Applications Given Early Antitrust Clearance

Date : 09/14/2011 @ 10:00AM
Source : Dow Jones News
Stock : Ameriprise Financial, Inc. (AMP)
Quote : 154.12  1.67 (1.10%) @ 4:05PM

Applications Given Early Antitrust Clearance

AMP (NYSE:AMP)
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The Hart-Scott-Rodino Act requires under certain circumstances that prospective acquirers of voting securities or assets apply for clearance from regulators. Requests for early termination or clearance are granted when the Federal Trade Commission and the antitrust division of the Department of Justice have determined that they won't take action during the waiting period.

The following is a list of companies or people to which the FTC has granted early clearance of antitrust concerns under the HSR Act:

 
NAME OF ACQUIRING PERSON 
NAME OF ACQUIRED PERSON                              DATE 
NAME OF ACQUIRED ENTITY                           TERMINATED 
_____________________________________________________________ 
 
General Dynamics Corporation                       Tuesday 
The Veritas Capital Fund III, L.P. 
Vangent Holding Corp. 
 
Energy Capital Partners II-A, LP                   Tuesday 
Strategic Value Restructuring Fund, Ltd. 
Liberty Electric Generation Holdings, LLC 
 
Advent (OT) Cayman Ltd.                            Tuesday 
Francois-Charles Oberthur SAS 
Oberthur Technologies SA 
 
Ladenburg Thalmann Financial Services Inc.         Tuesday 
Ameriprise Financial, Inc. 
Securities America Financial Corporation 
Securities America, Inc. 
Securities America Advisors, Inc. 
Brecek & Young Advisors, Inc. 
Brecek & Young Financial Group Insurance Agency of 
Texas Inc 
 

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