Registration Effectiveness Orders Issued By The SEC

Date : 10/31/2011 @ 8:34AM
Source : Dow Jones News
Stock : Clean Energy Fuels Corp. (MM) (CLNE)
Quote : 2.44  -0.04 (-1.61%) @ 8:00PM

Registration Effectiveness Orders Issued By The SEC

Cobiz Financial Inc. (MM) (NASDAQ:COBZ)
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The following table includes registration statements and post-effective amendments that were declared effective by the Securities and Exchange Commission on the most recently completed business day.

The Securities Act of 1933 requires companies offering securities to file a registration statement with the SEC that discloses material facts for investors. The SEC staff reviews registration statements and declares them "effective" if companies satisfy the disclosure rules.

 
REGISTRATIONS EFFECTIVE AS OF October 28, 2011 
 
 
 
STOCK: 
 
COBIZ FINANCIAL INC (COBZ) 
File Number: 333-177216 
Date of Original Registration: 10/7/11 
Form Type: S-3 
Securities Registered: 57,366 Senior Non-Cumulative Perpetual Preferred 
Stock, Series C, $0.01 par value 
Selling Holder: Yes 
 
Clean Energy Fuels Corp. (CLNE) 
File Number: 333-177043 
Date of Original Registration: 9/28/11 
Form Type: S-3 
Securities Registered: 9,999,998 Shares of Common Stock 
Selling Holder: Yes 
 
ECOLAB INC (ECL) 
File Number: 333-176601 
Date of Original Registration: 8/31/11 
Form Type: S-4 
Securities Registered: 71,289,839 Common Stock, par value $1.00 per share 
Selling Holder: No 
 
GTX CORP (GTXO) 
File Number:  333-177146 
Date of Original Registration: 10/3/11 
Form Type: S-1 
Securities Registered: 11,670,000 SHARES OF COMMON STOCK 
Selling Holder: Yes 
 
HARBINGER GROUP INC. (HRG) 
File Number: 333-176522 
Date of Original Registration:  8/29/11 
Form Type: S-3 
Securities Registered: 60,449,536 Shares of Common Stock 
Selling Holder: Yes 
 
Lan Airlines SA 
File Number: 333-177513 
Date of Original Registration: 10/26/11 
Form Type: F-6 
Securities Registered: 200,000,000 American Depositary Shares 
Selling Holder: No 
 
Minerco Resources, Inc. (MINE) 
File Number: 333-177321 
Date of Original Registration: 10/14/11 
Form Type: S-1 
Securities Registered: 144,500,000 Shares of Common Stock 
Selling Holder: Yes 
 
NEXT FUEL, INC. (NXFI) 
File Number: 333-175466 
Date of Original Registration: 7/11/11 
Form Type: S-1 
Securities Registered: 1,400,000 shares of Common Stock 
Selling Holder: Yes 
 
Nova Lifestyle, Inc. (STVS) 
File Number: 333-177353 
Date of Original Registration: 10/17/11 
Form Type: S-1 
Securities Registered: 3,993,407 Shares of Common Stock 
Selling Holder: Yes 
 
Puissant Industries, Inc. 
File Number: 333-174222 
Date of Original Registration: 5/13/11 
Form Type: S-1 
Securities Registered: 107,000 SHARES OF COMMON STOCK 
Selling Holder: Yes 
 
RAIT Financial Trust (RAS) 
File Number: 333-177324 
Date of Original Registration: 10/14/11 
Form Type: S-3 
Securities Registered: 10,500,000 Common Shares of Beneficial Interest 
Selling Holder: No 
 
 
 
S-4s and F-4s: 
 
 
ENDO PHARMACEUTICALS HOLDINGS INC (ENDP) 
File Number: 333-177341 
Date of Original Registration: 10/14/11 
Form Type: S-4 
Securities Registered: Offer to exchange $400 million aggregate principal 
amount of 7.00% Senior Notes Due 2020; Offer to exchange $500 million 
aggregate principal amount of 7% Senior Notes Due 2019; Offer to exchange 
$400 million aggregate principal amount of 7 1/4% Senior Notes Due 2022 
Selling Holder: No 
 
 
 
MIXED SECURITIES: 
 
Ampio Pharmaceuticals, Inc. (AMPE) 
File Number: 333-177116 
Date of Original Registration: 9/30/11 
Form Type: S-3 
Securities Registered: $80,000,000 Common Stock, Warrants, Units; 1,000,000 
Shares of Common Stock 
Selling Holder: Yes 
 
Echo Therapeutics, Inc. (ECTE) 
File Number: 333-175938 
Date of Original Registration: 8/1/11 
Form Type: S-3 
Securities Registered: $75,000,000 Common Stock, Preferred Stock, Warrants, 
Units 
Selling Holder: No 
 
Education Realty Trust, Inc. (EDR) 
File Number: 333-177422 
Date of Original Registration: 10/21/11 
Form Type: S-3 
Securities Registered: $500,000,000 Common Stock, Preferred Stock, Debt 
Securities, Depositary Shares, Subscription Rights 
Selling Holder: No 
 
 
 
 
MISCELLANEOUS 
 
ATEL 15, LLC 
File Number: 333-174418 
Date of Original Registration: 5/23/11 
Form Type: S-1 
Securities Registered: 15,000,000 Units of Limited Liability Company Interest 
Selling Holder: No 
 
SYNTHETIC FIXED INCOME SECURITIES INC 
File Number: 333-175984 
Date of Original Registration: 8/2/11 
Form Type: S-3 
Securities Registered: $1,000,000 Trust Certificates 
Selling Holder: No 
 
 
 
 
 



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