to hold office until the annual meeting of shareholders for 2014 (or as class II directors until the annual meeting of shareholders for 2016 if the declassification amendment in proposal NO. 1 is not approved).
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Election of Richard W. Roedel as a director to hold office until the annual meeting of shareholders for 2014 (or as class II directors until the annual meeting of shareholders for 2016 if the declassification amendment in proposal NO. 1 is not approved).
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
Advisory vote to approve the company's executive compensation.
|
|
For
|
Issuer
|
For
|
With
|
|
|
6
|
Ratification of selection of Deloitte & Touche as the company's independent registered public accounting firm.
|
|
For
|
Issuer
|
For
|
With
|
|
|
6
|
Shareholder proposal on disclosure of lobbying policies and practices.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
LUMBER LIQUIDATORS HOLDINGS, INC
|
|
Ticker Symbol:
LL
|
Cusip Number:
55003T107
|
|
Record Date:
3/25/2013
|
Meeting Date:
5/14/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Macon F. Brock, Jr.
John M. Presley
Thomas D. Sullivan
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the selection of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory (non-binding) vote to approve named executive officer compensation.
|
|
For
|
Issuer
|
For
|
With
|
|
|
MANHATTAN ASSOCIATES, INC
|
|
Ticker Symbol:
MANH
|
Cusip Number:
562750109
|
|
Record Date:
3/28/2013
|
Meeting Date:
5/10/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
John J. Huntz
Dan J. Lautenbach
Thomas E. Noonan
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Non-binding resolution to approve the compensation of the company's named executive officers
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Ratification of the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
MPC
|
Cusip Number:
56585A102
|
|
Record Date:
2/25/2013
|
Meeting Date:
4/24/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend: a vote for election of the following nominees. 01. Evan Bayh 02. William L. Davis 03. Tomas J. Usher
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the selection of PriceWaterHOuseCoopers LLP as the company's independent auditor for 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory approval of the company's 2013 named executive officer compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
MA
|
Cusip Number:
57636Q104
|
|
Record Date:
4/19/2013
|
Meeting Date:
6/18/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Richard Haythornthwaite
Ajay Baga
Silvio Barzi
David R. Carlucci
Steven J. Freiberg
Nancy J. Karch
Marc Olivie
Rima Qureshi
Jose Octavio Reyes Lagunes
Mark Schwartz
Jackson P. Tai
Edward Suning Tain
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Advisory approval of the company's executive compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Ratification of the appointment of Pricewaterhousecoopers Lip as the independent registered public accounting firm
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
MAT
|
Cusip Number:
577081102
|
|
Record Date:
3/15/2013
|
Meeting Date:
5/10/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors:
Michael J. Dolan
Trevor A. Edwards
Dr. Frances D. Fergusson
Dominic NG
Vasant M. Prabhu
Dr. Andrea L. Rich
Dean A. Scarborough
Christopher A. Sinclair
Bryan G. Stockton
Dirk Van De Put
Kathy White Loyd
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Advisory vote to approve named executive officer compensation, as described in the Mattel, Inc proxy statement
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Ratification of the selection of Pricewaterhousecoopers LLP as Mattel, Inc's independent registered public accounting firm
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
MCD
|
Cusip Number:
580135101
|
|
Record Date:
3/25/2013
|
Meeting Date:
5/23/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
The Board of Directors recommends a vote for the nominees identified on the voting instruction form.
Walter E. Messey
John W. Roger Jr.
Roger W. Stone
Miles D. White
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Advisory vote to approve executive compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Advisory vote on a shareholder proposal requesting an annual report on executive compensation, if presented.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
5
|
Advisory vote on a shareholder proposal requesting an human rights report, if presented.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
6
|
Advisory vote on a shareholder proposal requesting an executive stock retention policy, if presented.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
7
|
Advisory vote on a shareholder proposal requesting a nutrition report, if presented.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
MONSTER BEVERAGE CORPORATION
|
|
Ticker Symbol:
MNST
|
Cusip Number:
611740101
|
|
Record Date:
4/11/2013
|
Meeting Date:
6/3/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Rodney C Sacks
Hilton H Schlosberg
Norman C Epstein
Benjamin M Polk
Sydney Selati
Harold C Taber
Mark S Viderguaz
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Proposal to ratify the appointment of deloitte & touche llp, as the independent registered public accounting firm of the company for the fiscal year ending on December 31, 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Proposal to approve, on a non-binding, advisory basis, the compensation of the company's named executive officers.
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
NKE
|
Cusip Number:
654106103
|
|
Record Date:
7/23/2012
|
Meeting Date:
9/20/2012
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Alan B .Graf
John C. Lechleiter
Phyllis M. Wise
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
To hold an advisory vote to approve executive compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
To amend the articles of incorporation to increase the number of authorized shares of common stock.
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
To re-approve and amend the Nike, Inc long-term incentive plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
To ratify the appointment of (No Suggestions) LLP as independent registered public accounting firm
|
|
For
|
Issuer
|
For
|
With
|
|
|
6
|
To consider a shareholder proposal regarding political contributions disclosure
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
Ticker Symbol:
OPEN
|
Cusip Number:
68372A104
|
|
Record Date:
4/12/2013
|
Meeting Date:
6/5/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Thomas H. Layton
Matthew Roberts
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
The ratification of Deloitte & Touche LLP as the independent registered public accounting firm for the year ending December 31, 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory vote on the approval of the compensation of our named executive officers
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
PFE
|
Cusip Number:
717081103
|
|
Record Date:
2/27/2013
|
Meeting Date:
4/24/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors: Dennis A. Ausiello
M. Anthony Burns
W. Don Cornwell
Frances D. Fergusson
William H. Gray III
Helen H Hobbs
Constance J. Horner
James M Kilts
George A Lorch
Suzanne Nora Johnson
Ian C Read
Stephen W Sanger
Marc Tessier-Lavigne
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratify the selection of KPMG LLP as independent registered public accounting firm for 2013.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory approval of executive compensation.
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Shareholder proposal regarding executive equity retention.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
Ticker Symbol:
PII
|
Cusip Number:
731068102
|
|
Record Date:
2/28/2013
|
Meeting Date:
4/25/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Brain C. Cornell
Bernd F Kessler
Scott W Wine
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratify the selection of Ernst & Young LLP as independent registered public accounting firm for 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory vote to approve the compensation of our named executive officers
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
PCLN
|
Cusip Number:
741503403
|
|
Record Date:
4/11/2013
|
Meeting Date:
6/6/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Tim Armstrong
Howard W Barker
Jeffery H Boyd
Jan L Docter
Jeffery E Epstein
James M Guyette
Nancy B Pertsman
Thomas E Rothman
Craig W Rydin
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
To ratify the selection of deloitte & touche llp as the independent registered public accounting firm of the company for the fiscal t=year ending december 31 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
To approve on an advisory basis the compensation paid by the company to its names executive officers
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
To approve an amendment to the company's 1999 omnibus plan to increase the number of shared authorized for issuance under the plan by 2,400,000 shares and certain other amendments to the plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
To consider and vote upon a non-binding stockholder proposal requesting that the company's board of directors adopt a policy limiting the acceleration of cesting of equity awards granted to senior exectutives in the event of a change in control of the company.
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
PHM
|
Cusip Number:
745867101
|
|
Record Date:
3/11/2013
|
Meeting Date:
5/8/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Brian P. Anderson
Bryce Clair
Richard J. Dugas, Jr.
Thomas Folliard
Cheryl W. Grise
Andre J. Hawaux
Devra J. Kelly-Ennis
Patrick J. O'Leary
James J. Postl
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Approval of our 2013 Senior Management Incentive Plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Approval of our 2013 stock incentive plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Approval of an amendment to extend the term of our amended and restated section 382 rights agreement.
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
A shareholder proposal requesting the election of directors by a majority, rather than plurality, vote, if properly presented at the meeting
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
6
|
A shareholder proposal regarding the use of performance based options, if properly presented at the meeting
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
QUESTOR PHARMACEUTICALS, INC
|
|
Ticker Symbol:
QCOR
|
Cusip Number:
74835Y101
|
|
Record Date:
4/4/2013
|
Meeting Date:
5/24/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend: A vote for election of the following nominees
Don M Bailey
Neal C Bradsher
Stephen C Farrell
Louis Silverman
Virgil D Thompson
Scott M Whitcup
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Proposal to approve an advisory (non -binding) resolution regarding the compensation of the named executive officers.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Proposal to approve an advisory (non -binding) resolution regarding the compensation of the named executive officers.
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
ROSS
|
Cusip Number:
778296103
|
|
Record Date:
5/22/2013
|
Meeting Date:
5/22/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Michael Balmuth
K. Gunnar Bjorklund
Sharo D. Garrett
Michael J. Bush
Norman A. Ferber
Gregory L. Quesnel
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Approval of certain provisions of 2008 equity incentive plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory vote to approve the resolution on the compensation of the named executive officers
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
To ratify the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for fiscal year ending February 1, 2014
|
|
For
|
Issuer
|
For
|
With
|
|
|
SALLY BEAUTY HOLDINGS, INC.
|
|
Ticker Symbol:
SBH
|
Cusip Number:
79546E104
|
|
Record Date:
12/3/2012
|
Meeting Date:
1/30/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Christian A. Brickman
Marshall E. Eisenberg
John A. Miller
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the selection of KPMG LLP as the corporations independent registered public accounting firm for the fiscal year 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Stockholder proposal by the pension reserves investment management board to repeal classified board.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
SIMON PROPERTY GROUP, INC
|
|
Ticker Symbol:
SPG
|
Cusip Number:
828806109
|
|
Record Date:
3/15/2013
|
Meeting Date:
5/14/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors:
Melvyn E. Bergstein
Larlry C. Glasscock
Karen N. Horn, PHD
Allan Hubbard
Reuben S. Leibowitz
Daniel C. Smith, Jr.
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Annual Advisory vote to approve the company's executive compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
SBUX
|
Cusip Number:
855244109
|
|
Record Date:
1/10/2013
|
Meeting Date:
3/20/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors:
Howard Schultz
William W. Bradley
Robert M. Gates
Mellody Hobson
Kevin R. Johnson
Olden Lee
Joshua Cooper Ramo
James G. Shennan, Jr.
Clara Shih
Javier G. Teruel
Myron E. Ullman, III
Craig E. Weatherup
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Approval of an advisory resolution on executive compensation.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Approval of an amendment and restatement of the 2005 Long-Term Equity Plan, including an increase in the number of authorized shares under the plan.
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Ratification of appointment of Deloitte & Touche as the independent registered public accounting firm for the fiscal year ending September 29, 2013.
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
Shareholder proposal to prohibit political spending.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
Ticker Symbol:
KO
|
Cusip Number:
191216100
|
|
Record Date:
2/25/2013
|
Meeting Date:
4/24/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
The of Director recommends you vote For the following proposals:
Herbert A. Allen
Ronald W. Allen
Howard G. Buffett
Richard M. Daley
Barry Diller
Helene D. Gayle
Evan G. Greenberg
Alexis M. Herman
Mutar Kent
Robert A. Kotick
Maria Elena Lagomasino
Donald F. McHenry
Sam Nunn
James D. Robinson, III
Peter V. Ueverroth
Jacob Wallenberg
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of the appointment of Ernst & Young LLP as Independent Auditors
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Advisory vote to approve executive compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Approve an amendment to the Company's By-Laws to permit shareowners to call special meetings.
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
Shareholder proposal regarding a Board committee on human rights.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
Ticker Symbol:
HSY
|
Cusip Number:
427866108
|
|
Record Date:
3/4/2013
|
Meeting Date:
4/30/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Elections of Directors P.M. Arway
Elections of Directors J.P. Bilbrey
Elections of Directors R.F. Cavanaugh
Elections of Directors C.A. Davis
Elections of Directors R.M. Malcom
Elections of Directors J.M. Mead
Elections of Directors J.E. Nevels
Elections of Directors A.J. Palmer
Elections of Directors T.J. Ridge
Elections of Directors D. L. Shedlarz
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratify the appointment of KPMG LLP as independent auditors for 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Approve on a non-binding advisory basis, a resolution approving executive compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
MIDD
|
Cusip Number:
596278101
|
|
Record Date:
3/20/2013
|
Meeting Date:
5/14/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
Selim A. Bassoul
Robert B. Lamb
John R. Miller III
Gordon O'Brien
Philip G. Putman
Sabin C. Streeter
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Approval, by an advisory vote, of the 2012 compensation of the company's named executives officers, as disclosure pursuant to the compensation disclosure rules and of the securities and exchange commission
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Amendment of the company's second amended and restated bylaws to implement majority voting for uncontested director elections
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Ratification of the selection of Ernst & Young LLP as the company's independent public accountants for the current fiscal year ending December 28, 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
THE SHERWIN-WILLIAMS COMPANY
|
|
Ticker Symbol:
SHW
|
Cusip Number:
872540109
|
|
Record Date:
4/15/2013
|
Meeting Date:
6/11/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend a vote for election of the following nominees
A.F. Anton
C.M. Connor
D.F. Hodnik
T.G. Kadien
R.J. Kramer
S.J. Kropf
R.K. Smucker
J.M. Stropki
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Advisory approval of compensation of the name executives.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Amendment to articles of incorporation to implement majority voting in uncontested elections of directors.
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm 2013
|
|
For
|
Issuer
|
For
|
With
|
|
|
Ticker Symbol:
TJX
|
Cusip Number:
872540109
|
|
Record Date:
4/15/2013
|
Meeting Date:
6/11/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Zeln Abdalia
Jose' B. Alvarez
Alan M. Bennett
Bernard Cammarata
David T. Ching
Michael F. Hines
Amy B. Lane
Dawn G. Lepore
Carol Meyrowltz
John F. O'Brien
Willow B. Shire
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of appointment of independent registered public accounting firm for fiscal 2014
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Approval of stock incentive plan amendments and material terms of performance goals under the plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Say on pay: Advisory approval of THX' executive compensation
|
|
For
|
Issuer
|
For
|
With
|
|
|
UNION PACIFIC CORPORATION
|
|
Ticker Symbol:
UNP
|
Cusip Number:
907818108
|
|
Record Date:
2/28/2013
|
Meeting Date:
5/16/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
A.H. Card, Jr
E.B Davis, Jr
T.J. Donohue
A.W. Dunham
J.R. Hope
J.J. Koraleski
C.C. Krulak
M.R. McCarthy
M.W. McConnell
T.F. McLarty III
S.R. Rogel
J.H. Villarreal
J.R. Young
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Ratification of appointment of Deloitte & Touche as the independent registered public accounting firm.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
An advisory vote on executive compensation ("Say on Pay")
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Adopt the Union Pacific Corporation 2013 Stock Incentive Plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
5
|
Shareholder Proposal regarding lobbying activities if properly presented at the Annual Meeting.
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
Ticker Symbol:
V
|
Cusip Number:
92826C839
|
|
Record Date:
12/4/2012
|
Meeting Date:
1/30/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Election of Directors
Gary P. Coughlan
Mary B. Cranston
Francisco Javier Fernandez-Carbajal
Rovert W. Matschullat
Cathy E. Minehan
Suzanne Nora Johnson
David J. Pang
Joseph W. Saunders
Charles W. Scharf
William S. Shanahan
John A. Swainson
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Approval. on an advisory basis, of the compensation of our named executive officers.
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Ratification of the appointment of KPMG LLP as independent registered public accounting firm for fiscal year 2013.
|
|
For
|
Issuer
|
For
|
With
|
|
|
4
|
Stockholder proposal, pm, lobbying practices and expenditures, if properly presented
|
|
Against
|
Issuer
|
Against
|
With
|
|
|
Ticker Symbol:
Z
|
Cusip Number:
98954A107
|
|
Record Date:
2/27/2013
|
Meeting Date:
5/31/2013
|
|
Proposal #
|
Proposal
|
|
Vote
|
Author
|
MRV*
|
vs. Mgmt
|
|
|
1
|
Directors recommend: A vote for election of the following nominees
Richard N Barton
Lloyd D Frink
|
|
For
|
Issuer
|
For
|
With
|
|
|
2
|
Aprrove an amendment to the zillow, INC amend and restated 2011 incentive plan
|
|
For
|
Issuer
|
For
|
With
|
|
|
3
|
Ratify the appointment of ernst & young llp as independent registered public accounting firm for the fiscal year ending december 31, 2013
|
|
For
|
Issuer
|
For
|
With
|
|
* Management Recommended Vote
|
Sparrow Growth Fund Class C
|
* Management Recommended Vote
|
Sparrow Growth Fund No Load
|
* Management Recommended Vote
SIGNATURES
Pursuant to the requirements of the Investment Company Act of
1940, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
Sparrow Funds
By
/s/Gerald Sparrow
*
/s/Gerald Sparrow
President and Treasurer
Date: August 15, 2013
*Print the name and title of each signing officer under his or her
signature.
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