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Date	Time	Source	Headline	Symbol	Company
02/02/2021	5:16PM	PR Newswire (US)	Terra Income Fund 6, Inc. Announces Offering of Notes	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
04/07/2020	6:00AM	Business Wire	Advisor Group & Securities America Announce Recruitment of Hybrid Advisory Firm with More Than $120 Million in Total Client A...	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
02/14/2020	5:00PM	Business Wire	Ladenburg Thalmann Announces Intention to Delist Certain of Its Securties	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
02/14/2020	9:18AM	Business Wire	Ladenburg Thalmann Announces Completion of Merger with Advisor Group	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
02/06/2020	8:00AM	GlobeNewswire Inc.	Oxford Lane Capital Corp. Prices Preferred Stock Offering	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
02/04/2020	4:01PM	GlobeNewswire Inc.	Oxford Lane Capital Corp. Announces Preferred Stock Offering	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
01/31/2020	8:00AM	Business Wire	Ladenburg Shareholders Approve Merger With Advisor Group	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
01/02/2020	8:00AM	Business Wire	Ladenburg Thalmann Financial Services Inc. Confirms Series A Preferred Stock Monthly Dividends for Q1 2020	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
12/19/2019	4:05PM	PR Newswire (US)	Achieve Life Sciences, Inc. Announces Closing of $13.8 Million Underwritten Public Offering, Including Full Exercise of Overa...	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
12/19/2019	4:05PM	PR Newswire (Canada)	Achieve Life Sciences, Inc. Announces Closing of $13.8 Million Underwritten Public Offering, Including Full Exercise of Overa...	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
12/13/2019	4:01PM	GlobeNewswire Inc.	Marinus Pharmaceuticals Announces Closing of $70 Million Public Offering of Common Stock and Concurrent Private Placement Inc...	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
12/12/2019	9:56AM	Business Wire	Securities America Announces that Goldstein & Associates Has Joined Its Arbor Point Advisors Hybrid RIA Platform	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
12/11/2019	9:00AM	GlobeNewswire Inc.	Marinus Pharmaceuticals Announces Pricing of $65 Million Public Offering of Common Stock and Concurrent Private Placement	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
12/06/2019	8:30AM	Business Wire	Ladenburg Declares Quarterly Dividend on Common Stock	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/26/2019	7:00AM	Business Wire	Securities America Allies with Veteran Executive David Pintaric to Launch New Super-OSJ	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/21/2019	6:00AM	PR Newswire (US)	Triad Advisors Successfully Recruits Hybrid Wealth Management Practice Strategic Wealth Advisors	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/19/2019	5:35PM	GlobeNewswire Inc.	Yield10 Bioscience Announces Closing of $11.5 Million Equity Offering and Full Exercise of Over-allotment Option	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/19/2019	1:06PM	PR Newswire (US)	SHAREHOLDER ALERT: WeissLaw LLP Investigates Ladenburg Thalmann Financial Services Inc.	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/15/2019	8:20AM	GlobeNewswire Inc.	Yield10 Bioscience Announces Pricing of $10.75 Million Equity Offering	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/12/2019	1:28PM	PR Newswire (US)	ALERT: Rowley Law PLLC is Investigating Proposed Acquisition of Ladenburg Thalmann Financial Services Inc.	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/12/2019	12:32PM	PR Newswire (US)	Shareholder Alert: Ademi & O'Reilly, LLP Investigates whether Ladenburg Thalmann Financial Services Inc. has obtained a Fair ...	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/12/2019	6:32AM	Edgar (US Regulatory)	Additional Proxy Soliciting Materials (definitive) (defa14a)	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/12/2019	6:31AM	Edgar (US Regulatory)	Additional Proxy Soliciting Materials (definitive) (defa14a)	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/12/2019	6:31AM	Edgar (US Regulatory)	Additional Proxy Soliciting Materials (definitive) (defa14a)	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/12/2019	6:31AM	Edgar (US Regulatory)	Additional Proxy Soliciting Materials (definitive) (defa14a)	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/12/2019	6:31AM	Edgar (US Regulatory)	Current Report Filing (8-k)	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/11/2019	7:35PM	PR Newswire (US)	Advisor Group And Ladenburg Thalmann Announce Merger To Create A Wealth Management Industry Leader With Nearly 11,500 Financi...	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/08/2019	4:54PM	Edgar (US Regulatory)	Current Report Filing (8-k)	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/08/2019	8:06AM	Edgar (US Regulatory)	Quarterly Report (10-q)	AMEX:LTS	Ladenburg Thalmann Financial Services Inc
11/08/2019	8:00AM	Business Wire	Ladenburg Reports Third Quarter 2019 Financial Results	AMEX:LTS	Ladenburg Thalmann Financial Services Inc

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